Actions, Order and Administrative Hearing Decisions: J

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Subject Order Issued Date Issued
J & B Capital Corporations Administrative Action 05/12/10
J & D Financial (West Coast) Corporation Administrative Action
See also FSD licensee listing # 603-L097 		06/09/17
J and D Sports Bar and Grill Desist & Refrain Order 07/26/07
J & S Lending, Inc. Administrative Action
See also CFL # 60DBO-42001		 12/29/23
J Hartman Company (The) Desist & Refrain Order 05/16/07
J. A. P. Financial Administrative Action 03/18/11
J.B. Land Development, LLC. Administrative Action
See also Office of Administrative Law Decision – OAH No.: 2012090224		 05/23/12
J.C. Shields Escrow, Inc. Administrative Order 12/10/10
J.J. Best & Company Administrative Action
See also FSD licensee listing #6054863 		09/04/18
J5 Funding, Inc. Administrative Action
See also CFL # 60DBO-48661		 12/30/22
J. Pelfery Investments Administrative Action 02/26/21
J. Ritter Law P.C. Administrative Action
See also NMLS # 2123935		 04/15/24
J.K. Barnhart, Inc. Administrative Action 07/26/17
J. P. Morgan Securities, LLC Administrative Action 04/03/19
J.P. Wealth Management, LLC Administrative Order 06/25/14
J.T. Wallenbrock Asscociates Desist & Refrain Order 02/14/02
J.W.P. Lenders Corporation Administrative Action 11/30/07
Jackson, Bobbie L. Administrative Action 12/13/05
Jagroo, Michael Administrative Action 10/11/22
Jackson, Curtiss E. Desist & Refrain Order 11/05/09
Jackson County Financial, Inc. Desist & Refrain Order 08/12/08
Jackson, Daniel Ray aka Dan Jackson Desist & Refrain Order 11/13/13
Jackson, Janice aka Robinson, Janice Administrative Action
See also FSD licensee listing #9630732		 10/26/18
Jackson, Michael Desist & Refrain Order 09/28/10
Jackson, Michael T. Desist & Refrain Order;
See also Consent Order		 12/12/03
Jackson, Teresa aka Jackson, Teresa M.;Kenneth Klose a.k.a. Ken Klose; Foreclosure Holdings, Inc.; www.foreclosureholdings.com Desist & Refrain Order 03/21/11
Jackson, Teresa aka Jackson, Teresa M.;Marta Oil, Gas Corporation dba MOGC LLC, LVOG I-III LLC Administrative Action
See also Jackson, Teresa – Desist and Refrain Order		 05/04/17
Jackson, William Rashad Administrative Action
See also NMLS licensee listing # 1102575		 02/15/22
Jacobs, Van Civil Action 12/05/05
Jacobson, Clarissa Desist & Refrain Order; See also  Office of Administrative Law Decision – OAH No. L2006040382 01/04/06
Jacobson, James C. Desist & Refrain Order 06/29/10
Jameson Financial Group; Jordan, Mark Administrative Action 01/19/21
Jain, Satya Paul Administrative Action 03/09/12
Jalapenos Leadership Industries, L.L.C Administrative Action
See also Office of Administrative Law Decision – OAH No. 2016020993 		12/03/15
Janes, Dean Desist & Refrain Order 01/06/15
Janet Kay’s Bed and Breakfast Desist & Refrain Order 03/30/98
Jang, Hyun Soo Desist & Refrain Order 08/25/05
Janki Corporation Administrative Order 10/22/18
January Capital, Inc. Desist & Refrain Order 04/27/07
Janzer Holdings Administrative Order 10/05/09
Jaramillo, Mary Administrative Action 11/03/14
Jarrett, Dennis Administrative Order 09/29/15
Jaurigue, Jeran Administrative Action 03/17/16
Javabint Group Inc. Administrative Action 12/30/19
Jayco Premium Finance of California, Inc. Administrative Action
See also CFL # 603L024		 10/05/21
JB Brothers, Inc. dba Poke Bar Administrative Action 03/26/18
JB Escrow Desist & Refrain Order 11/17/08
JBAH Insurance Solutions Desist & Refrain Order 08/09/16
JCB Capital Performance Administrative Action 12/12/18
JCF Acceptance Corporation, JCF Acceptance MH Loans, JCF Acceptance Corporation, A Division of Jackson County Financial Desist & Refrain Order 08/12/08
JCG Investments, LLC Administrative Action
See also Investment Adviser Firm Summary CRD # 171235; CRD # 591922; CRD # 2325229		 08/21/20
