Third Comma, LLC
License or Case Number: CRD # 321950
Date of Initial Action: 04/03/23
Defendants/Respondents: Third Comma, LLC
- 04/03/23 – Statement of Issues (PDF)
- 05/15/23 – Order Denying (PDF)
About the Licensee status
To check the status of this licensee, visit the Investment Adviser Public Disclosure website by entering the licensee name or CRD number.
If you have further questions or need more assistance, please call our Customer Service Office at: 1-866-275-2677.