Actions, Order and Administrative Hearing Decisions: M

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Subject Order Issued Date Issued
M & M Mortgage, LLC Administrative Action
See also CFL Licensee Listing # 603L435		 08/21/18
M & T Mortgage Corporation Administrative Action 10/11/07
M Homes Desist & Refrain Order 01/02/07
M I E Financial, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-102153		 04/19/22
M Line Capital Desist & Refrain Order 12/01/10
M Squared Financial LLC Administrative Action 04/03/19
M&T Capital and Leasing Corp. Administrative Action
See also CFL Licensee Listing # 603C876		 12/30/22
M’Possible Mortgage Group LLC Administrative Action
See also CFL Licensee Listing # 60DBO-177973		 02/29/24
M&J Loans, L.L.C. Administrative Action
See also CFL Licensee Listing # 60DBO-67639		 04/03/20
M-Financial Group; https://www.m-financialgroup.com Administrative Action 01/05/22
M. A. S. America, Inc. DBA Fastbucks of Livermore Administrative Action 08/04/11
M.E. Stevenson, Inc Administrative Action
See also Office of Administrative Law Decision – OAH No. L2006010092 		08/15/05
M.L.A. Lake Elsinore Administrative Action 12/04/07
M1Y Direct, LLC Desist & Refrain Order 05/08/06
M2 Investment Advisors, Inc. Administrative Action
See also Investment Adviser Firm Summary CRD # 136538; CRD # 1892807		 11/04/20
M411 Media Group Desist & Refrain Order 05/31/06
Ma, Bill SHu Wai Desist & Refrain Order 04/02/08
Mabco Loans and Investments LLC dba Mabco Investments LLC Administrative Order 02/14/12
Mac One Investments, Inc. Administrative Order 09/30/08
Mac and Cheese Franchise Operations, LLC Administrative Action 03/28/24
Mac Beam, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No.2015071124 		08/04/16
Maccio Financial, LLC; Maccio, Michelle Administrative Action
See also Investment Adviser Firm Summary – CRD # 169793		 09/14/20
MAC Funding Corporation Administrative Action
See also CFL Licensee Listing # 6031794		 04/03/20
Mac Mortgage Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-128103		 05/15/24
Mac, Bia Administrative Action
See also Office of Administrative Law Decision – OAH No.2015071124 		08/04/16
Macapagal, Katherine Administrative Action 06/07/10
Macapagal, Michael Administrative Action 06/07/10
Macapagal, Theresita Administrative Action 06/07/10
Macaraig, Gina G. Desist & Refrain Order 06/08/06
Macarious & Daniel, LLC, Macarious, Max & Daniel, LLC Desist & Refrain Order 11/04/10
Macarious, Max Desist & Refrain Order 11/04/10
MacArthur Birch, LLC. Desist & Refrain Order 10/06/09
Machen, Mack aka Dr. Mack Machen aka Dr. Machen Desist & Refrain Order 12/13/11
Macian Wealth Management, LLC. Administrative Action
See also Investment Adviser Firm Summary – CRD # 160862		 01/30/17
Mack, Ronald Jay Desist & Refrain Order 02/24/03
Mackey, Andrew S. Desist & Refrain Order 05/05/08
Mackrow Asset Management Group Administrative Action 10/22/18
MacNamara, William Administrative Action 05/15/17
Macro Trend, LLC Administrative Action 04/08/19
Macrdechian, Andranik Desist & Refrain Order 12/14/10
Macrohard Holdings, Inc. Administrative Action 08/06/15
Macy Homes, Inc.  Administrative Action 07/28/10
Macy Paige Realty, LLC Desist & Refrain Order 05/26/10
Madain, Suleiman Administration Action
See also NMLS licensee listing #202544		 12/08/21
Madden, Theresa L. Administration Action 08/25/08
Maddox, Gary Civil Action 11/15/05
Maddox, Christopher Administrative Action 09/10/19
Madoff (Bernard L) Investment Securities, LLC Administrative Order 11/30/10
Madrid, Luis Desist & Refrain Order 07/30/07
Maerki, Kent Administrative Order 12/20/18
Maerki, Kent; Smith, Aghee William; aka Smith, Bill and Smith, A.W.; Barnett, Thomas L.; Bank, Daryl Gene; Dominion Private Client Group, LLC; Spectrum 100, LLC; WeMonitor Group, LLC; DSPF Group, LLC; Dental Support Plus Franchise Group, LLC Administrative Action 08/26/19
Maerki, Norma Jean Administrative Order 12/20/18
Mafla, Mary Dee Administrative Action
See also Office of Administrative Hearing Law Decision – OAH No. L2003090552 		11/19/03
Magee, Anthony aka Magee Tony Desist & Refrain Order (Money Never Sleeps) 03/20/08
Magee, Tony Desist & Refrain Order (Ballprint) 10/23/07
Magellan Empire Escrow, Inc. Administration Action 06/26/08
Magette, E. Daryl Desist & Refrain Order; Stipulation to Desist & Refrain Order 04/12/13
Maggiore, Joseph Desist & Refrain Order 05/04/10
Magister Capital Management, LLC Administrative Action
See also Investment Adviser Firm Summary – CRD # 281819		 09/08/22
Maglio, Nicholas Administrative Action
See also NMLS Licensee Listing # 632853		 01/02/22
Magpantay, Arnold Lopez Administrative Action
See also NMLS Licensee Listing #1943291 		 02/01/21
Magneto Inertial Sensing Technology Administrative Action 07/27/05
Magnificent Escape (The) Desist & Refrain Order 01/04/06
Magnolia Check Cashing Svcs #1 Administrative Action – Revocation; Order Setting Aside *07/11/06
Magnolnick, Joel Desist & Refrain Order 11/16/07
Magnum Capital Group LLC Administrative Action
See also CFL Licensee Listing # 60DBO-49880		 11/18/22
Magnum Opus Federal Corporation Administrative Action
See also CFL Licensee Listing # 60DBO-168057		 05/03/23
Magnum Cash Advance, Inc. Desist & Refrain Order 12/28/06
Magnus Financial, Magnus, Inc Administrative Action 06/02/10
Mahal, Kiran Order Revoking Effectiveness of Franchise Registration; See also Consent Order (04/14/05) 01/11/05
Mahal, Narinder; Kanar Enterprises Desist & Refrain Order 01/11/05
Mahal, Narinder Order Revoking Effectiveness of Franchise Registration; See also Consent Order (04/14/05) 01/11/05
Mahamuni, S.A. Desist & Refrain Order 08/15/02
Maharaj, Umesh Chandra Administrative Action
See also CFL Licensee Listing # 60DBO-35850		 08/12/21
Mahho, Suhail Desist & Refrain Order 06/02/05
Mahmood, Salam Administrative Action; See also Office of Administrative Hearing Decision – OAH No.: L2008010638 See also Office of Administrative Law Decision – OAH No. L2008010638 02/01/08
Maid Right, LLC; 360 Painting, LLC; Pro-Lift Doors Franchise, LLC; Handyman Pro, LLC; Kitchen Wise, LLC; Renew Crew, LLC; Rubbish Works, LLC; and Flick, Paul Administrative Action 11/19/21
Maiden, George Desist & Refrain Order 08/03/05
Maierhofer Wealth Management, LLC Administrative Action
See also Investment Adviser Firm Summary – CRD # 166716		 01/21/21
Mail Depot Desist & Refrain Order 06/24/05
Main International Group Corporation Administrative Action 11/07/17
Mailbox It, Mailbox It Express, Mailbox It Group, Inc. (formerly Mailbox It Stores of America, Inc.) Desist & Refrain Order 08/16/08
Main Line National Mortgage, Inc.; Main Line-Tavistock Mortgage, Inc., Administrative Action 03/16/11
Main St Postal Plus Administrative Action 01/31/07
Main Stream Financial, Inc. Administrative Action 03/18/11
Main, Dominic; Escrowcalifornia.com; California Escrow Desist & Refrain Order 05/04/04
Main, Dominic; Central-Escrow.com Desist & Refrain Order 04/28/04