JCS Enterprises, Inc. aka JCS Enterprises Services, Inc. Administrative Action 02/11/16
JCS Enterprises Services, Inc. Administrative Action 02/11/16
JCW, LLC Administrative Action 02/12/19
JD Capital I LP Administrative Action 12/01/10
JD Escrow, Inc. Administrative Action
See also Licensee listing #963-2341
See also Office of Administrative Law Decision – OAH No. 2016080144		 11/19/09
JD Marketing Desist & Refrain Order 09/10/12
JDJ Consulting, LLC Administrative Action 04/24/18
JDL Financial, Inc. Administrative Action 05/12/10
Jeanrenaud, Henri Administrative Action 11/19/18
Jeff Pickett Consulting Desist & Refrain Order 08/21/02
Jewelry Repair Enterprises, Inc. Administrative Order 09/08/15
Jewett, Scott Administrative Action 06/29/20
Jem Landscape Materials Desist & Refrain Order 09/19/02
Jenefer’s Bar and Grill Administrative Action *12/28/08
Jefferson Partners, Inc. Desist & Refrain Order 11/04/10
Jefferson, Tafa; Amada Franchise, Inc.; Fotheringham, Chad Administrative Action 04/28/20
Jeffrey, James Administrative Order 11/21/11
Jenkins, Ellie J. Desist & Refrain Order 03/15/05
Jenkins, Robert L. Administrative Action 09/19/19
Jennings, C. Michael Desist & Refrain Order 12/27/06
Jennings, Charles Michael Desist & Refrain Order 12/27/06
Jennings, Michael Desist & Refrain Order 12/27/06
Jennings, Thomas Robert Desist & Refrain Order 11/09/06
Jensen, Christopher A. Desist & Refrain Order; 07/21/08
Jerbi, Eddie A. Desist & Refrain Order 11/02/06
Jerry’s Liquor Store, Inc. Administrative Action *07/03/06
Jess Chex Financial Citation and Desist & Refrain Order 05/23/06
Jesschex Corporation Citation and Desist & Refrain Order 05/23/06
Jesselton California Unlevered L.P. Administrative Action 12/30/19
Jet Direct Funding Corporation Administrative Action 04/04/19
Jett Financial Services, Inc. Administrative Action 10/23/08
Jewel Box Inc. Administrative Action
See also CFL #’s 60DBO-58509 and 60DBO-61864		 02/09/23
Jewel of Asia, LLC Desist & Refrain Order 07/24/04
JHS Lending Services, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-101196		 04/03/20
JHS Marketing Desist & Refrain Order 05/10/10
Jiao, George; Three Lamb Investments International LTD Administrative Action 06/10/20
JIL, Inc. Desist & Refrain Order 09/12/08
Jim Collins Insight ETF Management, LLC Administrative Action
see also  Investment Adviser Firm Summary – CRD # 293259		 01/30/20
Jimenez, David z. Administrative Action
see also Lic. Number 963-2596 		10/04/13
Jimenez, Imelda Administrative Action
See also Office of Administrative Law Decision – OAH No.2013020822		 03/13/13
Jimenez, Linda Hampton Administrative Order 01/10/12
JK Trades Desist & Refrain Order 06/19/12
JLAP, Inc. Administrative Action 12/27/17
JLM Direct Funding, Limited Partnership Administrative Action 10/23/06
JLM Direct Funding, Limited Partnership Administrative Action 10/23/06
JM Sister Enterprise, LLC. aka J M Sister Enterprise, Inc. Administrative Action 01/02/18
J M Sister Enterprise, Inc. Administrative Action 01/02/18
JMichael Investments, LLC Desist & Refrain Order 06/26/07
JMichael Trust Desist & Refrain Order 06/26/07
JMP Capital 1 LLC Administrative Action 12/30/19
JMR Capital Management, Inc. Administrative Action 10/20/17
JNM Group, Inc Administrative Action
See also Office of Administrative Law Decision – OAH No. L2007040148		 02/27/07
JNW World, Inc (Check Cash & Pay Day Loan, dba) Administrative Action 08/02/11
Joe Klein Enterprises, LTD Administrative Order 06/13/12
Joey’s Smokin’ BBQ Franchising, Inc., Joey’s Smokin’ BBQ, Inc. Desist & Refrain Order 05/04/10
John, Jr., Winston Ronald Administrative Action 08/01/19
John’s Check Cashing Administrative Action 01/12/09
Johns, William Patrick Administrative Action
See also Office of Administrative Law Decision – OAH No. L2003100190 		02/20/04
