Leedha, Inc.

License or Case Number:

Date of Initial Action: 

Respondents: Leedha, Inc., dba Flintridge Asset Management Company; Earl D. Anschultz

Documents:

  • Accusation To: Revoke Investment Adviser Certificate Of Leedha, Inc.(Corporations Code Section 25232) Bar Earl D. Anschultz (Corporations Code Section 25232.1) With Claim For Ancillary Relief In The Form Of Disgorgement And Costs (Corporations Code Section 25254)And Statement In Support Of: Order To Levy Administrative Penalties (Corporations Code Section 25252)
  • Stipulation

See also Civil Action

 About the Licensee status

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Last updated: May 28, 2019 @ 9:36 am