Mainstream Ventures, Inc. Desist & Refrain Order 07/18/14
Maissian, Aram Desist & Refrain Order 10/09/02
Majal Check Cashing Desist & Refrain Order 03/17/06
Majal Corporation Desist & Refrain Order 03/17/06
Majestic Mortgage Company  Administrative Order 01/25/12
Majestic Sunset Playa Azul S.A. Desist & Refrain Order 03/25/09
Major League Funding LLC Administrative Action 12/27/17
MAK 1 Enterprises Group, LLC Civil Action 08/17/09
Makai Capital  Administrative Action 12/01/10
Malcom, Jerome “Jerry” Stipulation to Desist & Refrain Order and Desist & Refrain Order 01/06/10
Malasek, George Jaroslav Administrative Action 01/04/21
Maldonado Cash Finance  Administrative Order 12/12/12
Maldonado, Jay Malla Civil Litigation 11/16/07
Maleki, Sam. Administrative Action 11/21/13
Mallen, Kenneth Desist & Refrain Order 12/26/06
Malory Investments, LLC Administrative Action 09/27/07
MAM Global Financial Services, LLC Administrative Action
See also CRD # 152932		 01/17/24
Mambo Cash Desist & Refrain Order 10/07/13
Mamikunian, Jamie Administrative Action 04/02/14
Mammoth Film Group Administrative Action 06/11/19
Mana Financial, Inc. Administrative Action 09/25/17
Managemark, Inc. Desist & Refrain Order 11/22/02
Mandalay Financial Services Administrative Order 11/30/07
Mandalay Mortgage, LLC Administrative Order 09/27/07
Mandujano, Teresa. Desist & Refrain Order 09/28/09
Maney, Thomas M. Administrative Action 05/14/18
Manfred, Frank Cosmo Desist & Refrain Order 12/24/02
Manhattan Mortgage Group, LTD. Liability Co.  Administrative Order 01/05/11
Mann Mortgage, LLC Administrative Action; See also FSD Licensee Listing #413-0981 07/22/14
Mann, Anthony Glenn Administrative Order 11/30/22
Manne, Shmuel Desist & Refrain Order 07/20/07
Manqueros, Kenneth Administrative Action 08/10/20
Manriquez, Cristhian Gamez Administrative Action; See also Office of Administrative Law Decision – OAH No.L2008020165 11/27/07
Mansion Comics LLC, Mansion Media Desist & Refrain Order 01/24/13
Mansoor, Richard Desist & Refrain Order 09/18/03
Mansourian, Vahe Desist & Refrain Order 03/22/02
Mantra Consulting Desist & Refrain Order 01/13/12
Manufactured Home.Loan, Inc. Administrative Action 04/13/19
Mao, Nicholas Desist & Refrain Order 03/15/10
Map Energy Finance Corporation Administrative Order 10/05/11
Maple Lending Inc Administrative Action 11/30/11
Mars Venus Coaching Global, Inc., MarsVenusCoaching.com Desist & Refrain Order 03/04/13
Mara-escrow.com Desist & Refrain Order 05/03/06
Marans Garte Funding, Inc. Administrative Action 05/01/09
Maras, Nada Desist & Refrain Order 07/13/07
Marasso, Jeffrey Bruce Desist & Refrain Order 09/18/03
Maratas, Cynthia aka Eco, Diana aka Ching, Cynthia aka Ching, Diana Desist & Refrain Order 12/29/09
Marathon Credit Group Desist & Refrain Order 03/28/12
Marathon Structured Finance Fund L.P. Administrative Action 03/18/11
Marber Capital, Inc. Administrative Action
See also Investment Adviser Firm Summary – CRD # 150185		 01/21/21
Marc Tow and Associates, Lawyers Desist & Refrain Order 04/30/12
Marchand, Stephane Roger aka Steve, Steven, Or Roger Marchand Administrative action; See also Office of Administrative Law Decision – OAH Case No. 2016030179 09/18/14
Marcjetto, Robin Gayle Administrative Action 03/18/11
Marengo Ranch Retail Center, LLC Desist & Refrain Order 05/11/09
Margarita Man (The) Desist & Refrain Order 12/06/06
Margaritaville Hotels & Resorts, LLC Administrative Action 03/07/22
Margarini, Jonathan Administrative Action
See also NMLS # 292651		 12/17/21
Margolis, Arnold Edward  Administrative Action 02/24/11
Marich, Rade Administrative Action
See also NMLS licensee listing # 1000651		 05/13/21
Mariluch, Chad Maurice Administrative Action 12/16/15
Marin Mortgage Bankers Corporation Administrative Action 05/29/15
Marina Capital Management, Inc. Administrative Action; See also Office of Administrative Law Decision – OAH No. L2007070912 05/10/05
Marina Mortgage Administrative Action 08/03/07
Marin, Eddy Administrative Action
See also NMLS Licensee Listing # 302489		 04/18/22
Maristela, Maria Cecille Desist & Refrain Order 05/12/03
Mark Brashear Business Services Desist & Refrain Order 12/19/06
Mark Moses & Associates; Mark Moses Administrative Action 06/09/10
Mark, Erik Jr. Administrative Action 01/8/07
Market Masters, Inc. Desist & Refrain Order 06/16/14
Market Movement Mortgage LLC Administrative Action
See also CFL Licensee Listing # 60DBO-145336		 12/30/22
Market Mortgage Capital, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-136151		 12/29/23
Market Place Mortgage Corp. Administrative Action
See also CFL Licensee Listing # 60DBO-55661		 04/03/20
Market Street Escrow Administrative Action 08/15/11
Marketmaker Leasing, LLC Administrative Action 03/18/11
markuskunze72@gmail.com Administrative Action 06/24/21
Markwell, Jack Lee Desist & Refrain Order 09/24/15
Marlin, William Desist & Refrain Order 04/16/03
Marlin, William Edward Desist & Refrain Order 09/28/07
Marmena Mortgage Company Administrative Action 05/01/09
Marquez, Ray Administrative Action
See also NMLS Licensee Listing # 306057		 12/17/21
Marquis Title & Escrow Company Desist & Refrain Order 01/09/09
MarrCal Oil Company, Inc. Administrative Action; See also Office of Administrative Law Decision – OAH No. 2013010048 06/12/12
Marsella, Thomas Charles Administrative Action 04/19/06
Marshall, Jay Desist & Refrain Order 03/13/06
Marshall, John Burke Administrative Action 02/11/16
Marta Oil and Gas Corporation dba MOGC, LLC Administrative Action 05/04/17
Martians Incorporated Administrative Action 07/10/12
Martin, Bruce Edward Administrative Action 05/12/10
Martin, Dan Withdrawal of Desist & Refrain Order 07/13/09
Martin, Daniel Brian Administrative Action
See also CRD # 146808		 01/17/24
Martin, Don Civil Action 11/15/05
Martin, Gregory aka Rand Jay Chortkoff Desist & Refrain Order 03/06/08
Martin, Kevin Joseph; Martin, Ryan Administrative Action
See also Investment Adviser Firm Summary – CRD # 166408, CRD # 5306819, CRD #5519126		 03/22/23
Martin, James Administrative Action 09/18/23
Martin, James Thomas Desist & Refrain Order 12/29/10
Martin, Jeffery Todd Administrative Action 10/22/18
Martin, Jon Administrative Action; See also Office of Administrative Law Decision – OAH No. 2008070340 06/06/08
Martin, Robert Administrative Action 12/21/17
Martin, Rebecca A.. Administrative Action 07/06/07
Martin, William E (Jr.) Desist & Refrain Order 12/24/02
Martinez, Alejandro aka Martinez, Alex Administrative Action; see also Prime West Escrow 01/05/10
Martinez, Danielle Renee Administrative Action 06/28/23
Martinez, Jorge Issac Administrative Action 02/18/09
Martinez, Lorena Y. Administrative Action; See Also FSD #963-2235, Conquest Escrow, Inc. 08/18/14
Martinez, Moises Administrative Action 07/28/10
Maru Cosmetics USA Administrative Action
See also Office of Administrative Law Decision – OAH No. L2007040148		 02/27/07
Marx, Marcia Ann Administration Action 04/15/20
