Actions, Order and Administrative Hearing Decisions: B

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Subject Order Issued Date Issued
B&B Collective Administrative Action 09/10/18
B&N Suppliers International Inc. Administrative Action 03/01/24
B & J Service Center & Check Cashing, Inc. Desist & Refrain, Citation 10/14/13
B & R Check Holders, Inc. Desist & Refrain Order 05/19/09
B & W Capital Corporation Desist & Refrain Order 06/21/11
B and B Check Cashing Desist & Refrain Order 06/10/08
B TO B National Services Administrative Action
See also NMLS # 2298536		 04/15/24
B+ Mortgage/Interfi Funding Administrative Action 05/12/10
B2B Venture Partners USA Desist & Refrain Order 05/24/11
B-4 Partners, LLC Desist & Refrain Order 08/11/11
Babanian, Bob Civil Action 02/08/07
Baby Boot Camp, LLC Desist & Refrain Order 06/02/05
BAC FOREX and BACFOREX.com Desist & Refrain Order 03/28/12
Bacani, Kris Ivan Edmond Administrative Action
See also NMLS # 668576		 10/11/21
Bacchus Capital, LP Administrative Action
See also CFL Licensee Listing #’s 603G830 and 6054068		 04/03/20
BaceK Gold Desist & Refrain Order 11/05/15
Bacino, Michael Administrative Action 01/22/22
Back Home the Movie Productions, LLC. Administrative Action 08/01/19
Back Bay Capital, Inc. Administrative Action 08/18/05
Bagbeh, Shoreh Administrative Action 07/06/16
Bahk, Allen W. Desist & Refrain Order 07/27/07
BAHN Inc. Administrative Action
See also CFL # 60DBO-49691		 12/29/23
Baily Investments Desist & Refrain Order 10/01/07
Baker, Bill aka Blagoja Bakrevski Administrative Action 08/12/16
Baker, Chad Administrative Action
See also NMLS licensee listing # 329451		 01/02/22
Baker, Darrin Desist & Refrain Order; 09/18/02
Baker, Dorian aka Young, Dorian Administrative Action
See also FSD licensee listing #9632706		 07/21/17
Baker, George Michael Administrative Action 12/18/20
Baker, Keith Desist & Refrain Order 01/14/13
Baker, Paul D. Desist & Refrain Order, see also Cinamour Entertainment, LLC 03/24/09
Baker, Sharon Rescission of Desist & Refrain Order, see also C.L.C BancGroup, Inc. 04/16/08
Baker, Todd A. Desist & Refrain Order;
See also Office of Administrative Law Decision		 09/18/02
Baker, William Warren Desist & Refrain Order 11/09/09
Bakersfield Car Title Loans Desist & Refrain Order 03/24/11
Bakery Employees Credit Union Final Order 10/15/15
Balboa Capital Corporation Administrative Action
See also FSD Licensee Listing # 6032159 		08/31/17
Ball Print Technologies Desist & Refrain Order (see also Shannon K. Rodriquez) 10/23/07
Ball, Max James Administrative Action 11/14/22
Ballenger Group (The) Desist & Refrain Order 09/30/04
Ballenger Group, LLC, (The) Desist & Refrain Order 09/30/04
Ballmaier, Matthew Administrative Action
See also NMLS Licensee Listing # 1342441		 12/14/21
Ballon, Robert Ira Desist & Refrain Order 07/28/04
Ballon, Rodrigo Administrative Action
See also NMLS licensee listing # 272011		 01/02/22
BAM Capital, LLC Administrative Action 02/12/19
Bannockburn Global Forex, LLC. Administrative Action 10/09/17
Banc of America Securities LLC and Banc of America Investment Services, Inc. Administrative Action 05/28/09
Bancroft Ventures Limited Civil Action 09/25/02
Bang, Elijah aka Bhang, Elijah Administrative Action
See also Office of Administrative Law Decision – OAH No. 2009061346 		05/19/09
Bank of America National Mortgage Settlement, See also National Mortgage Settlement website for more information 02/09/11
Bankless, LLC Administrative Action 01/22/24
Bank of the Orient Order
See also NIC National Information Center		 03/19/21
Bank, Daryl Gene Administrative Action 08/26/19
Bank, Hilton Stewart Desist & Refrain Order 12/27/06
Bankers Capital Funding, LLC Administrative Action 08/08/18
Bankers First Mortgage Administrative Order 05/01/09
Bankers Hill Capital, Inc.  Administrative Order 12/22/10
Bankers Home Funding Administrative Order 05/19/10
Bankers Life and Casualty Company Desist & Refrain Order 07/16/12
BankersWest Funding Corporation Administrative Order 12/08/09
Bankit Mortgage Administrative Action
See also CFL # 60DBO-68505		 09/05/23
Bankroll Capital, Inc. Administrative Action 03/25/21
Banksource Mortgage Administrative Action 12/18/06
Bann-Cor Mortgage (PDF) Administrative Order 10/04/07
Banyan Capital Partners, Inc. Administrative Action
See also CFL # 60DBO-57761		 12/27/17
Barami, Shawn Administrative Action 05/27/16
Barantis, Mary Ann Cabrera Desist & Refrain Order 03/17/06
Baraona, Alexander, aka Baraona, Alexander Gilbert Desist & Refrain Order 07/21/09
Baratta, Joshua David Administrative Action
See Also NMLS # 1937138		 01/27/22
BARBA, ORLANDO Administrative Action
See also CFL # 60DBO-54508		 04/16/21
Barbara’s Escrows Unlimited, Inc. Administrative Action 01/16/09
Barber, Brett Reed Administrative Action 06/30/15
Barber, David Scott Desist & Refrain Order 12/29/10
Barber, John Desist & Refrain Order;
see also Rescission Order to John Barber  [5/16/05]		 05/24/04
Barber, Robert, Jr. Administrative Action 10/07/08
Barcelona, Romeo Tan Desist & Refrain Order 05/11/16
Barclay & Nodingham, Inc, B arclay & Nodingham Company (The); Barclay & Nodingham Company, Inc. (The) Desist & Refrain Order , See also The Furlough Group 04/27/09
Bar-K, Inc. Desist & Refrain Order 08/11/11
Barkate, Anthony Harold Administrative Action 12/15/05
Barker, Jason Le Roy Desist & Refrain Order 08/23/05
Barkhordar, Ali Administrative Action 10/09/17
Barkhordar, Ali; Asset Intelligence, LLC Administrative Action 07/26/10
Barkley, Brent W. Desist & Refrain Order 05/11/09
Barnard, Edward Desist & Refrain Order 12/24/02
Barnes, Brent Wayne Administrative Action
See also Investment Adviser Firm Summary – CRD # 115266		 04/05/18
Barnes, Jeffrey Administrative Action 11/05/07
Barnes Mason Desist & Refrain Order 11/07/07
Barnett, Jeremy Desist & Refrain Order 06/18/13
Barnett, Michael Ryan Administrative Action 05/18/15
Barnett, Newton A. aka Barnett, N.A. Desist & Refrain Order 11/28/07
Barnett, Thomas L. Administrative Action 08/26/19
Barnhardt, Aaron Kane Civil Action 02/11/09
