The California Department of Financial Protection and Innovation (DFPI) has received information that the website https://lisamoyerroth.com/ is falsely marketing itself as a licensed financial adviser. The imposter website is not associated with a California licensed Investment Adviser or Broker-Dealer.
The website attempts to pose as Lisa M. Roth, who is a California licensed Investment Adviser and Broker-Dealer Agent (CRD number 2093325) and maintains registration with R.F. Lafferty & Co., Inc. (CRD number 2498). R.F. Lafferty & Co., Inc. holds an active Broker-Dealer license with DFPI and an Investment Adviser license with the Securities and Exchange Commission (SEC).
DFPI urges consumers to exercise extreme caution before responding to any solicitation offering investment or financial services. To check whether an investment or financial service provider is licensed in California, or to submit a complaint, consumers should go to the DFPI website at www.dfpi.ca.gov or call 1-866-275-2677.