Marx, Christopher E.; George, Damon; Easy Street Financial Group, Inc.; Randall Keith Ward (“Randy Ward”); Easy Street Financial Group, Inc. Desist & Refrain Order 04/03/03
Marvin Mccall and Associates Administration Action 01/30/23
Marx, Christopher E. Administration Action 02/01/21
Mary Lorenz Asset Management & Consultancy LLC; www.marylorenzassetmanagement.com Administration Action 08/16/24
Masada Petrroleum, LLC. Administration Action 07/17/07
Mashinsky, Alexander Administrative Action 08/08/22
Massela, T. Joseph aka Massela, Tshiala Joseph Desist & Refrain Order 06/19/12
Mason McDuffie Mortgage Corporation Administration Action
See Also FSD Licensee Listing # 4130968		 04/11/19
Mason, Michael A. Desist & Refrain Order 12/24/02
Mason, Timothy Paul Administrative Action; Desist & Refrain Order 03/17/06
Mason-McDuffie Financial Corporation Administrative Action 12/27/17
Mason-McDuffie Real Estate, Inc. Desist & Refrain Order 02/03/10
Maspero, Stacey Ann Administrative Order; See also Office of Administrative Law Decision – OAH No. L2002090534 01/04/07
Mass Capital Access, Inc.; Loiacono, Michael Administrative Action
See also CFL # 60DBO-90654		 04/16/21
Mass Street Group Desist & Refrain Order 08/28/12
Master Escrow, Inc. Administrative Action 03/09/15
Massetti, Ralph Desist & Refrain Order 08/31/16
Masters Partners, LP Civil Action 05/10/02
Mata, Paul Administrative Action 03/14/14
Mata, Paul R. Civil Action 09/09/15
Matambanadzo, Everton Desist & Refrain Order 05/27/11
Matheson, Brett Desist & Refrain Order 07/21/09
Mathew, Rosemole Vincent Administrative Action; See also FSD Licensee Listing #100-0991 See also FSD Licensee Listing #100-0992 See also FSD Licensee Listing #100-0993 04/27/15
Mattera, Charles Anthony; United Studios of Self Defense, Inc. Citations and Desist & Refrain Order 01/03/22
Matthews, Dave Administrative Action 08/28/13
Matthews, James Francis Administrative Action
See also CDDTL # 10DBO-103480		 03/17/23
Matthews, Timothy Administrative Action
See also NMLS Licensee Listing # 8697		 01/11/21
Matias, John P. Desist & Refrain Order 06/16/08
Matin Investments, LLC Desist & Refrain Order 12/29/10
Matriloany, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-97200		 04/03/20
Matrix Bridge Fund, LP Administrative Action 05/12/10
Matrix Capital Markets, LLC. Administrative Action 03/03/17
Matrix Fund Group, LLC Administrative Orders 10/12/11
Matrix Investment Corporation Administrative Action; See also Office of Administrative Law Decision – OAH No. L2006010920 05/26/06
Matthews, Wendy Desist & Refrain Order; See also Super Absorbent Company 08/16/07
Mattingly, Shari L. Desist & Refrain Order 12/24/02
Mattingly-Bevan, Shari Desist & Refrain Order 12/24/02
Mau, Wayne Desist & Refrain Order 05/24/05
Mauriss, Henry Administrative Action 07/17/07
Maverick Residential Mortgage, Inc. Administrative Action 11/04/08
Max Advance, LLC Administrative Action 05/22/19
Max4Money, Inc. dba Max4Money Administrative Action 08/06/07
Maxim Asset Management, LLC Desist & Refrain Order 05/11/06
Maxlend, LLC Administrative Action 01/12/18
Maxpread Technologies Limited, aka www.maxpread.com; Cerato, Jan Gregory; marketing@maxpread.com Administrative Action 04/19/23
Maxwell Investment Advisory and Wealth Management LLC Administrative Action
See also Investment Adviser Firm Summary – CRD # 311133		 09/08/22
Maxim Capital, LP Desist & Refrain Order 05/11/06
Maxim Partners, LLC Desist & Refrain Order 05/11/06
Maxim Veritas Capital, Inc. Administrative Action 04/03/19
Maximum Capital Corporation Administrative Action 05/12/10
Maxim Commercial Capital, LLC Administrative Action 08/16/12
Maximos Realty Inc. Administrative Action 04/03/19
Maximum Return Investments, Inc. Administrative Action 11/08/10
Maximum Title Loans, LLC  Administrative Action 03/28/12
May, David J. Administrative Action 11/29/07
Maynard, Dorice A. dba Terra Vista Financial Planners Administrative Action; See also Office of Administrative Law Decision – OAH No. L2007070296 04/19/07
Maynard, Mitchell M. Administrative Action;  See also Office of Administrative Law Decision – OAH No. L2007070296 04/19/07
Mazakali, LLC Administrative Action
See also CRD # 301488		 01/21/22
Mazzaro, Rebecca Desist & Refrain Order 05/20/04
MB Financial Services, Inc., MB TDI, Inc. Desist & Refrain Order 11/09/09
MBA Business Finance, LLC Administrative Action 12/30/19
mbdsgrk.top Administrative Action 03/23/23
MBI Mortgage, Inc. Administrative Action 05/01/09
MBIG Corporation aka MBIG Company Administrative Action 08/05/20
MBP Insurance Services, Inc. Desist & Refrain Order 01/05/15
MBS Mortgage Company, LLC Administrative Action
See also CFL licensee listing #’s 6039780, 6039781		 05/01/09
MBS Securities Administrative Action 09/18/08
McAfee, Michael Denman Desist & Refrain Order 09/18/03
McAlavy, Terri K. Administrative Action; see also NMLS licensee listing #1337342 08/20/19
Mcbrearty, William D. dba McBrearty Financial Services Administrative Action
See also Investment Adviser Firm Summary CRD #155702		 01/04/21
McBen Solutions LLC Administrative Action 10/26/23
McBride, Bryce Desist & Refrain Order 04/29/10
McCabe Ventures, Inc Desist & Refrain Order 11/04/10
MCC JV SPV Funding I LLC
 Administrative Action
See also CFL #’s 60DBO-80216; 60DBO-80217; 60DBO-85346		 04/16/21
McCann, Martin Owen, IV Desist & Refrain Order 02/26/04
McCarthy, Kevin Michael Desist & Refrain Order 05/28/14
McCarthy, Terrence Ryan Administrative Action
See also CFL licensee listing #60DBO-84215		 04/03/19
McClean, David G. Desist & Refrain Order 04/30/04
McCloud, Robert Administrative Action 12/06/07
McClure, David Robert aka McClure, Robert Administrative Action 06/16/09
Mccolla Enterprises, LTD dba Street Corner Administrative Action 11/07/22
McConnell, Mack A. aka McConnell, Mac Desist & Refrain Order 06/03/08
McConville, Michael Civil Action 04/16/08
McConville, Sean Civil Action 04/16/08
McCormack, Mark Desist & Refrain Order 02/16/10
McCourt, Daniel Irvin Administrative Action 08/27/18
McClure, Anne Administrative Action 12/15/20
McClure, Mike Desist & Refrain Order 05/17/10
McCullar, Mary Desist & Refrain Order; See also order rescinding for McCullar only) 05/24/04
McCutchen, Neil Desist & Refrain Order 11/18/05
McDermott, Howard S. Administrative Actions 02/28/07
McDermott, Michael Administrative Actions 02/06/13
McDonald, Chad M. Desist & Refrain Order 11/29/07
McDowell, Shareif Deona Administrative Action 12/12/23
McEuen, Dave Desist & Refrain Order 05/28/08
McGee, Patrick Brian Administrative Action 07/05/18
McGhee, Emogene AKA Byrd, Emogene; Williams, Emogene; Harris, Gwen Administrative Action
See also  NMLS Licensee Listing #399553 		 03/17/20
McGlynn, Patrick Andrew Administrative Order 04/25/17
McGill, Kevin D. Administrative Action See also NMLS Licensee Listing #248548 03/19/18
McGill, Richard Desist & Refrain Order 08/07/06
McGinn, Kevin Administrative Action 12/27/17