Barnhardt, J.J. aka Barnhardt, Jay Jorden Civil Action 02/11/09
Barnhart, Jeffrey Karl Administrative Action 07/26/17
Barnstar Financial, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-57050		 04/19/22
Baro, Bert Administrative Action
See also Office of Administrative Law Decision OAH No. N2004050227   – Amended Decision		 05/01/03
Baro, Cecil Administrative Action
See also Office of Administrative Law Decision OAH No. N2004050227 – Amended Decision		 05/01/03
Baro, Cecilio Administrative Action
See also Office of Administrative Law Decision OAH No. N2004050227 – Amended Decision		 05/01/03
Baro, Goldbert Constable Administrative Action
See also Office of Administrative Law Decision OAH No. N2004050227 – Amended Decision		 05/01/03
Baron Finance California, Inc Administrative Action 06/01/18
Barraza-Wendlandt, Ricardo Alberto Administrative Action
See also NMLS Licensee Listing # 1632130		 01/06/20
Barrick Capital, Inc., Batashvili, Simon Administrative Action 09/22/20
Barrington Trust Administrative Action 12/07/10
Barrington, Lord Brice Desist & Refrain Order
See also Quick Mart Holdings, Inc.		 03/24/14
Barrios, Xavier O. Administrative Action
See also Office of Administrative Law Decision – OAH No. 2013010048		 06/12/12
Barsana, Marilyn Administrative Action 09/09/14
Barstow Community Credit Union Order 06/18/21
Bartels, Robert C. aka Bartels, Robert Carl Desist & Refrain Order 09/05/08
Barth, David Warren Civil Action (Tru-Light Corporation) 05/26/11
Barth, Robert Eric Administrative Actions 07/31/12
Bartholomae, Shawn Desist & Refrain Order 03/08/07
Bartholomew, Joseph Francis Desist & Refrain Order 01/05/15
Bartinez, Marcelo Desist & Refrain Order 09/27/05
Barton, Christopher Todd Administrative Action
See also NMLS license #284414		 03/15/16
Barton, Craig  Administrative Action 05/07/13
Barton, Craig Patrick Administrative Action
See also CFL Licensee Listing # 6030686		 04/03/20
Bartor Express, Inc. Administrative Action 12/16/16
Basis Real Estate Capital II, LLC Administrative Action 12/30/19
Basoglu, Alper Desist & Refrain Order 07/21/16
Basson, Harry Administrative Action
See also NMLS licensee listing # 1153513		 02/27/18
Basson, Matthew J. Desist & Refrain Order 11/25/02
Bastarache, Frank Desist & Refrain Order 08/04/10
Basta, Michelle F. aka Basta, Shelly Administrative Action
See also NMLS licensee listing # 332714		 05/07/21
Bazzi, Ali Rameh Administrative Action 07/20/21
Bastida, Ismael Administrative Action 08/13/14
Bates Mortgage Group LLC Administrative Action
See also CFL Licensee Listing # 60DBO-88438 		 04/30/19
Bath Junkie Franchise, Inc Desist & Refrain Order 02/25/11
Batra, Raj Administrative Action 07/13/11
Battelle, Virginia Ann Desist & Refrain Order 12/24/02
Battistella, Ron  (Auto First Financial) Desist & Refrain Order (see also, Auto Source Financial) 12/10/10
Battistella, Ron (AutoSource Financial, Inc.) Desist & Refrain Order  (see also, Auto First Financial, Inc.) 08/31/11
Battle, Dicksey M. Order Withdrawing Desist & Refrain Order 10/22/09
Battle, Vernon N. Order Withdrawing Desist & Refrain Order 10/22/09
Bauer, Ivan Civil Action 01/07/02
Bauer, Raquel Administrative Action, see also First National Escrow 11/08/11
Bauer, Robert Administrative Action, see also First National Escrow 11/08/11
Bauer’s Financial Services Civil Action 01/07/02
Baum, Kenneth Desist & Refrain Order 08/17/05
Baville, Mary Administrative Action 02/03/10
Bawarchi Franchise LLC and Bawarchi Biryanis LLC Administrative Action 02/22/22
Bawardi, Adel Administrative Action 11/30/07
Baxter, John T. Desist & Refrain Order 06/06/12
Bay Acceptance, Inc. Administrative Order 05/01/09
Bay Area Car Title Loans Desist & Refrain Order 03/24/11
Bay Cap Mortgage Corp. Administrative 12/01/06
Bay Cities Realty and Home Loans, Inc. Administrative Action 5/12/10
Bay City Development Corporation Civil Action 05/06/03
Bay Funding Loans, Inc. Administrative Action 5/12/10
Bay Pacific Mortgage & Financial Services Administrative Action 11/26/12
Bay Realty Global, Inc.
Bay Realty Golden Land, LLC
Bay Realty Investment & Franchise, Inc; 		Desist & Refrain Order 08/12/10
Bay View Check Cashing Administrative Action
See also FSD Licensee Listing #100-0991
See also FSD Licensee Listing #100-0992
See also FSD Licensee Listing #100-0993		 04/27/15
BayCap.io. Affi; BayCap.io Investment Club Administrative Action 02/21/23
Bayeh (Bayeh), Sergio Administrative Action 02/21/20
Bayer, Greg Desist & Refrain Order and Consent; Amended Citation and Desist & Refrain Order (10/23/07) 05/14/07
Bayer, Nick Desist & Refrain Order and Consent 05/14/07
BaySierra Capital Fund, LLC; BaySierra Financial, Inc.; BaySierra Mortgage Fund, LLC Administrative Action 11/21/23
Bayfront Lending LLC Administrative Action
See also CFL Licensee Listing # 60DBO-87436 		 04/26/22
Bazinet, Tammey Administrative Action 06/26/19
Bazzell Financial Administrative Action
See also Investment Adviser Firm Summary – CRD # 135071		 01/30/20
BB&T Equipment Finance LLC Administrative Action 02/23/21
BBC Cards (DBA Lenders Fund, Inc.) Administrative Order 05/01/09
BBC Escrow, Inc. Administrative Order 03/02/09
BC-2 Drilling Fund, LLP Administrative Action and Desist and Refrain Order 02/09/11
BCA Lending Group Desist & Refrain Order 10/07/08
BCM Escrow Inc. Administrative Order 11/01/11
BCOF Capital, LP Administrative Action 05/25/18
BDM Services Desist & Refrain Order 09/14/11
BDS Productions Desist & Refrain Order, see also Cinamour Entertainment, LLC and Red Water Film LLC 03/14/11
Beach Park Partners LLC Administrative Action
See also CFL Licensee Listing # 60DBO-160249		 07/01/24
Beachfront Credit Services, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-95492		 04/03/20
Beachwood Escrow (formerly Advance Express Escrow) Administrative Action 03/28/08
Beacon Associates, Inc. Administrative Action 11/03/17
Beacon Debt Solutions, Inc. Desist & Refrain Order 07/07/11
Beacon Financial Advisory Services, Inc. Administrative Action 06/30/16
Beal, Tony Desist & Refrain Order 04/19/06