Johnson & Johnson Finance Corporation Administrative Action
See also FSD licensee listing # 6031716		 03/26/18
Johnson, Adrienne Administrative Action 01/03/17
Johnson, Anderson and Associates aka JA Associates aka Johnson Anderson Associates Administrative Action 07/21/22
Johnson, Anthony; Johnson, Jeremy Administrative Action 01/15/21
Johnson, Barry Desist & Refrain Order 03/13/06
Johnson, Beverly M. Administrative Action 12/26/06
Johnson, Bruce; Benefitescrow.com Desist & Refrain Order 02/11/05
Johnson, Bruce; United Plus Escrow Desist & Refrain Order 01/11/05
Johnson, Carol A. Desist & Refrain Order 08/07/07
Johnson, Daniel Bruce Administrative Action 04/25/19
Johnson, Darryl Lance dba Court St. Financial Funding Administrative Action 02/21/20
Johnson, David Administrative Action
See also NMLS Licensee Listing # 965134		 12/16/21
Johnson, Eric Desist & Refrain Order 08/20/07
Johnson, Eric; Eric Johnson Lending Prime; Eric Lending Prime; primecreditrate.com; lending-prime.webnode.com Administrative Action 07/14/21
Johnson, Erika Diana Administrative Action
See also CFL Licensee Listing # 60DBO-78514		 04/03/19
Johnson, Francille Administrative Order 11/21/11
Johnson, Frank Desist & Refrain Order *12/07/06
Johnson, Jr., Jeffrey L Administrative Action
See also NMLS licensee listing # 1667722		 08/21/18
Johnson, Gary Edward Desist & Refrain Order 08/03/07
Johnson, James; All Mark Insurance Services, Inc. Administrative Action 11/26/18
Johnson, Jason E. Desist & Refrain Order 07/26/07
Johnson, Jeffrey Paul Administrative Action 09/16/13
Johnson, Jeremie Desist & Refrain Order 04/02/07
Johnson, Jeremy Taylor Administrative Action 02/04/19
Johnson, Jeremy Taylor; and Johnson, Anthony Todd; GPA Enterprises, LLC; Green Bud Initiatives, LLC, also known as GBI Marketing; Gregory, Michael; and C-Quadrant, LLC Administrative Action 11/12/21
Johnson, Kelly Administrative Action 12/06/07
Johnson, Ken Administrative Action 12/06/07
Johnson, Kevin Desist & Refrain Order; see also Rescission of Desist & Refrain order for Paul J. Stewart 06/14/11
Johnson, Patrick Andrew Administrative Action 02/18/22
Johnson, Peter Desist & Refrain Order;
see Rescission of Desist & Refrain Order (03/30/07)		 03/02/07
Johnson, Robert Ray Administrative Order 05/01/09
Johnson, Reid S Administrative action 06/08/16
Johnson, Sean A. Desist & Refrain Order (The Furlough Group); see also the Barclay & Nodingham Company 07/08/05
Johnson, Sean Andre Desist & Refrain Order (The Barclay & Nodingham Company); see also The Furlough Group 04/27/09
Johnson, Sheila (On Line Funding, dba) Desist & Refrain Order 08/01/11
Johnson, Leonard Stacy Administrative Action 09/06/18
Johnson, Stanley Administrative Action 09/17/08
Johnson, William H. Desist & Refrain Order 10/29/09
Johnson-Kelly, Shade Administrative Action 05/15/23
Johnston, Faber Laine Administrative Action
See also Office of Administrative Law Decision – OAH No. N2006020680 		01/19/06
Johnston, Norman Douglas aka Infinity Commercial Capital Group Administrative Action 04/17/19
Johnston, Stephen P. Desist & Refrain Order 05/16/06
Johnston, Steve Desist & Refrain Order 05/16/06
Johnstone, Michael P. Administration Action 07/17/07
Joman, Inc., Administrative Action 02/16/11
Jon’Ric International Corp Desist & Refrain Order 06/25/08
Jones, Bob Desist & Refrain Order 08/19/03
Jones, David C. Desist & Refrain Order;
Order vacated – see Consent Order issued		 12/16/02
Jones, James Administrative Action, See also Dorothy of Oz, LLC 11/23/09
Jones, Kimberly Nichole Administrative Action
See also NMLS Licensee Listing # 1135559		 08/30/22
Jones, Lauren Desist & Refrain Order 01/18/05
Jones, Louis Maurice Administrative Action 03/18/11
Jones Methodist Church Credit Union Final Order 08/30/18
Jones, Norman Cray aka Jones, Norman Administrative Action 10/28/14
Jones, Michael Andre Desist & Refrain Order 10/03/14