McGovern Escrow Services, Inc. Administrative Order 03/01/11
McGrath, Timothy;Carnegie Capital Group, Inc. Desist & Refrain Order 12/10/02
McGraw, Toni Administrative Action
See also NMLS Licensee Listing # 1401486		 12/08/21
McGrath, Timothy; ISAAC GIBSON, CEO Desist & Refrain Order 12/10/02
McGregor, Bob Desist & Refrain Order 05/05/06
McGrew, James Desist & Refrain Order 11/04/10
McGuane, Brian Desist & Refrain and Stipulation 11/18/11
McGuane, Jeri Desist & Refrain and Stipulation 11/18/11
McGuire, Hailey Administrative Action 11/08/19
McGuyer, Russell Todd Administrative Action 11/30/07
McIntosh, Jill Dailey Desist & Refrain Order 08/05/09
McIntrye, Michael Paul Administrative Action See also Office of Administrative Law Decision – OAH No. N2004080527 06/17/05
McIntyre, Tyree Desist & Refrain Order 06/03/08
McKay Financial Corporation Desist & Refrain Order 11/18/08
McKay, Gregory Desist & Refrain Order 11/18/08
McKenzie-Black Investments, LLC. Administrative Action 07/18/16
Mckenzie, Homer Lynn Administrative Action 07/18/16
McKee, David J. Administrative Action 06/15/12
Mckesson Corporation Administrative Action 12/30/19
McKinney, Jaysen Administrative Action
See also NMLS Licensee Listing # 1430550 		12/17/21
McKitterick, Phillip Lee Desist & Refrain Order 01/26/15
McLaughlin, Chris Administrative Action 05/15/17
McMahel, Lissa Desist & Refrain Order 08/08/08
McMillan, David Desist & Refrain Order 08/03/05
Millikan, Bryan Administrative Action
See also NMLS Licensee Listing # 1840408		 12/14/21
McMillion, John Administrative Order 01/25/12
McNabb, Robin Bruce Desist & Refrain Order 01/18/06
Mcphail, John Administrative Order 12/16/13
McNulty, Gary Desist & Refrain Order 04/30/04
McQuade, Matthew Desist & Refrain Order 05/09/08
McRae, Rande Desist & Refrain Order 07/07/03
MCS Mortgage Bankers, Inc aka Home America Lending Corp. Administrative Action See also FSD licensee listing #4131265 04/25/19
McWilliams, Brian Desist & Refrain Order 12/31/04
MD Hydration Franchise Inc. Administrative Action 09/19/22
MDA Escrow Solutions of California, Inc. (formerly known as Trans Union Escrow Solutions of California, Inc. ) Administrative Action 09/02/08
Mead, James Desist & Refrain Order 01/18/06
Mead, James; Merchant Capital, LLC; Kurt V. Beasley; Steven Charles Wyer; Robert Lane Salamone; Retirement Accounts, Inc; Jeffrey D. Mitchell Desist & Refrain Order 09/27/02
Mercuri, Frank III Administrative Action 01/16/24
Mears, Brian Administrative Action 09/18/19
Mears, Douglas Desist & Refrain Order 08/28/12
Meat House Franchising, LLC Administrative Action 04/23/14
Meath, Troy Anthony   Administrative Action 08/11/10
Mechanics Real Estate Holdings Inc. Administrative Action 04/03/19
Med One Capital Funding, LLC Administrative Action 01/08/18
Med-X Inc. Administrative Action 09/06/17
Med+Link International, Inc. Desist & Refrain Order 06/07/05
Medallion Mortgage Company, LLC. Revocation Order Click here to search licensee details 12/16/14
Medawar, Joseph M. Administrative Action See also Office of Administrative Law Decision – OAH No. L2005070937 05/09/05
Medcalf, Joseph Randall Desist & Refrain Order 09/07/07
Mediagrif Interactive Technologies, Inc. Administrative Action 07/17/19
Media Funding Corporation Administrative action 08/08/12
Media Funding, LLC Administrative action 04/03/19
Media360 Franchising, LLC. Administrative action 06/08/16
Midas Investments Administrative action 04/06/23
Media Ocean, Inc. Administrative Action 09/28/15
Media One Direct, LLC Desist & Refrain Order 01/30/15
Mediano, Michael Administrative Action See also Office of Administrative Law Decision – OAH No. 2011080295 07/18/11
Medical Acquisition, Inc. Administrative Action See also FSD licensee listing #603L556 08/10/18
Medical Financial Assistance (Syndicated Office Systems) Administrative Action 05/19/10
Medical Society Business Services, Inc. Administrative Action
See also NMLS # 1975468		 04/15/24
Medifund Special Purpose Corporation Desist & Refrain Order 06/15/06
Medina Gonzalez, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-45931		 04/03/20
Medley Capital Corporation Administrative Action
See also CFL Licensee Listing #’s 603J033, 6054511		 04/16/21
Medley Opportunity Fund II LP Administrative Action
See also CFL Licensee Listing #’s 603J105, 6054514		 04/19/22
Medrano, Carlos Administrative Order 10/05/09
Medwell Group, Inc. (The) Desist & Refrain Order 06/16/08
Meeks, Keith Desist & Refrain Order 12/24/02
Mega Capital Funding, Inc. Administrative Action 06/03/11
Megafu Enterprises Administrative Action 03/14/05
Megafu, Chuma Administrative Action 03/14/05
Mehdikhani, Al aka Mehdikhani, Albrik Desist & Refrain Order 02/03/09
Meister, Eric Walter Desist & Refrain Order 07/23/07
Meister-Hughes, Inc. Administrative Action See also FSD Licensee Listing #100-3529 See also FSD Licensee Listing #100-4248 12/15/14
Mejia, James Patrick Administrative Action
See also NMLS Licensee Listing #1012630		 04/22/21
Mejia, Sandra Administrative Action 02/11/04
Melchor, Benjamin Patricio Desist & Refrain Order See Also Life Partners, LLC 09/04/14
Melchor, Maria del Carmen Penaloza Administrative Action 10/27/15
Melco Legacy Loans Administrative Action 01/03/19
Melendez, Henry Administrative Action
See also Office of Administrative Law Decision – L2003090685 See also Office of Administrative Law Decision  – L2005110304		 09/09/03
Melfi, Philip L. Desist & Refrain Order 04/22/04
Melikian Financial Agency, Inc. Administrative Action 10/13/21
MEM Investment Research L.L.C. Administrative Action
See also Investment Adviser Firm Summary – CRD # 300770		 09/08/22
Member First Mortgage, LLC Administrative Action 09/27/16
Mendaros Family Corporation Administrative Action 09/16/08
Menlo Park Funding Administrative Order see also Lic. Number 603-I908 and Lic. Number 413-0749 07/09/13
Meneses, Eva Administrative Actions 04/101/09
Mentor Investing Group, Inc. Desist & Refrain Order 09/13/06
Meratas Inc. Administrative Actions 08/05/21
Mercer Group, Inc., The Desist & Refrain Order 10/07/08
Mercer, Andrew E. Desist & Refrain Order 10/07/08
Merchant Arrinda Desist & Refrain Order 08/24/07
Merchant Capital, LLC Desist & Refrain Order; See Consent Order to vacate the Desist & Refrain Order issued to Merchant Capital, LLC, Kurt V. Beasley and Steven Charles Wyer. 09/27/02
Merchant Capital Source LLC Administrative Order 08/20/13
Merchant Capital Group, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-70452		 01/08/21
Merchant Check Cashing and Payday Advance Administrative Order 08/24/07
Merchant Factors Corp. Administrative Order
See also CFL Licensee Listing #603A646		 11/03/14
Merchant ReFi LLC Administrative Action
See also CFL Licensee Listing # 60DBO-76032		 04/03/20
Merchants Funding  Administrative Order 02/02/11
Mericap Credit Corporation Administrative Order 05/02/12
Mercuri, Joseph Administrative Action
See also NMLS Licensee Listing # 1507218		 01/02/22
Mercury Technologies, Inc.