Bear Bruin Ventures, Inc. Desist & Refrain Order & Administrative Order 12/04/14
Bear Creek Coffee Co. Desist & Refrain Order 04/02/07
Bear Manor Cabins Desist & Refrain Order 03/30/98
Bear Manor Too Desist & Refrain Order 03/30/98
Bear Manor, Inc. Desist & Refrain Order 03/30/98
Bear Flag Escrow, Inc., formerly, Mmrem Escrow, Inc. Administrative Action 11/20/17
Beasley, Kurt V. ;Merchant Capital, LLC; Steven Charles Wyer Consent Order 11/26/03
Beasley, Kurt V.; Merchant Capital, LLC; Steven Charles Wyer ; Retirement Accounts, Inc Desist & Refrain Order 09/27/02
Beason, Patrick Reagan Administrative Action 07/13/21
Beattie, William Dorn Administrative Action 10/13/15
Becerra, Eric Bernardino Administrative Action
See also NMLS Licensee Listing #269495 		01/12/16
Bechtel Advisory Group, Inc. Administrative Action 01/08/16
Becker, Thomas J. Administrative Action 09/21/20
Bechtold, Ariana Desist & Refrain Order 08/18/11
Bechtold, Joelle Desist & Refrain Order 08/18/11
Bedford Home Loans Civil Action 03/21/06
Bedi, Paramjit Desist & Refrain Order and Stipulation 06/03/13
Beechum Financial Corp Administrative Action
See also FSD licensee listing #6073547 		09/04/18
Beers, Jenny Rae Administrative Action 03/18/11
Beehive Ventures Group, Inc. Administrative Action 03/05/19
Begley, Brett Desist & Refrain Order;
See also Consent Order		 12/12/03
Behrmann, Gregory Daniel Administrative Action 06/22/16
Bel Air Trust Desist & Refrain Order 02/03/09
Bela Capital, LLC Administrative Action 05/22/19
Belay Equity LLC Administrative Action 03/18/11
Belding, Kenneth Dale Administrative Action 12/15/10
Belinsky, Vladimir Administrative Action
See also Investment Adviser Firm Summary CRD # 127564; Investment Adviser Summary – CRD #846987		 02/17/22
Bell Quik Check Desist & Refrain Order 06/10/08
Bella Financial Desist & Refrain Order 06/20/08
Bellegarde, Jean Guy Administrative Action – Revocation;
Order Setting Aside		 *07/11/06
Bellen, Camila Desist & Refrain Order 11/17/09
Bellflower Escrow Company Administrative Action 04/15/15
Bellgate Associates Administrative Action 10/23/23
Bellingham Investment Management Administrative Action 06/30/16
Belltower Capital Partners LLC Desist & Refrain Order 06/19/12
Belmawr Research LLC Administrative Action
See also Investment Adviser Firm Summary – CRD # 304567		 01/21/21
Beltran, Eric; Frank Lovy; Health Perfect Imaging, Inc.; Health Perfect Imaging Unit Investment Trust Desist & Refrain Order 08/06/02
Beltran, Eric Administrative Action 05/21/14
Beltran, Eric; Dedicated Sound and Audio, Inc.; Steve Ventre; Choice Equity Administrative Actions 02/26/18
Beluga Imc Inc. Administrative Actions
See also CFL Licensee Listing # 60DBO-106135		 04/19/22
Ben Mohr, Inc. Administrative Actions 10/22/18
Ben, Dolores Desist & Refrain Order 12/03/02
Bench Equity, L.L.C Administrative Action 08/08/18
Benchmark Financial Services Administrative Action
See also Office of Administrative Law Decision- OAH NO. T..2006090112 – Settlement		 06/16/06
Benchmark Financial Services, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH NO. T..2006090112 – Settlement		 06/16/06
Benchmark Literacy Group, Inc. Desist & Refrain Order 06/08/07
Benecorp LLC. Administrative Action 03/09/11
Benedict, Lance Mitchell Administrative Action 01/15/20
Benedict, Mellon-Thomas Civil Action (Tru-Light Corporation) 05/26/11
Beneficial California, Inc. Civil Action 11/09/01
Benefit Escrow Administrative Action 09/01/16
Benefitescrow.com Desist & Refrain Order 02/ 11/05
Benicord, LLC. Administrative Action 09/10/09
Benju Basba a.k.a. Qi Yu, a.k.a. Yu Qi Administrative Action 09/16/15
Bennett, Jonathan Administrative Action
See also NMLS # 1584944		 02/24/22
Bennett, Mark Stuart Administrative Order 10/11/11
Bennett, Richard V.; New Body MD LLC., Rick Frisk, Joseph R. Porche Administrative Action 07/17/15
Bennett, Richard V. ; Hallmark Venture Group, Inc.; Service Team, Inc.; Robert L. Cashman, aka Bob Cashman Desist & Refrain Order 11/25/14
Bennett, Sheila Administrative Action
See also NMLS licensee listing # 1235844		 09/20/19
Benson, Jerry E. Desist & Refrain Order 05/06/09
Ben-Wal Leasing, Inc. Desist & Refrain Order 05/06/09
Benward, Wallace Administrative Action 07/27/05
Benzer Franchising, LLC Administrative Action 08/31/20
Berenger Financial Group, L.L.C. Desist & Refrain Order 08/16/06
Beresh, Patrick Michael Administrative Action
See also CRD # 137495, CRD # 3113695		 05/24/21
Berez, Steven M. (ClearVision Productions) Desist & Refrain Order 05/05/09
Berez, Steven M. Administrative Action
See Also Office of Administrative Law Decision OAH No. 2008100191 		03/25/08
Berezm Steven Desist & Refrain Order (First Take Productions) 05/24/12
Berg, Richard Desist & Refrain Order 09/07/05
Berger. Erik Stipulation to Desist & Refrain Order and Desist &Refrain Order 01/05/10
Berger, Henri Desist & Refrain Order 01/28/03
Bergfalk, Brian Civil Action 01/17/14
Bergin Financial Administrative Order 06/08/09
Berghuis National Lending, Inc. Desist & Refrain Order 02/23/10
Berghuis, James. Desist & Refrain Order 02/23/10
Bergin Financial Administrative Order 06/08/09
Berke, Gerald Desist & Refrain Order and Administrative Action 05/01/09
Berkeley Capital Corp Administrative Action 02/22/11
Berkley, Troy W. Administrative Action
See also NMLS licensee listing #728755		 05/26/17
Berkshire Resources, LLC; Berkshire (40L), LLP; Berkshire 2006-5, LLP Desist & Refrain Oder 06/10/08
Berlacher, Robert Allen Administrative Action 04/05/17
Berlin, Phillip A (Super Absorbent Company). Administrative Action 04/24/07
Berlin, Phillip A. Desist & Refrain Order 11/15/94
Berlin, Phillip A (MyOnly Catalog.com; Commerce Syndication Network, Inc). Desist & Refrain Order 08/21/02
Berlin, Phillip A.(S.K.B Trading Group, Inc.) Desist & Refrain Order 08/21/02
Berman, Bruce A. Desist & Refrain Order 09/16/12
Bernal, Kendra Desist & Refrain Order 01/29/02
Bernard L Madoff Investment Securities, LLC Administrative Order 11/30/10
Bernstein, Rich Desist & Refrain Order 03/04/13
