Ballenger Group, LLC, (The)
Date of Initial Action: 09/30/2004
Date of Most Recent Action: 09/30/2004
Browse Actions and Orders
This page contains desist and refrain orders, civil actions, administrative actions, and hearing decisions issued by the Commissioner of the Department of Financial Protection and Innovation (DFPI) from January 1, 2002, to the present. These actions are against individuals and entities under DFPI jurisdiction. Visit Summary of Actions and Orders for a listing of recent actions by month. For assistance regarding these results, please contact us.
41-50 of 686 Results
Listed by Entity , Date of Initial Action , and Date of Most Recent Action
Ballmaier, Matthew
Date of Initial Action: 12/14/2021
Date of Most Recent Action: 12/14/2021
Ballon, Robert Ira
Date of Initial Action: 07/28/2004
Date of Most Recent Action: 07/28/2004
Ballon, Rodrigo
Date of Initial Action: 01/02/2022
Date of Most Recent Action: 01/02/2022
BAM Capital, LLC
Date of Initial Action: 02/12/2019
Date of Most Recent Action: 02/12/2019
Banc of America Securities LLC and Banc of America Investment Services, Inc.
Date of Initial Action: 05/28/2009
Date of Most Recent Action: 05/28/2009
Bancroft Ventures Limited
Date of Initial Action: 09/25/2002
Date of Most Recent Action: 09/25/2002
Bang, Elijah aka Bhang, Elijah
Date of Initial Action: 05/19/2009
Date of Most Recent Action: 11/19/2009
Bank of America
Date of Initial Action: 02/09/2011
Date of Most Recent Action: 02/09/2011
Bank of the Orient
Date of Initial Action: 03/19/2021
Date of Most Recent Action: 03/19/2021