 Administrative Action 01/03/22
Mercy Records Desist & Refrain Order 05/02/12
Meredian Financial Corp Administrative Order; see also Fortis Title Solutions 12/08/08
Meridian Bancorp USA Administrative Action 12/01/06
Meridian Capital Corp. Civil Action 05/10/02
Meridias Capital, Inc. Administrative Action 11/17/10
Meris, Estelita A. Desist & Refrain Order *09/19/02
Meris, Lita Desist & Refrain Order *09/19/02
Merit Financial, Inc. Administrative Action 12/01/06
Merit Lending LLC Administrative Action
See also CFL Licensee Listing # 60DBO-45573		 04/03/20
Meritus Capital, Inc. Administrative Action
See also CFL Licensee Listing # 6054390		 11/18/22
Merkle, Van D. Desist & Refrain Order 01/12/07
Mermis, Joseph A. Administrative Action See also Office of Administrative Law Decision – OAH No. 2013010048 06/12/12
Merrell, Gary Desist & Refrain Order 05/17/10
Merrill Lynch Community Development Company, LLC – 603G368 Merrill Lynch Community Development Company, LLC – 6054055 Administrative Action 03/18/11
Merrill Lynch, Pierce, Fenner & Smith Inc Administrative Action 06/26/09
Merritt, Skip Desist & Refrain Order 05/03/06
Mesa Energy, LLC Desist & Refrain Order 07/16/12
Mesropy, Yervand Desist & Refrain Order 10/22/07
Messina, James F. Desist & Refrain Order 06/05/06
Metals.Com Administrative Action 09/22/20
Metafiyielders Pty Ltd; Metafi Yielders Limited Administrative Action 09/27/22
MET Capital LLC Administrative Action
See also CFL # 603J491		 12/29/23
Metrix Capital Group, LLC Administrative Action
See also CFL Licensee Listing # 603K400		 04/03/20
Metro A1 Finance Administrative Action 02/24/11
Metro Equity, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-100978		 09/29/20
Metro Finance Administrative Order 07/09/10
Metro Financial Services Administrative Action 03/18/11
Metro Phoenix Financial Services, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-43580		 05/04/20
Metropolitan Home Mortgage, Inc Administrative Action See Also FSD Licensee Listing # 413-0924 06/05/15
Metta Homes, Inc. Desist & Refrain Order 06/24/11
MeVideo Ltd. Administrative Action 06/12/18
Meyerson Lending Firm Administrative Action 11/08/19
Meza, Sandra Carmen Administrative Action
See also NMLS Licensee Listing #1371952 		 03/23/20
Mezey & Associates Amended Desist & Refrain Order; Desist & Refrain Order 01/09/09
Mezey, Joseph Wade Amended Desist & Refrain Order; Desist & Refrain Order 01/09/09
MGM Lenders, Inc. Administrative Action See also FSD licensee listing # 603-G706 06/08/17
MH Financial Services, LLC Administrative Order 07/28/11
Mi Casa California Mortgage, Mi Casa Capital Mortgage, Mi Casa Mortgage Administrative Order 05/12/10
MI-BOX Moving and Mobile Storage Inc.; MI-BOX; MI-BOX Mobile Storage & Moving; MI-BOX Moving & Mobile Storage; MI-BOX Holding Company Administrative Order 09/07/21
Mica Fund 1, LP Administrative Action 12/27/17
Micasa Loans & Investments (Macam Corporation, dba) Administrative Action 05/01/09
Michael, John Desist & Refrain Order 06/26/07
Michael-Thomas Escrow Administrative Action 11/05/07
Michaelian Development Corporation Desist & Refrain Order 08/06/07
Michal, Karen Desist & Refrain Order 08/15/07
Michigan Fidelity Acceptance Corporation Administrative Action 11/20/06
Michigan Peninsula Fund IV Limited Partnership Administrative Order 05/30/12
Mickley, Jr., William John Administrative Action See also NMLS licensee listing #397945 10/31/17
Micro Loan One, LLC Desist & Refrain Order 07/12/07
Microcredit Loan Fund, Inc. Administrative Order 05/02/12
Mid America Energy, Inc. Desist & Refrain Order; Civil Action 02/08/07
Mid America Oil and Gas, L.L.C. Desist & Refrain Order 05/05/06
Mid America Partners, Inc. Desist & Refrain Order 06/07/10
Mid Cal Escrow Services, Inc. Administrative Actions 10/23/14
Mid City Financial Solution Administrative Order 05/13/08
MID Investment Group Desist & Refrain Order 03/06/12
Mid Nation Mortgage Corporation Revocation Order Click here to search licensee details 01/01/14
Mid South Energy, L.L.C. Desist & Refrain Order 03/07/07
Mid Valley Funding, Inc Administrative Actions 05/18/10
Mid Valley Mortgage Services, Inc. Administrative Action 06/16/10
Mid-Cities Credit Union Final Order 12/11/17
Mid-Cities Escrow Administrative Order 04/08/10
Midas Touch Promotions Desist & Refrain Order 06/18/13
Midcontinent Financial Center, Inc. Administrative Action 09/14/11
Middendorp, Brenda Administrative Action 01/29/08
Midland Financial, LLC; Midland Market Company, Midland Marketing Desist & Refrain Order 10/23/09
Midtown Partners Administrative Action
See also FINRA Detailed Report – CRD # 104223		 01/30/20
Midwest Funding Bancorp Administrative Action 12/08/09
Midwest Mortgage Capital, LLC. Administrative Action 12/11/15
MIG Mortgage LLC Administrative Order 12/15/10
Mighell, Gary Administrative Action 02/04/16
Mihilli, Nino Joseph Desist & Refrain Order 08/03/10
Mike Diaz Enterprises Civil Action 01/04/06
Mikey and Dolores Screen Partners, LLC. Desist & Refrain Order 05/12/24
Mikhail, Rafeek Withdrawal of Desist & Refrain Order 08/15/11
Mikolich, Andrew Administrative Action
See also NMLS Licensee Listing # 330181		 12/16/21
MILA, Inc. Administrative Action 06/21/07
Milberg Factors Of California, Inc. Administrative Action
See also CFL Licensee Listing # 603A596		 12/30/19
Milby, Gary M. Desist & Refrain Order; Civil Action 02/08/07
Miles Funding Inc. Administrative Action 04/03/19
Milestone Financial, LLC Desist & Refrain Order; Administrative Action 12/04/14
Military Financial, Inc. Desist & Refrain Order 12/28/06
Millan, Anthony D. Desist & Refrain Order 12/13/11
Millard Financial Group, Inc. Administrative Action 05/12/10
Millard, Russell Civil Action 07/28/08
Millenium Marketing Company, Inc. Administrative Order 06/06/12
Millennia Mortgage Corporation Administrative Action 01/20/09
Millennial Funding Inc. Administrative Action
See also CFL License # 60DBO-172335 		05/22/24
Millennium Real Estate & Financial Services Administrative Action 03/18/11
Millennium Mortgage Corporation Administrative Order 12/08/08
Millennium Mortgage Group, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-94306		 04/03/20
Miller, Brandon Desist & Refrain Order 04/29/10
Miller, Christopher Darrnell Administrative Action 07/30/18
Miller, David Desist & Refrain Order 04/01/09
Miller, Douglas Walter Desist & Refrain Order 11/27/06
Miller, Howard Desist & Refrain Order 06/30/11
Miller, Jim Desist & Refrain Order 11/28/11
Miller, Lee Ph.d Desist & Refrain Order 03/25/05
Miller, Michael Desist & Refrain Order 06/05/04
Miller, Norman Administrative Action 06/04/20
Miller, Richard A. “Rick” Desist & Refrain Order 12/24/02
Miller, Robert Administrative Action
See also NMLS Licensee Listing # 1474466		 01/27/22
Miller, Walter Irwin Desist & Refrain Order 11/27/06
Miller, Zachary Andrew Administrative Action See also NMLS Licensee Listing #1400462 10/10/16
Milles, Jr., William J. Administrative Action 09/21/21
Mills, Joshua Desist & Refrain Order and Stipulation to Desist and Refrain Order 10/26/10
Mills, Keith Allen Administrative Action See also Office of Administrative Law Decision -OAH No. 2013070479 04/15/13
Mills, Matthew A. Administrative Action 09/06/17
Mills, Matthew Anton Desist & Refrain Order 08/07/13
Millstone Funding, Inc Administrative Action
See also CFL # 60DBO-66222		 05/15/18
Milnes, James Wilkes Administrative Action See also Office of Administrative Law Decision – OAH No. 2012090224 05/23/12
Milstein-Roth, Steven Desist & Refrain Order 08/30/05
Milstein-Roth, Steven Eric. Desist & Refrain Order 08/30/06
Milsteinroth, Steven E. Desist & Refrain Order 08/30/06
Minasyan, George George Mana a.k.a Minasyan Georgiy Desist & Refrain Order 05/30/08
Mingo, Timothy Clark; Regent Investment Advisors, Inc. Administrative Action 03/24/20
Mining Max, LLC Administrative Action 07/07/20
Minor, Calvin Administrative Action 11/08/19