Berridge, Anthony Desist & Refrain Order 08/16/06
Berridge, Lincoln Desist & Refrain Order 08/16/06
Berridge, Lincoln A. Desist & Refrain Order 08/16/06
Berridge, Lincoln Anthony Desist & Refrain Order 08/16/06
Berrios, Luis Desist & Refrain Order 01/16/13
Berry, James Jacob Administrative Action 03/30/21
Berry Prospect #21 Administrative Action 12/10/14
Berry Prospects #19, Limited Partners Desist & Refrain Order 10/24/07
Berry Resources, Inc., Administrative Order 10/24/07
Berry, Margaret G., Berry Margaret M; Berry, Marge Desist & Refrain Order 10/24/07
Berry, Quinton Administrative Action 03/10/16
Berry, Ralph; Berry III, Ralph O. aka Ralph O. Berry Administrative Order 10/24/07
Berryhill, Patrick Gordon Desist & Refrain Order 09/18/03
Bersch, Michael Desist & Refrain Order 10/07/13
Bershan, Lisa Administrative Action 10/04/16
Bertucci, Joseph Leonard Desist & Refrain Order,
see also National Foundation of America		 08/29/07
Bertucci, Mary Desist & Refrain Order 12/24/02
Beryl Capital Management, LLC. Administrative Order 07/12/16
Besorat Investments, Inc. Administrative Action 06/17/19
Bespoke Capital I, LLC Administrative Action
See also CFL # 60DBO-95762		 12/29/23
Bespoke Financial, Inc. Administrative Action
See also CFL # 60DBO-91274		 12/29/23
Best Blinds Desist & Refrain Order 08/08/08
Best Debt Solution, Inc. Desist & Refrain Order 12/23/08
Best Diamond Funding Corp. Desist & Refrain Order 02/08/10
Best Escrow-Cerritos Administrative Action 03/09/06
Best Finance America Administrative Action 02/01/24
Best Man Inc. Administrative Action 12/30/19
Best Mobile Promotions, LP Desist & Refrain Order 11/06/08
Best Rate Funding Corp Administrative Action 03/09/06
Best Valley Loans, Inc. Administrative Action 06/22/16
Best Western International, Inc. Administrative Action 03/29/19
Bestrate4u.com Administrative Action 05/29/18
BESTRATEUSA Administrative Action
See also FSD licensee listing #413-1180 		11/14/16
Betancourt, Sergio Administrative Action
See also NMLS # 196645		 01/07/22
Betchley, Rick Desist & Refrain Order 05/27/09
Be-Thin, Inc. Desist & Refrain Order 08/20/08
Better Choice Catering Desist & Refrain Order 07/28/05
Better Living Global Marketing Administrative Action 04/24/18
Better Mortgage Corporation Administrative Action
See also CFL Licensee Listing #’s 6052748, 60DBO-97462, 60DBO-77207 and 60DBO-102573		 04/03/20
BetterBusinessSupport Desist & Refrain Order 10/18/04
BetterBusinessSupport.com Desist & Refrain Order 10/18/04
Bettis, Martin James  Administrative Order 11/21/11
Bevan (Mattingly), Shari L. Desist & Refrain Order 12/24/02
Beverly Highland Capital, L.L.C., a.k.a. Beverly Highland Capital AGF, LLC
 Administrative Order 12/16/15
Beverly Hills Financial Corp.
 Administrative Action 04/03/19
Beverly Hills Financial Services, Inc. Desist & Refrain Order 07/14/10
Bevilacqua, Edward Desist & Refrain Order 07/24/04
Bevill, Josh Wayne Desist & Refrain Order 03/13/06
Bevill, Wayne Desist & Refrain Order 03/13/06
Bevington, Timothy H. Desist & Refrain Order 12/24/02
BevMax Franchising, LLC Administrative action
Bevmax Franchising, LLC Administrative Action 05/11/10
Bexil American Mortgage, Inc. Administrative action 11/16/16
Beye, Maxine Administrative Order 06/06/11
Beyer, Don Desist & Refrain Order 05/02/11
Beyond Juice, aka Beyond Juice, Inc, aka Beyond Juice, LLC Desist & Refrain Order 04/28/06
Beyond Lending LLC; Expert Lending, LLC Administrative Action
See also CFL # 60DBO-149153		 04/27/22
Bezuayehu, Noah Administrative action
See also NMLS license #1436898		 06/20/19
BG Financial Advisors, LLC Administrative Action 04/23/19
BH Channelview, LLC Civil Action 07/28/08
BH New Storage Bellevue, LLC Civil Action 07/28/08
BH New Storage Vincent, LLC. Civil Action 07/28/08
Bhamani, Akbar Aly Desist & Refrain Order 02/03/10
Bhamani, Aly Khan A. aka Bhamani, Aly Desist & Refrain Order 02/03/10
Bhamani, Zainulabidin aka Bhamani, Zain Desist & Refrain Order 02/03/10
Bhang, Elijah Administrative Action
See also Office of Administrative Law Decision – OAH No.: 2009061346 		05/19/09
Bhardwaj, Raman Kumar Desist & Refrain Order *02/02/07
BHSH Desist & Refrain Order 11/19/07
BHSHFunds.com Desist & Refrain Order 11/19/07
BFA West LLC Administrative Action
See also CFL # 60DBO-65923 		 06/06/24
Bianchi, Blake Administrative Action
See also NMLS licensee listing # 1243537		 01/07/22
Bibby Financial Services (CA), Inc. Administrative Action
See also FSD licensee listing # 603-A045		 05/08/17
BYC, Inc. and BYC Franchising, LLC. Administrative Action 07/15/21
BIC Mortgage Company, LLC. Administrative Action 06/22/17
Bidders Paradise Administrative Action 04/24/18
Biddle, William Desist & Refrain Order 12/04/06
Biditup Capital Corporation Administrative Action 03/18/11
Bieber, Ronald Emil Desist & Refrain Order 07/14/10
Big Bad 1, LLC Administrative Action 12/26/07
Big Sky Motion Pictures, LLC Administrative Action 03/06/08
Big Spring Gold, LLC Desist & Refrain Order 08/11/16
Big Star, LLC Desist & Refrain Order 05/05/09
Big Valley Thirft and Check Cashing Administrative Action 12/04/07
BIGCO-OP, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. L2007070313 		02/07/08
BigCo-op, Inc Desist & Refrain Order, see also Office of Administrative Hearing Order – OAH No. L2007070313 05/2/07
BigCo-op, Inc. Desist & Refrain Order 10/23/06
Biggest-cash.com Desist & Refrain Order 03/03/09
BigShots Golf, LLC Administrative Action 02/07/20
BikeCaffe Franchising, Inc., dba BikeCaffe Franchising, L.L.C., dba www.BikeCaffe.com, dba BikeCaffe/Marley Franchise, dba Bike Caffe/Marley Coffee, dba The Franchise Builders, and dba BikeCaffe Desist & Refrain Order 08/31/16
Bikini Vending Corp. Desist & Refrain Order 07/24/04
Billie Davis Escrow Administrative Order 09/24/09
Billingsley-Walborn-Kansas Oil & Gas, LLC aka Billingsley-Walborn-Kansas-Gould Oil & Gas LLC Desist & Refrain Order 03/25/08
Bills.com Administrative Action 05/29/08
Billups, Curtis J. Desist & Refrain Order 11/13/02
Binder, Barry C. Administrative Action
See also Office of Administrative Law Decision – OAH No. L2003010683 		04/09/03