Jones, Robert Administrative Action
See also NMLS Licensee Listing # 1396652		 01/07/22
Jones, Robert H. Desist & Refrain Order 08/19/03
Jones, Sherry Administrative Action
See also NMLS Licensee Listing # 1498445		 12/20/21
Jones, Tamara Kay fka Scott, Tamara Kay Administrative Action
See also Office of Administrative Law Decision – OAH Case No. L2002100694 		10/27/04
Jordan A. Linn Investment Advisory Services, LLC Administrative Action 04/02/19
Jordan Energy Corporation Desist & Refrain Order 01/31/14
Jordan West Co. Administrative Action 10/10/06
Jordan, Barry Duane Desist & Refrain Order 09/18/03
Jordan, Clifford Desist & Refrain Order 06/08/03
Jordan, Jack B. Desist & Refrain Order 08/12/08
Jordan, Stephanie Ann Administrative Order 05/07/19
Jordan, Jeffrey dba Jordan Advisor Group Administrative Order 01/16/15
Jordan, William Michael Administrative Action 08/16/17
Jordan, Travis (Coomer Energy) Desist & Refrain Order 09/08/08
Jordan, Travis (Mid South Energy) Desist & Refrain Order 03/07/07
Jordan Advisor Group Administrative Order 01/16/15
Jorge Romero Investments; Jorge Romero Administrative Action 11/08/10
Jorge’s Checks and Loans Administrative Action 02/18/09
Jorgenson, Rick Administrative Action 03/12/21
Joro Resources, LLC Desist & Refrain Order; Order Voiding Transactions 01/16/13
Joseph Financial Investment Advisors LLC Administrative Action
See also Investment Adviser Firm Summary – CRD # 282990		 01/21/21
Joseph, Carlo Desist & Refrain Order 10/04/10
Joseph, Darrell L. Administrative Action 05/15/17
Joseph, Edouard Administrative Action 08/24/22
Joseph, Gary aka Youssef, Gary; Youssef, Joseph, Julie Ann aka Julie Ann Administrative Action 06/11/20
Joung, Hee Yang; Joung, John H. Administrative Action
See also Office of Administrative Law Decision- OAH No. L2007040148		 02/27/07
Journey Financial, Inc. Administrative Action 06/09/10
Joy Escrow, Inc. Administrative Action
See also FSD licensee listing #963-2523		 03/30/16
JP Morgan Chase National Mortgage Settlement, See also National Mortgage Settlement website for more information 02/09/11
JRM & Associates Desist & Refrain Order, see Order Withdrawing Desist & Refrain Order for JRM & Associates (NV Corporation) 10/23/07
JRM & Associates, Inc (NV Corporation) Order Withdrawing Desist & Refrain Order; see also Safe Kids International 10/23/07
JRMM, LLC Administrative Action 02/06/08
JRP Real Estate & Mortgage Administrative Action
See also CFL Licensee Listing # 60DBO-94203		 04/03/20
JRShadden, Inc. Administrative Action 11/23/15
JT’S Lending Team, Inc Administrative Action
See also CFL # 60DBO-154805		 12/29/23
JTA Securities Management, Inc. Administrative Action 04/30/19
JTL Asset Management, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-90695		 04/03/20
Judson Enterprises, Inc. Administrative Action 05/07/13
Juengel, David A. Desist & Refrain Order 07/14/05
Juice Stop Branding Corporation Desist & Refrain Order 08/29/07
Juicy Burgers Temecula, LLC aka Juicy Burgers America Administrative Action 06/12/19
Jump Swim Schools Franchise Corporation; Campbell, Ian Michael Administrative Action 05/18/20
Jumpstart Securities, LLC Administrative Action
See also CRD # 156214		 01/17/24
Jungwirth Gmbh and Co. Desist & Refrain Order 03/23/06
Juniper Lending LLC Administrative Action 05/12/10
Juris Wealth Management, LLC Desist & Refrain Order and Errata 03/21/11
Just Escrow Administrative Action 10/03/07
Justice Company Administrative Action
See also CFL # 60DBO-78991		 05/03/23
Just Mortgage, Inc. – 603C044
Just Mortgage, Inc. – 603I191		 Administrative Action 03/18/11
JV1 Petrofund, LLC Desist & Refrain Order 05/03/11
JVM Lending Administrative Action 01/03/19
JW Direct Administrative Action 10/10/06

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Last updated: Apr 22, 2024 @ 2:30 pm