Mintaka Financial, LLC Administrative Action See also FSD licensee listing #’s 603K657 and 603L218 04/03/19
Mintech International, Inc. Civil Action 05/14/07
Minuskin, Julie A. Administrative Action 03/24/23
Mirad Financial Group Administrative Order 01/16/08
Mirae Asset Wealth Management (USA) Inc. Administrative Action 03/08/18
Miranda, John P. aka Miranda, Juan Pablo Administrative Action
See also NMLS Licensee Listing # 2000225		 04/28/21
Miranda, Nona Maureen Tirre Administrative Action
See also CFL Licensee Listing # 60DBO-133496		 04/19/22
Miramar Mortgage Company Administrative Action 03/18/11
Miramontes, Pedro S. Administrative Action 12/28/07
Mireles, Eric Administrative Action 10/09/17
Miron, Luis Administrative Action
See also NMLS Licensee Listing # 1442329		 01/02/22
Misiraca, Stefan Administrative Action 12/05/07
Misiraca, Stephan Nicolas Desist & Refrain Order 04/05/10
Misirian, Sisak Administrative Action 09/24/08
Mishler, Zachary Administrative Action
See also NMLS Licensee Listing # 1256415		 12/16/21
Mission Advisory Services, Inc. Administrative Action 06/30/15
Mission Financial Services Corporation Administrative Action 12/14/11
Mission Manor, LLC, Mission Properties, TIC, LLC Desist & Refrain Order 02/03/10
Mission Mortgage, LLC Administrative Action 05/01/09
Mission Ridge Advisors, LLC. Desist & Refrain Order 03/24/11
Mist; Mist, Inc., Mist Net, Inc. Administrative Action 07/27/05
Mister Cash Administrative Action 02/06/08
Mistnet Medical Devices, Inc..aka Mist; Mist, Inc., Mist Net, Inc. Administrative Action 07/27/05
MIT Lending Administrative Action 10/02/06
Mitchell, Ian Frederick Administrative Action 12/09/14
Mitchell, Greg; Mitchell, Jeff Administrative Action
See also Investment Adviser Firm Summary CRD # 171235; CRD # 591922; CRD # 2325229		 08/21/20
Mitchell, Jeffrey D. Desist & Refrain Order 09/27/02
Mitchum, Matthew Aaron Desist & Refrain Order 12/24/07
Mittleman, Philip C. Desist & Refrain Order; See also Order Rescinding (04/12/05) *08/13/02
Mitzlaff, Robin Administrative Action
See also NMLS Licensee Listing # 277872		 04/08/22
MJ Capital Funding, LLC Desist & Refrain Order 12/28/06
MJK Lending, Inc. Administrative Action 05/01/09
MJL Funding Administrative Action 07/05/24
ML Plus LLC Administrative Action 02/23/21
ML Mortgage Corp. Administrative Action
See also CFL Licensee Listing #’s 60DBO-69831, 60DBO-107223, 60DBO-74248 and 60DBO-94666 		04/03/20
MLA Chino 2 Hills Payday Loan Administrative Action 12/28/07
MLA Chino Hills Payday Check Cashing Administrative Action 12/28/07
MLA Chino Payday Loan Administrative Action 12/28/07
MLD Mortgage, Inc. dba The Money Store Administrative Action See also FSD licensee listing #413-0715 06/03/16
MLT-Line; MLT-Line.net Desist & Refrain Order 11/17/09
MMA Mortgage Investment Corporation Administrative Action 05/01/09
MMA Renewable Ventures Finance, LLC Administrative Action 05/01/09
MMC Lending, Inc. Administrative Action 03/18/11
MMG Holdings, Inc. Desist & Refrain Order 07/29/09
MMP Capital, Inc. Administrative Action 04/17/23
MMV Finance Inc. Administrative Order 11/21/11
MMW Holdings, LLC. Administrative Action
See also FSD licensee listing #603-H520		 05/15/17
MMXVIII Holdings, Inc. Administrative Action
See also CFL # 60DBO-101923		 12/30/22
Manulife SDF SPV – OH, LLC Administrative Action
See also CFL # 60DBO-107662		 12/30/22
Mortgage Financial Freedom L.L.C. Administrative Action
See also CFL # 60DBO-166695		 12/30/22
Mortgage Financial Services, LLC Administrative Action
See also CRMLA # 41DBO-172220		 06/21/23
MNQ Investments, MNQ Media Desist & Refrain Order 05/27/08
Mmrem Escrow, Inc. See also Bear Flag Escrow, Inc. Administrative Action FSD # 96DBO-41815 07/27/16
Mobile Direct LLC Administrative Action
See also CFL # 60DBO-44387		 05/03/23
Mobile Magic Sales, Inc. Desist & Refrain Order 12/24/02
Mobile Repo, Inc. Desist & Refrain Order 01/02/07
Mobile Yum Yum LLC Administrative Action
See also CFL Licensee Listing # 60DBO-81315		 04/03/20
MobilePages, Inc. Administrative Action 08/11/23
Mochinut, Inc. Administrative Action 05/10/23
Model Escrow, Inc. Administrative Action
See also FSD Licensee Listing #963-2696		 02/24/15
Modern Asset Management, Inc. DBA Paid2Day Administrative Action 10/31/18
Modlin, Delbert Joe Desist & Refrain Order 12/16/14
MOGC, LLC Administrative Action 05/04/17
Moenkediek, Harald Desist & Refrain Order; see also Rescission Order [5/16/05] 12/31/04
Moffitt, Tiffani Wai Administrative Action
See also NMLS Licensee Listing # 1765154		 12/08/20
Mohammed, Ezekiel Administrative Action
See also NMLS Licensee Listing # 368101		 12/20/21
Mohammed, Jody J. Administrative Action 09/10/09
Mohammed, Robin Lee Administrative Action 09/10/09
Mohr, Benjamin Charles Administrative Action 10/22/18
Moimar Financial Services Administrative Action 07/28/10
Momco, Inc. Administrative Action See Also FSD Licensee Listing #413-1017 See Also Office of Administrative Law Decision – OAH No. 2017031253 06/30/14
Momentum Plus, Inc., Momentum Plus, LLC Desist & Refrain Order 04/13/09
Monarch Corporate Capital, Inc. Administrative Action 05/12/10
Monarch Investments Administrative Action 10/27/15
Monarch Medical Funding Desist & Refrain Order 06/15/06
Monarch Productions, LLC Administrative Action See Also Office of Administrative Law Decision – OAH No. 2008100191 03/25/08
Monce, Ed; DAS-Alliance Group, LLC; DASAG 3 HR, LLC; and Scolari, Enrico Administrative Action 12/03/21
Monex Credit Company Administrative Action
See also CFL Licensee Listing # 6031592		 01/25/23
Money360, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-45679		 05/25/17
Money $ Money Payday Advance Administrative Action 03/11/08
Money & More Desist & Refrain Order ; Administrative Order 09/16/08
Money ‘N More Desist & Refrain Order 06/12/08
Money and Checks Administrative Action 12/28/07
Money Asset Management, Inc. Desist & Refrain Order; Civil Action 08/05/99
Money Company Administrative Action 11/26/12
Money Credit Line 1 Administrative Action 09/10/19
Money in a Day Cease and Desist Order 04/16/18
Money Line Capital Desist & Refrain Order 12/01/10
Money Mall Pomona Desist & Refrain Order Also See FSD license listing #100-3162 07/15/15
Money Management by Mail, Inc. Desist & Refrain Order; Civil Action 07/14/05
Money Management International, Inc. Desist & Refrain Order; Civil Action 07/14/05
Money Market Financial, Inc. Desist & Refrain Order 08/03/07
Money Mart Express, Inc. Administrative Action 09/20/05
Money Messiah Administrative Action 01/10/18
Money Never Sleep Desist & Refrain Order 03/20/08
Money Palace (Mao, Nicholas) Desist & Refrain Order 03/15/10
Money Palace Administrative Action 07/09/07
Money Pills, Inc. Administrative Action 05/10/18
Money Store LLC (The) Administrative Action 11/26/12
Money Trades & Securities, L.L.C. Desist & Refrain Order; see also Rescission Order (08/21/07) 03/05/07
Money Tree Payday Advance Administrative Action 10/27/09
Money Warehouse, Inc. Administrative Order 12/08/08
Money Wise Mortgage Ventures, Inc Administrative Action 06/06/18
Money-On, Inc. Administrative Order 04/08/10
Moneyback, Inc. Administrative Action 07/07/07
Moneybrag Inc Administrative Action 12/09/19
Moneyed Interest, Inc. Administrative Action 11/30/07
MoneyOne, Inc. Administrative Action See also FSD licensee listing #6071415 04/03/19
Mongoose Capital, Inc. Administrative Action 05/01/09
Moniker On Line Services, LLC Desist & Refrain Order 11/16/07
moniker.com Desist & Refrain Order 11/16/07
Monis, Ronald James Siruno Desist & Refrain Order 06/17/15
Monnett, Kenneth Administrative Action See also Office of Administrative Law Decision – OAH No. 2014040633 07/25/15
Monrovia Escrows Administrative Action 09/27/10
Monserrat, Guadalupe Desist & Refrain Order 02/11/13
Monsalve, Andres Eugenio Administrative Action See also NMLS licensee listing # 243377 10/19/16