Binder, Sidney Desist & Refrain Order 09/16/08
Bio-One Inc. dba Bio-One Colorado, Inc. Administrative Action 11/14/18
Biofuel Technology, Inc. Administrative Action 03/29/16
BioGenic Corp. aka BioGenic Inc. Administrative Action 06/11/20
Birch Commercial Mortgage, LLC Administrative Action
See also FSD Licensee Listing #605-4251		 03/18/11
Birch, Ben L. Desist & Refrain Order 08/12/13
Bird rock Ventures, LLC. Administrative Order 04/27/16
Birdseye Video Franchising, LLC Administrative Action 04/13/18
Biring, Manmohan (Mo) Singh M.D. Desist & Refrain Order;
See also Order Denying Effectiveness of Franchise Registration Application
and Statement in Support of Order Denying Effectiveness
of Franchise Registration Application [02/07/05]		 07/16/04
Bison Capital Equity Partners III-B, L.P. Administrative Action
See also CFL Licensee Listing # 603I305		 04/03/20
Bistritzky, Shlomo Mordechai Administrative Action
See also CRD # 6004145; CRD # 159804; CRD # 6004136		 04/15/22
Bitnatx Administrative Action 10/06/20
Bitcoin Trading World Administrative Action 06/28/23
BitHarvest Ltd; www.bitharvest.io; Lee, Logan; Herlin, Lenni; Cerato, Jan Gregory Administrative Action 08/20/24
Bitmayl, Sabrina G. Desist & Refrain Order 02/16/11
Bivins, Brett Allen Desist & Refrain Order; Administrative Action 05/12/06
Biyik, John Desist & Refrain Order 08/09/16
Biyikoglu, John aka Biyikoglu, Mehmet aka Biyikoglu, Mehmet Fatih aka Biyik, John
 Desist & Refrain Order 08/09/16
Biyikoglu, Mehmet Faith Desist & Refrain Order 08/09/16
BIZ Lender, LLC Administrative Action
See also CFL # 60DBO-51804		 05/03/23
Brownstone Funding Corp Administrative Action
See also CFL # 60DBO-103135		 05/03/23
Bizreef.com Administrative Action 06/12/18
Black Diamond Development and Exploration, Ltd Administrative Action 09/22/16
Black Gold Energy Desist & Refrain Order 01/28/08
Black Hill Capital Partners Inc.; Kim, Sangbum aka Kim, Sam Administrative Action
See also CRD # 118291 and CRD # 2122275 		 09/28/21
Black, John D. Administrative Action 04/27/18
Blackhorse Mortgage Corporation Administrative Order 05/01/09
Blacklidge, Robert H. Desist & Refrain Order;
See also Order Withdrawing Desist & Refrain Order [04/06/06]		 09/18/03
Blackriver Business Capital, LLC Administrative Action
See also  CFL #’s Licensee Listing 60DBO-103798; 60DBO-105207		 04/19/22
Blackrock Equity Advisors, Inc. Administrative Action 04/17/18
Blackrock Financial Administrative Order 05/01/09
Blackrock High-Yield Income Fund, LLC Administrative Order 05/01/09
Blackrock Legal Group Administrative Action 06/05/23
Blackstone Financial, Inc Administrative Action 05/29/18
Blackwater Legal Group Administrative Action 03/02/23
Blackwest Financial, LLC Administrative Order 11/21/11
Blackwood Equities, LLC Administrative Action 10/02/17
Blakemore, Mark S. Desist & Refrain Order 02/05/08
Blanco, Giselle A. Desist & Refrain Order; see also Rescission of Desist & Refrain order for Paul J. Stewart 06/14/11
Blanco, Oscar A. Administrative Action
See also NMLS Licensee Listing # 1179069		 01/15/20
Blanco-Gomez, Omar Administrative Action
See also NMLS Licensee Listing # 1957726		 04/07/21
Blanks, Jr. Jerry D. Administrative Action 04/24/18
Blase, Timothy Administrative Action
See also NMLS Licensee Listing # 283472		 12/21/21
Blatter, William C. aka Blatter, Bill Desist & Refrain Order 11/13/07
Blauvelt, Christopher Desist & Refrain Order 04/08/09
Blaylock, James Brian Administrative Action 01/02/18
Blaze Capital Group LLC Administrative Action
See also CFL Licensee Listing # 60DBO-94305		 04/03/20
BLC Financial Services, Inc. Desist & Refrain Order 07/16/12
Blind Brokers Network Desist & Refrain Order 10/28/05
Blind Butler Desist & Refrain Order 10/28/05
Block, Gregory Anthony Administrative Action
See also CRD # 133425		 01/17/24
Block City Drilling Fund, LLP Administrative Action and Desist and Refrain Order 02/09/11
BlockFi Lending LLC Administrative Action
See also CFL Licensee Listing # 60DBO-81955		 02/23/22
Blom, Kristian L. T. Desist & Refrain Order 03/24/11
Bloom Real Estate, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-93054		 04/03/20
Bloom, Frederick M., aka Bloom, Fred Administrative Action 03/05/19
Bloomer Biotech Investment Advisors, LLC Administrative Action 03/29/19
Bloss, Regan Desist & Refrain Order 12/16/05
Blue Adobe Mortgage Administrative Action
See also FSD licensee listing #’s 603I740, 6054380, 6073351 and 6073459		 03/27/18
Blue Castle Escrow, Inc. Administrative Order 02/17/11
Blue Chip Debt Relief aka Blue Chip Financial Network, Inc. Desist & Refrain Order 02/23/09
Blue Crown Funding, Inc.
6038915
603D316		 Administrative Order 01/12/11
Blue Diamond Escrow, Inc. Administrative Action
See also FSD licensee listing #963-2431		 10/08/14
Blue Horseshoe, Inc. Administrative Order 05/01/09
Blue Mountain Escrow Administrative Action 01/04/10
Blue Ocean Asset Management, LLC Administrative Action
See also Investment Adviser Firm Summary – CRD # 285528		 01/21/21
Blue Ocean Finance Company LLC Administrative Action
See also CFL Licensee Listing # 60DBO-49882		 04/03/20
Blue Ridge Group, Inc. Administrative Action 10/10/16
Blue Sapphire Investments (California), LLC Administrative Order 12/08/09
Blue Street Capital, LLC Administrative Action
See also CFL Licensee Listing # 603D946		 05/11/11
Blue Town Desist & Refrain Order 06/03/08
Blue View Corporation Administrative Action 07/06/16
Blueprint Wealth Partners, LLC Administrative Action 09/18/19
BlueRay Technologies,LLC. Civil Action 05/05/08
Bluerock Mortgage, L.L.C. Administrative Action
See also CFL Licensee Listing # 60DBO-125712		 04/19/22
Bluestar Mortgage Inc. Administrative Action 04/03/19
Bluestone Capital Services Administrative Action
See also FSD licensee listing #4130479 
See also NMLS licensee listing #248548		 01/08/19
Bluff Creek Prospect Wells Joint Venture, aka Bluff Creek 3D Prospect Desist & Refrain Order 05/29/08
Bluman, Marvin H. Desist & Refrain Order 06/11/03
Balance Point Capital Partners V, L.P.
 Administrative Action
See also CFL # 60DBO-141608		 12/30/22
Blue Lion Mortgage Corp. Administrative Action
See also CFL # 60DBO-105266		 12/30/22
BM Technologies, Inc. Administrative Action 07/12/23
BMO Harris Financing, Inc. Administrative Action
See also CFL # 603F631		 12/30/22
BMW Funding and Investment Group Desist & Refrain Order 08/31/06
BNB Financial Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-50979		 04/03/20
Boardwalk Escrow, Inc. Administrative Order 11/15/10
Bob, Jeffrey Michael Administrative Action
See also CFL Licensee Listing # 60DBO-53527		 12/30/19
Bodin, Jean Desist & Refrain Order 02/10/05
Bodine, Philip Wayne Administrative Action 07/31/18
Bodle, Geoffrey Lawrence Administrative Action 06/25/12
BodyLogicMD Desist & Refrain Order 04/15/10
Boggs, Charlie Richard Desist & Refrain Order 10/29/07
Bogue, Scott R. Desist & Refrain Order 04/12/10
Bohi Drugs, Inc. Administrative Action 11/30/07
Bokon, Brian W. Desist & Refrain Order 07/21/09
Bolan, Eydie Lorraine Administrative Action 09/29/15
Bolanos, Tony Administrative Action
See also NMLS licensee listing # 207645		 12/22/21
Bold Financial Group Administrative Order 10/05/09
BonChon Chicken Desist & Refrain Order 12/08/08
Bond Street Mortgage, LLC Administrative Action
See also FSD licensee listing #4131056		 04/08/19
BondIt LLC Administrative Action 07/15/16
Bondy, Ivan Administrative Action
See also Office of Administrative Law Decision – OAH No. L2004080086 		06/18/04
Bongi, Lisa Administrative Action 04/05/06
Bongiorno, Chris Desist & Refrain Order 06/07/10
Bonikowski, Derek Desist & Refrain Order 12/04/06
Bonzilla, Jonathan Desist & Refrain Order 01/13/12
Bookatailor Franchising, Ltd. Administrative Action 02/11/16
Bookatailor LTD Administrative Action 02/11/16
Bookings Unlimited Desist & Refrain Order 02/20/08
Boone, Jermaine D. Desist & Refrain Order 12/04/06
Boone Dome Joint Venture Administrative Action
See also Office of Administrative Law Decision – OAH No. L2001070345 		11/07/01
Boonrate, Inc Administrative Action
See also Lien, Rick B.; NMLS #1190080
 12/17/14
Booth, Sandra Civil Action 02/ 11/02
Bor, Tai Administrative Action 11/03/21
Borbas, Lana Helen Desist & Refrain Order
See also Life Partners, LLC		 08/23/13
Borges, Louis Martin Administrative Action
See also NMLS license #1444841 		06/11/19
Borunda, Joseph A
 Administrative Action
See Also NMLS # 1421356		 04/07/21
Born, Michael C. Administrative Action 09/07/21
Bornann, Justin Desist & Refrain Order 01/06/12
Borneman, Jeffrey C.; Rampart Portfolio Partners, LLC Administrative Action
See also Investment Adviser Firm Summary – CRD # 284406		 05/07/20
Borogrove Administrative Action
See also Office of Administrative Law Decision – OAH No. 2013060886 		01/12/04
Borrayo, Luis G. Desist & Refrain Order 07/27/11
Boschetti, Michael J. Desist & Refrain Order;
See also Commissioner’s Order of Dismissal.		 12/24/02
Bostick, Reece Desist & Refrain Order 03/30/07
Bosetti, Michael J Administrative Action
See also Office of Administrative Law Decision – OAH No. L2003080285 		02/25/04
Boston Trading and Research, LLC Desist & Refrain Order 03/01/11
Bottom Dollar Payday Administrative Order 03/12/13
Boulevard Check Cashing Administrative Order 10/05/09
Boucher, Mark Joseph Administrative Action
See also Investment Adviser Summary –  CRD # 2187695 and CRD # 304480		 02/23/21
Bouey, Marcia J. Administrative Action
See also FSD licensee listing #9631100		 07/27/17
Boulton, Clive L. Desist & Refrain Order 08/22/06
Boulware, Jeb Edward Desist & Refrain Order 09/17/07
Boutros, Adel Gamil Administrative Action
See also FSD licensee listing #60DBO-45549		 10/12/16
Boutrous, Igai Desist & Refrain Order 06/11/03
Boutrous, Ilai Desist & Refrain Order 06/11/03
Box Office Productions, III, LLC (Alpine Pictures) Civil Action 04/15/11
Box Office Productions, LLC Administrative Action (see also Family Film Fund, LLC) 11/23/09
Bowhead Imc LP Administrative Action
See also CFL Licensee Listing # 60DBO-106136		 04/19/22
Bowl of Heaven Franchise Group, LLC dba Bowl of Heaven Administrative Action 02/28/18
Bowles, Jim Administrative Action 04/03/19
Bowling, Brad Alan Administrative Action
See also NMLS Licensee Listing # 242040		 10/27/21
Boyd, Eric Desist & Refrain Order 08/26/02
Boyd, Sean Borzage Administrative Action 03/26/08
Boyd, Timothy Michael Administrative Action 07/30/20
Boyington, Greg Desist & Refrain Order 10/20/04
Boyle, Arnold D. Desist & Refrain Order 07/16/12
Brack Stanford and Brack Stanford & Associates Administrative Action 07/16/10
Bracken, Edward L. Desist & Refrain Order 12/01/14
Bracker III, William Administrative Action
See also NMLS # 860427		 12/16/21
Bradford Solutions, LLC Administrative Action 08/02/18
Brady, Timothy R. Administrative Action 05/23/17
Brand Equity Development, LLC. Administrative Action 04/10/13
Brandenburger, Mark L. Administrative Action
See Also NMLS # 233703		 12/20/21
Brankline, John A. Civil Action 12/10/10
Brasa Capital, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-123159		 04/19/22
Brashear Financial Desist & Refrain Order 12/19/06
Brashear, Mark Desist & Refrain Order 12/19/06
Braun, Aaron Hugh Administrative Order 01/21/15
Braxhoofden, P.J.G. Desist & Refrain Order;
see also Rescission Order [5/16/05].		 12/31/04
BRE Consultanting Group, Inc. Desist & Refrain Order 05/31/06
Breds HG Loan Holdings LLC Administrative Action 12/30/19
Breds HG Mortgage Corp. Administrative Action 12/27/17
Breds II Loan Holdings LLC Administrative Action 12/30/19
Breds III Loan Holdings LLC Administrative Action 12/30/19
Breds II Mortgage Corp. Administrative Action 12/30/19
Breds III Mortgage Corp. Administrative Action 12/30/19
Breeze Loans LLC Administrative Action
See also CFL # 60DBO-154361		 03/26/24
Breakwater Structured Growth Opportunities Fund, L.P Administrative Action
See also FSD Licensee Listing #603-H755		 09/22/16
BREF IV Series A LLC Administrative Action 12/27/17
Brecke, Petonia R. Administrative Action
See also CDDTL # 1004091		 07/13/21