Montana Capital Title Loans Administrative Active See also FSD licensee listing #’s 603F508 and 603J714 11/06/17
Monte Carlo Escrow, Inc Administrative Action See also FSD Licensee listing # 9631955 03/20/18
Montebello Escrow, Inc. Administrative Action 06/16/08
Montealegre Finanzas LLC Administrative Action
See also CRD # 163435		 01/17/24
Monterey County Bank Administrative Action 03/04/13
Monterey Bay Invesment, Inc. Desist & Refrain Order 01/02/07
Monterey Bay Investment Corporation Desist & Refrain Order 01/02/07
Monterey Bay Investments Desist & Refrain Order 01/02/07
Monterey Bay Investments Corp Desist & Refrain Order 01/02/07
Monterey Bay Securities, Inc. Desist & Refrain Order; Administrative Action 01/02/07
Monterey Financial Center Administrative Action 12/06/07
Monterey Homes, LLC Desist & Refrain Order 06/24/11
Montilla, Bridget aka Montilla, Jet Administrative Order 04/23/13
Montgomery, Jermaine Marquee Administrative Action
See also NMLS licensee listing # 1900195		 11/12/21
Montgomery Mortgage Capital Corporation Administrative Action 12/05/07
Montrenes, Peter Gregory Administrative Action
See also NMLS licensee listing # 1525557		 09/25/19
Montrief, Michael Royce Desist & Refrain Order 01/28/08
Monument Funding Corporation  Administrative Action 09/01/10
Monument Mortgage, Inc. Administrative Action 09/09/03
Monumental Funding Corporation Desist & Refrain Order 12/04/06
Monumental Funding, LLC Desist & Refrain Order 12/04/06
Moo Loans, LLC Administrative Action
See also CFL # 603I408; NMLS # 1510664		 02/15/22
Moody Jr., Errold Francis Administrative Action 06/24/14
Moon Mortgage Agency Inc. Administrative Action
See also CFL # 60DBO-120353		 12/29/23
Mooncha Corporation Administrative Action 01/09/07
Mooney, Gregory M. aka Mooney, Greg Desist & Refrain Order 07/17/12
Moore, Jr., Kenneth George Administrative Action
See also NMLS licensee listing # 2089159		 02/09/22
Moore Financial Strategies, LLC Administrative Action 04/02/19
Moore, Allen Administrative Action 09/11/08
Moore, Bill Administrative Action 05/23/17
Moore, Dianne aka Dianna Yanez Administrative Action 08/06/15
Moore, Paul Lee Administrative Action 15/18/16
Moore, Ronald K. Administrative Action; See also CFL licensee listing #6031945 04/03/19
Moore, Reginald Desist & Refrain Order 12/23/02
Moore, Thomas V. Desist & Refrain Order 11/29/05
Moore, Whitney Desist & Refrain Order 03/06/07
Mooreland, Thomas Order Withdrawing Desist & Refrain Order; See also Desist & Refrain Order [11/29/05] 04/05/06
Mora, Edwin Desist & Refrain Order 03/07/11
Moradyan, Alina Administrative Action; See also Lic. No 603-F157 11/06/13
Morales, Joe Administrative Action 10/02/20
Moran Foods Administrative Action See also Office of Administrative Law Decision – OAH No. 2007120040 09/25/07
Moran, Iliana Desist & Refrain Order and Order Voiding 01/19/12
Moran, William M. Administrative Action
See also Office of Administrative Law Decision – OAH No. 2007120040 		09/25/07
Moreland, Tion Desist & Refrain Order 05/17/10
More & More Money Loans LLC Administrative Action 02/10/23
More Assets, Inc. Desist & Refrain Order 11/13/13
Moreno, Cesar Desist & Refrain Order 11/25/09
Moreno, Olga P. Administrative Order 11/21/11
Moreno, Robert Desist & Refrain Order 04/19/10
Moreno, Roberto Desist & Refrain Order 09/13/06
Morera, Michael Rennie Administrative Action 07/14/05
Morey, Brian Desist & Refrain Order, See Also Cogar Financial Services, Inc. 12/15/06
Morgan Gold, LLC. Administrative Action 05/01/15
Morgan Keegan & Company, Inc. Administrative Action 02/13/12
Morgan Law Desist & Refrain Order 01/31/14
Morgan Stanley DW Inc. Administrative Action 07/27/07
Morgan Stanley Smith Barney FA Notes Holding LLC Administrative Action 10/20/20
Morgan, Dan C. Desist & Refrain Order 08/13/07
Morgan, Kelly Keith Civil Action 02/11/09
Moria Development Inc. Administrative Action 04/26/07
Morin, Bob Desist & Refrain Order 06/20/06
Morin, Robert F. Desist & Refrain Order 06/20/06
Morones, Frank Administrative Action See Also Office of Administrative Law Decision – OAH No. N2007120338 11/30/07
Morones, Frank J. Desist & Refrain Order (Warren Exploration, LLC) 11/28/07
Morr, Richard M. Desist & Refrain Order; See also Consent Order (02/23/05) 12/12/03
Morris Escrow, Inc.; Cesar David Estrada and Bethsabe E. Morris Administrative Action 01/23/09
Morris Escrow, Inc. Administrative Action See also FSD licensee listing file #9362373 04/08/15
Morris, Bethsade E. Administrative Action 01/23/09
Morris, Brian Desist & Refrain Order 05/24/04
Morris, Loren G. Civil Action 02/08/07
Morris, Michael G. Desist & Refrain Order 03/28/12
Morris, William M. Desist & Refrain Order; Settlement Agreement *08/30/07
Morrison, Christina Administrative Action 12/01/10
Morrison, Kent Administrative Action 06/16/21
Morrison, Steven L. Desist & Refrain Order 03/26/07
Morrison, Vicky Desist & Refrain Order 01/09/09
Morrow, Doris A. Administrative Action 06/11/02
Morrow, Linda Administrative Action See also Office of Administrative Law Decision – OAH No. L-2001090207 02/13/02
Mortgage & Investment Consultants, Inc. Administrative Action 05/12/10
Mortgage Authority, Inc. (The) Administrative Action 10/07/06
Mortgage Bank of California Administrative Action
See also CFL Licensee Listing # 60DBO-45280 		 06/05/19
Mortgage Bankers of America Administrative Action 04/03/19
Mortgage Brokers Services, Inc. Administrative Action 04/03/19
Mortgage Capital Associates, Inc. Administrative Action See also FSD Licensee Listing #4130479  See also NMLS licensee listing #248548 01/08/19
Mortgage Click, Inc. Administrative Action 07/30/18
Mortgage Connect LLC Administrative Action
See also CFL Licensee Listing# 60DBO-103314		 04/16/21
Mortgage Enterprise, Ltd. Administrative Action See also FSD Licensee Listing #4131315 09/25/18
Mortgage Fund (The); Mortgage Fund ’08, LLC Desist & Refrain Order 08/11/11
Mortgage House (The) Administrative Order 07/13/10
Mortgage Integrity Administrative Order 06/09/09
Mortgage Lenders Network USA, LLC Administrative Action 09/07/07
Mortgage Lenders of American, LLC. Administrative Action See also FSD licensee listing #4130698 11/01/17
Mortgage Lending Direct Administrative Action 06/03/16
Mortgage Management Consultants, Inc. Administrative Action see also NMLS licensee listing #150086 08/30/19
Mortgage MD Administrative Action 05/12/10
Mortgage Minds, The Mortgage Bankers  Administrative Order 01/05/11
Mortgage Now Administrative Order 04/29/09
Mortgage Now, Inc. – 6039554 Mortgage Now, Inc. – 603A217 Mortgage Now, Inc. – 603F527 Administrative Action 05/12/10
Mortgage Now, Inc. Administrative Action See also FSD licensee listing #4130768 04/05/19
Mortgage One Lending Administrative Action 05/01/09
Mortgage One Solutions, Inc. Administrative Action See also FSD licensee listing #4131322 07/15/19
Mortgage Options aka Mortgage Options, Inc. Administrative Order 12/08/08
Mortgage Plus Funding, Inc. Administrative Action 05/01/09
Mortgage Processing Group, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-85027		 04/03/20
Mortgage Research Center, LLC. dba VALoans.com Administrative Action
See also FSD licensee listing #413-9040, #603-A581		 01/27/17
Mortgage Research Laboratory Inc. Administrative Action
See also CFL licensee listing #60DBO-110244		 04/16/21
Mortgage Solutions FCS Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-64638		 04/03/20
Mortgage Solutions of Colorado LLC Administrative Action
See also FSD licensee listing #’s 4130456 and 603H857 		06/25/19
Mortgage Solutions, LLC Administrative Action 04/03/19
Mortgage Store (The) Administrative Action 10/26/11
Mortgage Tree Capital Inc. Administrative Action 06/06/17
Mortgage Unlimited LLC Administrative Action
See also CRMLA Licensee Listing # 41DBO-54774		 03/19/19
Mortgage World Group (Trans World Financial Group, Inc., dba) Administrative Action 05/01/09
MortgageCall, Inc. Administrative Order See also FSD Licensee Listing #603-K061 12/18/15
MortgageIT, Inc Administrative Action 10/02/06
Mortgageline.com Administrative Action 06/18/07
Mortgageloan Corp. Administrative Action See also FSD Licensee Listing #603J675 07/25/19
Mortgagetree Lending Administrative Action 06/28/07
Morton, Randy Desist & Refrain Order 08/31/07
Mosaic Real Estate Investors, LLC Administrative Action 04/03/19
Moscaritolo, Daniel Desist & Refrain Order 06/06/12
Moseley, Richard Desist & Refrain Order 05/08/06
Moseley, Richard F. Desist & Refrain Order 05/08/06
Moseley, Richard Sr. Desist & Refrain Order 05/08/06
Moses, Ace L. Desist & Refrain Order 05/08/02
Mosley, Kenny Ray Desist & Refrain Order 07/09/13
Moss, Anthony Francis Desist & Refrain Order 12/01/05
Moss, Robert Desist & Refrain Order; See also Power Station LLC 08/26/08
Moss Westinghouse and Associates Administrative Action 10/23/23
Mostert, Cornelius Johannes Desist & Refrain Order 03/05/07
Mostert, Corrie Desist & Refrain Order 03/05/07
Mota, Barbara Desist & Refrain Order 12/20/06
Mota, Marie Barbara Desist & Refrain Order 12/20/06
Motion Picture and Television Mortgage Group Administrative Action 06/09/10
Motorcycle-escrow.com, Motorcycle-escrow Corporation Desist & Refrain Order 04/02/07
Motogp Capital Group Administrative Action
See also CFL Licensee Listing # 60DBO-98413		 04/03/20
Motto, Joshua Philip Administrative Action 03/18/11
Mount Olympus Mortgage Company DBA Momco, Inc. Administrative Action
See Also FSD Licensee Listing #413-1017
See Also Office of Administrative Law Decision		 06/30/14
Mount Zion Financial LLC Administrative Action
See Also CFL Licensee Listing # 60DBO-123160		 12/30/22
Mountain Coast Realty, Inc. Administrative Action 05/01/09
Mountain Manufacturing, Inc. Desist & Refrain Order 12/18/06
Mountain Mudd Desist & Refrain Order 12/18/06
Mountain States Mortgage Centers, Inc. Administrative Action 07/22/04
Mountain View 04-D Joint Venture Desist & Refrain Order 11/07/07
Mountain View Mortgage Company Administrative Order 05/10/10
Mountain, Gary Lynn Desist & Refrain Order 09/16/08
Mountainside Escrow Administrative Order 09/13/09
Movement Mortgage, LLC Administrative Action See also FSD # licensee listing 4131054 and NMLS licensee listing # 39179 12/11/17
MP Financial Services Administrative Order 10/05/09
MPDigital Corporation Desist & Refrain Order 02/01/05
MPG, LLC Civil Action 08/31/09
Mplus Global, Mplus VOIP World Holdings, LLC Desist & Refrain Order 04/13/09
MQBA Administrative Action 05/07/13
MQN Investments, MQN Media Desist & Refrain Order 05/28/08
Mr. Dewie’s, LLC. aka Mr.Dewie’s Cashew Creamery, LLC. Administrative Action 11/17/23
Mr. Cooper Administrative Action
See also FSD licensee listing #4131209 and #6037985		 12/04/17
Mr. Margarita, Mr. Margarita, LP Desist & Refrain Order 12/26/07
Mr. Fire Safety,LLC Desist & Refrain Order 07/07/14
Mr. Fries Man, LLC Administrative Order 11/15/21
Mr. Mortgage Administrative Order 11/21/11
Mr. Oil Saver, LLC. Desist & Refrain Order 07/07/14
Mr. Paint and Puff Franchise LLC Administrative Action 01/25/22
MRD Network, LLC Civil Action 02/01/05
MRL Funding, MRL Group Inc. Administrative Order 09/25/12
MRN Cubed, LLC Administrative Action
See also FSD licensee listing #603K105		 05/18/18
MS Escrow Administrative Action
see also Sergia Marina Cardona		 11/07/11
MSI Mortgage Services III, LLC Administrative Action
see also CRMLA # 4131143		 06/21/21
MSW Capital dba MSW Industries.com, LLC,  Administrative Order 11/21/11
MTA Loans Desist & Refrain Order 02/24/11
MTC Management Group Administrative Action See also Office of Administrative Law Decision – OAH No. 2015020315 12/22/14
MTE Financial Group Desist & Refrain Order 06/27/08
MTE Financial Services Desist & Refrain Order 06/27/08
MTeam Financial Administrative Action 08/03/07
MTG Direct

 Administrative Order 09/14/11
MTS Financial Services Administrative Action 08/13/07
MTTL, Inc. Desist & Refrain Order 10/26/07
Much, David Gustav Desist & Refrain Order See Also Life Partners, LLC 09/04/14
Mueller, Michael Joseph Administrative Action 08/08/18
Muffie, Chris Administrative Action 08/30/10
Muffie, Victoria Administrative Action 08/30/10
Mulberry Street Mortgage Administrative Order 06/06/12
Mullen Bros., Inc., Mullen Finance Plan

 Administrative Order 01/05/11
Mullis, Cynthia Desist & Refrain Order 08/03/09
Multi-Cash, Inc. Administrative Action 04/08/10
Multi-State Home Lending, Inc. Order to Discontinue 04/16/12
MultiLoanSource.com Desist & Refrain Order 09/17/12
Munden, Liana Administrative Action See also Office of Administrative Law Decision – OAH No. 2015060534 04/13/16
Mundo Check Cashing, Inc. Desist & Refrain Order 05/14/08
Munoz, David Desist & Refrain Order 09/28/15
Munoz, John R. aka Munoz. J. R. Desist & Refrain Order 08/31/11
Mutual Security Mortgage Administrative Action
See also CFL # 60DBO-104061		 05/10/21
Mupas, Garry M. Administrative Action 05/02/18
Murakami, Josh Joel Desist & Refrain Order 12/22/09
Murakami, Scott Masami Administrative Action
See also NMLS licensee listing # 1050053		 09/04/20
Murkey, Dennis A. Administrative Action 05/17/18
Murkey, Richard F. Sr. Administrative Action 05/17/18
Muro, Ricardo Administrative Action
See also NMLS licensee listing # 815226		 12/16/21
Muro, Shawn Administrative Action
See also NMLS licensee listing # 331699		 01/02/22
Murphy, Fredrick Desist & Refrain Order 08/23/13
Murphy, James Robert Desist & Refrain Order; see Order Withdrawing Desist & Refrain Order for JRM & Associates (NV Corporation) 10/23/07
Murphy, Terrance Desist & Refrain Order 02/01/05
Murphy, Timothy M. Desist & Refrain Order 12/10/10
Murray Mortgage Incorporated Administrative Action 05/01/09
Murray, Stuart Hotchkiss (Star Max) Desist & Refrain Order 09/28/07
Murray, Stuart Hotchkiss (Cinetech Films) Desist & Refrain Order 04/02/09
Murillo, Berenice Hernandez Administrative Action 04/24/18
Musa, Marco Desist & Refrain Order 11/04/10
Muscatelli, Ralph Louis Administrative Action 06/11/19
Muscatelli, Ralph Administrative Action 04/11/23
Musharbash, Mizyed Administrative Action – Revocation 07/10/06
Musharbash, Shaher Khalifeh Administrative Action
See also NMLS licensee listing #1798617		 12/02/19
Musicians’ Interguild Credit Union Final Order 10/02/15
Music Box The Movie Administrative Action 04/18/08
Mustang Associates, Inc. Desist & Refrain Order 07/03/06
Mutual Benefits Union Corporation Civil Action 02/01/05
MWF Financial & Mortgage Center Administrative Action 12/08/09
MX Factors, LLC Desist & Refrain Order 09/26/03
MXM Investments, LLC Civil Action 08/31/09
My Eagle Corporation Desist & Refrain Order 09/13/06
My Eagle Partnership Desist & Refrain Order 09/13/06
My Forex Planet, Inc. Desist & Refrain Order 04/16/14
My Liquid Hedge Fund Administrative Action 09/21/20
My Next Day Cash Desist & Refrain Order 05/13/11
My Sons Serve, Inc. Desist & Refrain Order 01/12/10
My SS Club Desist & Refrain Order 09/13/06
My Trusted American Loans Desist & Refrain Order 02/24/11
MyAbby Investment Trading Group, Inc. Desist & Refrain Order 08/02/11
MyBrokerName Desist & Refrain Order 12/29/11
mycashnow.com Desist & Refrain Order 08/20/07
MyConstant dba Const LLC, Constant, and ConstantP2P; Chu, Zon; Huynh, Duy Administrative Action 12/21/22
Myescrow.org Desist & Refrain Order 12/03/02
Mylor Financial Group Administrative Action 12/01/06
MyOnlyCatalog.com, Inc. Desist & Refrain Order 08/21/02
MyPassiveGlobalInvestment.com Administrative Action 01/03/23
Mypaydayanyday.com Desist & Refrain Order 02/16/10
Mypaydayloan.com Desist & Refrain Order 11/10/10
MYVESTA Desist & Refrain Order 12/16/02
MYVESTA.ORG Desist & Refrain Order 12/16/02
MYVESTA.ORG, INC Desist & Refrain Order 12/16/02

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Last updated: Aug 21, 2024 @ 8:34 am