Brennan, III, James H. Desist & Refrain Order 04/07/04
Brett Rounsaville, Investment Advisor Administrative Action
See also CRD # 322315		 01/17/24
Brewer, Addrell R. Desist & Refrain Order 06/25/03
Brew, Derrick Trenton Administrative Action
See also NMLS Licensee Listing # 1931698		 01/04/21
Brewery Restaurants, Inc Desist & Refrain Order 05/28/08
Brian A. Wittman Investment Counsel, LLC Administrative Action 03/29/19
Brichthin Mountain Properties, LLC Desist & Refrain Order 04/23/08
Bridge Capital Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-73369		 04/03/20
Bridge Harbor Management, Inc. Civil Action (see also Ashton Capital Management, Inc.) 07/28/08
Bridge Harbor Mortgage Services, Inc. Civil Action 07/28/08
Bridge IT, Inc., dba Brigit Administrative Action 01/08/21
Branch Messenger Inc. Administrative Action 01/22/21
Bridge Lending Company, LLC Administrative Order 05/19/11
Bridge Point Capital, LLC Administrative Action 12/27/17
Bridgefund Capital Corp. Administrative Action
See also CFL licensee listing #603-E580		 07/23/07
Bridgegate Films, Inc. Administrative Action 01/23/17
Bridgewest Finance LLC Administrative Action
See also CFL Licensee Listing # 603L548 		 04/03/20
Bridgman, Kenneth Wilbert Kelly aka Bridgman, Ken (Bridgman, Kenneth); Avalon & Associates; Lincoln Anthony Berridge Desist & Refrain Order 08/16/06
Bridgman, Kenneth Wilbert Kelly aka Bridgman, Ken (Bridgman, Kenneth); Michael Anthony Coombs; Berenger Financial Group, L.L.C. Desist & Refrain Order 08/16/06
Briggs and Baker Administrative Action
See also Office of Administrative Law Decision – OAH No. L2002100664		 09/18/02
Briggs, Jack Desist & Refrain Order; 09/18/02
Briggs, John David Desist & Refrain Order; 09/18/02
Bright Capital Funding LLC Administrative Action
See also CFL Licensee Listing # 60DBO-100535		 04/19/22
Bright Investments, aka Richwell, Ltd Desist & Refrain Order 08/30/06
Bright Light Capital Advisor, Inc. Administrative Action
See also Investment Adviser Summary – CRD # 160243 and  CRD # 1585449		 09/14/20
BrightGreen Home Loans Administrative Order 02/16/10
Bright-Jones Financial Enterprises  Administrative Action 03/18/11
Brighton FNL, LLC Desist & Refrain Order 05/06/14
Brightpoint Capital, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-71980		 04/19/22
Brightstar Consulting International, LLC Desist & Refrain Order 03/08/08
Brightways Solutions LLC Administrative Action 07/22/22
Brill, Adrian Desist & Refrain Order 05/16/05
Brindle, Robert M. Administrative Action 05/12/17
Brion, Chelsey Desist & Refrain Order;
see also Rescission Order to Chesley Brion [5/16/05].		 05/24/04
Brite Start Consulting Corp. Desist & Refrain Order 05/18/04
Brittain, Stephen, W. Desist & Refrain Order 05/24/04
Britz Investment Co., Inc. Administrative Order 05/02/12
Broad Street Investment Management, LLC Desist & Refrain Order 04/07/04
Broadmore Ventures Desist & Refrain Order 07/27/07
Broadpeak Funding, LLC  Administrative Action 11/16/11
Broadview Mortgage Corporation Administrative Action
See also CRMLA Licensee Listing # 4130745		 11/02/20
Brock, Craig Allen Administrative Action
See also NMLS Licensee Listing #23970		 05/26/16
Brock, Kurt Desist & Refrain Order 12/08/06
Brock, Kurtis Desist & Refrain Order 12/08/06
Brodie, Simon Desist & Refrain Order 11/02/06
Brodsky, Isabell Roberta Administrative Action
See also NMLS Licensee Listing # 389808 		 01/04/21
Brokenbrough, Ronald Odell DBA Cig Realty & Loans Sacramento Administrative Action
See also CFL Licensee Listing #6072622 		09/08/16
Broker Solutions Inc. Administrative Action
See also FSD Licensee Listing #413-1117		 11/17/14
BrokerForum.com Administrative Action 07/17/19
Brokersource Administrative Action 12/18/06
Brookline LLC Administrative Action
See also CFL Licensee Listing # 60DBO-91481		 12/30/19
Brooks, Isaac Emmanuel Administrative Action
See also CFL Licensee Listing # 60DBO-71209  		 04/03/20
BrooksAmerica Mortgage Corporation Administrative Action 12/08/08
Brooksmith Partners, Ltd. Desist & Refrain Order 03/08/05
Brookstone Biotech Ventures II, L.P. Administrative Action
See also Office of Administrative Law Decision – OAH No. L2007070907 		11/22/04
Brookstone Biotech Ventures, L.P. Administrative Action
See also Office of Administrative Law Decision – OAH No. L2007070907 		11/22/04
Brookstone Capital, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. L2007070907 		11/22/04
Brookstreet Securities Corporation Administrative Action 08/10/07
Broussard, Cheryl D. Administrative Action 03/19/19
Brown Group of CA LLC. (The) Administrative Action
See also Office of Administrative Law Decision – OAH No. 2011031541 		01/26/11
Brown, Alvin Roy Desist & Refrain Order 05/20/14
Brown, Anthony Wayne Administrative Action
See also Office of Administrative Law Decision – OAH No. 2011031541		 01/26/11
Brown, Barbara Lynn a.k.a. Bobbi Brown Administrative Action 11/25/08
Brown, Carey Vaughn, aka Corey Vaughn Brown Desist & Refrain Order 04/29/11
Brown, Don Withdrawal of Desist & Refrain Order, see also International Energy and Resources 06/07/10
Brown, Earl Anderson Desist & Refrain Order, see also Life Partners, LLC 02/27/14
Brown, Gary Kenneth Desist & Refrain Order 12/05/05
Brown, Jay Nathan Administrative Action 10/03/18
Brown, John Administrative Action 07/22/16
Brown, Justin A. Desist & Refrain Order 03/11/08
Brown, Lucas Desist & Refrain Order 06/08/05
Brown, Michael; Benefitescrow.com Desist & Refrain Order 02/11/05
Brown, Michael; Escrowunited.com Desist & Refrain Order 01/11/05
Brown, Reginald Darnelle Administrative Action
See also NMLS # 2122666 		 09/27/21
Brown, Robert C. Desist & Refrain Order 04/16/08
Brown, Suzy Administrative Action
See also Office of Administrative Law Decision – OAH No. L200505044 7 		12/22/05
Brown, Terrance Desist & Refrain Order 12/08/10
Browne, Shaun J. Desist & Refrain Order 12/29/03
Bruce, Sean A. Desist & Refrain Order 06/23/08
Bruce W And Susan L Doole Living Trust 2000; BSD Venture Capital Fund I, LP; BSD Venture Capital, LLC Administrative Action
See also CRD # 118024		 04/05/24
Brunk, Kellie Desist & Refrain Order 05/27/09
Bryan, Chris Desist & Refrain Order 05/04/06
Bryant Family Investment Fund, LLC Administrative Action 05/24/16
Bryant, David R. Administrative Action 05/24/16
Bryant, Justin Administrative Action 02/26/24
Bryant, Lacy Desist & Refrain Order;
see also Rescission Order to Lacy Bryant [5/16/05].		 12/31/04
Bryant, Marc Jay aka Welch, Marc Jay Administrative Action 01/08/16
BSP Special Situations Rr LTD. Administrative Action
See also CFL # 60DBO-77193		 04/16/21
BSL Financial Services, Inc. Administrative Action
See also CFL # ‘s 6052562, 6054629, 6052561, 6038868, 6052563 and 6071808		 02/22/23
BSM Financial L.P. Administrative Action 12/18/06
BSM Finanical Services, LLC Administrative Order 05/25/10
BT Deals, Inc Administrative Order 05/19/11
BT Management & Development Group Desist & Refrain Order 04/12/10
Btaddini, Bassem M. Administrative Action
See also NMLS # 1989590		 06/09/21
Btcbox.la dba Btcbox.im, Bitbank.la, Bitbank.so Administrative Action 10/17/22
BTIM Holdings, S.A. Desist & Refrain Order 11/13/13
Bu Young Lee Company Administrative Action 05/01/07
Bucchianeri, Michael Desist & Refrain Order 08/07/07
Bucephalus Associates Administrative Action 12/04/07
Buchanan, Laurie Administrative Action
See also Escrow # 9630618		 02/14/23
Buck Wise, Inc Desist & Refrain Order 04/14/03
Buckeye Check Cashing of California, LLC Administrative Action
See also CDDTL Licensee Listing  #  1003421 		 10/11/22
Buckingham Financial Group LLC Administrative Action
See also CFL Licensee listing # 60DBO-43331		 12/30/19
Budget Mortgage Services, Inc. Administrative Action 02/22/11
Buell, Wayne Desist & Refrain Order 03/13/06
Bueno, Erika Jannet dba Rivera Auto Insurance Services Administrative Action 03/02/17
Bui, Vuong Desist & Refrain Order 06/24/11
Builders Control Service Co. Administration Action
See also FSD Licensee #963-0037
See also Office of Administrative Law Decision – OAH No. 2014020568		 10/15/02
Builders Disbursements, Inc. Administration Action
See also FSD Licensee #9630038		 01/15/19
Builders Equity Fund LLC Administration Action
See also CFL Licensee Listing # 60DBO-79710		 11/17/20
Buku Lending Administration Action
See also CFL Licensee Listing # 60DBO-135330		 04/19/22
Buggy Bubbles Administration Action 04/02/14
BulletHire Administrative Action 01/05/10
Bullock, Jeri Desist & Refrain and Stipulation 11/18/11
Bundy, Robert Desist & Refrain Order 03/18/02
Burbage, James R.; Bailey, Kathleen; Pump Vitamin Sprays, LLC. Administrative Action 04/17/20
Burbank City Mortgage Services, LLC Administrative Action
See also CFL Licensee Listing # 603K340		 04/03/20
Burchell, Jacqueline Administrative Action
See also Office of Administrative Law Decision –  OAH No. 2012080549		 08/02/12
Burgerim Group USA, Inc.; Burgerim Group, Inc. Administrative Action 02/16/21
Burgin, Russell William Administrative Action
See also NMLS license #1747828		 11/16/18
Burkemper, Paul Desist & Refrain Order 06/19/12
Burkhardt, Dennis C. Desist & Refrain Order 09/10/12
Burkhartsmeier, Brenda Desist & Refrain Order 12/18/06
Burkhartsmeier, Dennis Desist & Refrain Order 12/18/06
Burnett Financial Service Administrative Action 04/24/19
Burnett, Christopher Ryan Administrative Action 09/16/21
Burnett, Richard Leon dba Burnett Financial Service Administrative Action 04/24/19
Burpee Del Simone Wealth Management LLC
 Administrative Action
See also CRD # 284632		 01/17/24
Burris, Ron R. Desist & Refrain Order 07/14/10
Burroughs, Cathy O’Conner Desist & Refrain Order 06/27/06
Burrow, Michelle Desist & Refrain Order 02/11/05
Burrow, Michelle Desist & Refrain Order 01/11/05
Bursten, Steven . Desist & Refrain Order 09/15/07
Burton, Diana Desist & Refrain Order 09/18/03
Burton-Langley, Deborah Desist & Refrain Order 11/15/10
Bus Co-Op, Bus Co-op, Inc., Bus Co-Op Corp Desist & Refrain Order 02/04/09
Bush, Mark A. Desist & Refrain Order 07/19/02
Bush & Hewitt Holding, Inc. Administrative Order 06/10/08
Business Capital Administrative Action 05/14/18
Business Capital LLC Administrative Action
See also CFL Licensee Listing # 60DBO-56011		 12/30/19
Business Capital Resources LLC Administrative Action
See also CFL Licensee Listing # 60DBO-89325		 04/03/20
Business Debt Solutions, Inc. Administrative Action 05/14/18
Business Expansion Services Group LLC Administrative Action 04/25/18
Business Mortgage, Inc. Administrative Action 09/09/03
Business Network Consultants LLC Administrative Action
See also CFL Licensee Listing # 60DBO-63553		 12/30/19
Business Processing Solutions, Inc. Desist & Refrain Order 02/23/11
Business Union Financial LLC Administrative Action
See also CFL Licensee Listing # 60DBO-63554		 04/03/20
Business Wizards, LLC Desist & Refrain Order 08/10/07
Bustlines to Billions, Inc. Desist & Refrain Order 04/12/03
Butcher, Corey Todd Withdrawal of Desist & Refrain Order and Settlement Agreement 08/24/09
Butler, Jeff G. Desist & Refrain Order 06/15/06
Butler, Jeffrey Gordon Desist & Refrain Order 06/15/06
Buttonwood Tree Management, LLC Administrative Action 04/07/17
Buwalda Mortgage Services, Inc. Administrative Action
See also FSD licensee listing # 603-G363		 01/05/17
Buy High Sell Higher Desist & Refrain Order 11/19/07
Buyback Store Desist & Refrain Order 05/19/08
Buwalda, John dba Buwalda Mortgage Administrative Action
See also FSD licensee listing # 603-G363		 01/05/17
BuyHigh.biz, BuyHigh.net, BuyHigh.org Desist & Refrain Order 11/19/07
Buysellsafe.net Desist & Refrain Order 05/13/05
BV Cash Advance Administrative Action 11/30/07
BV Nevada Holdings, Inc. Administrative Action 06/09/10
BWGaskets Inc. Desist & Refrain Order 11/10/09
Bwescrow.com Desist & Refrain Order 09/22/06
BYOU, LLC Desist & Refrain Order 12/01/14
Byrd, Emogene AKA McGhee, Emogene; Williams, Emogene; Harris, Gwen Administrative Action
See also  NMLS Licensee Listing # 399553 		 03/17/20
Byrne, Richard I. Desist & Refrain Order 08/05/11

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Last updated: Aug 22, 2024 @ 12:35 pm