Actions, Order and Administrative Hearing Decisions: W

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Subject Order Issued Date Issued
W.F.G. Administrative Action
See also FSD Licensee Listing # 603-8193, 603-J989, 603-K227 		02/27/17
W.I.F. Group, LP Desist & Refrain Order 05/23/12
W.J. Bradley Mortgage Capital, LLC. Administrative Action
See also FSD Licensee Listing #413-1002		 02/04/16
Wachovia Capital Markets, LLC aka Wachovia Securities, LLC Administrative Action 07/31/06
Waddel and Reed, Inc. Consent Order 07/06/05
Wade, Laura M. Desist & Refrain Order; Civil Action 06/09/05
Wagner, Brooke D. Desist & Refrain Order 11/22/02
Wagner, Danielle Administrative Action 05/15/18
Wagner, Richard Austin Desist & Refrain Order (Ascending Growth Properties) 07/05/11
Wain Capital LLC Administrative Action
See also CFL Licensee Listing # 60DBO-94130		 04/03/20
Wainer, Laurence Administrative Action 11/10/20
Waite & Associates Desist & Refrain Order 10/22/18
Wagner, Richard Amended Desist & Refrain Order and Desist & Refrain Order 02/14/08
Wal Capital, S.A. Desist & Refrain Order 04/16/14
Walder, Max Desist & Refrain Order 04/13/05
Waldman, George Edmunde Administrative Order 06/15/11
Walker Financial Advisors, Inc. Administrative Action 02/06/13
Walker, Kevin Desist & Refrain 08/31/16
Walker, Richard Desist & Refrain Order 12/29/03
Walker-Sumchai, Tilila Siola’a  Administrative Action 09/19/23
Wall Street Capital Desist & Refrain Order 02/22/07
Wall Street Capital Fund, LLC Desist & Refrain Order 02/22/07
Wall Street Capital Group, Inc. Desist & Refrain Order 02/22/07
Wall Street Capital, LLC Desist & Refrain Order 02/22/07
Wall Street Development Desist & Refrain Order 02/22/07
Wall Street Funding Group Administrative Order 05/01/09
Wall Street Management, Inc. Desist & Refrain Order 03/14/07
Wall Street One, LLC Desist & Refrain Order 03/14/07
Waller, Ryan; West, Julia; www.centurylg.com Administrative Action 02/17/22
www.harvest-keeper.app, aka Harvest Keeper Desist & Refrain Order 04/19/23
www.cryptofxla.com; www.cryptofxlearningacademy.com Administrative Action 06/27/23
Wallwork Financial Corporation Administrative Action 04/27/18
Wally World Entertainment Civil Action 01/04/06
Walnut Gardens, LLC Desist & Refrain Order 02/03/10
Walnut Legal Service, Inc. Administrative Action 05/29/19
Walsh, David E. Desist & Refrain Order 07/21/08
Walter Mortgage Company, LLC Administrative Order 03/01/12
Walters, Daniel R. Desist & Refrain Order 12/24/02
Walters, Gordon Desist & Refrain Order 07/20/05
Walton, Gloria Marguerite Administrative Action
See also Office of Administrative Law Decision – OAH No. N2004080527 		06/17/05
Walton-Para, Christie Denise Administrative Action 09/21/10
Wang, Arthur Administrative Action 11/10/04
Wang, Chen Chi; ACEH Capital, LLC aka Ace Capital Group Administrative Action 04/16/20
Wang, Jack Chwan-Jon Administrative Action 02/12/19
Wang, Jainn Hwa Desist & Refrain Order 11/03/06
Wanzek, David Desist & Refrain Order 10/07/13
Ward, Artemus Edgar Desist & Refrain Order 06/26/02
Warbucks, Uncle Desist & Refrain Order 06/02/14
Ward, Artemus Edgar Desist & Refrain Order 06/26/02
Ward Real Estate Brokerage & Foreclosure Services Desist & Refrain Order 11/28/07
Ward, Leesa Desist & Refrain Order 11/28/07
Ward, Randall Keith Desist & Refrain Order 04/03/03
Ward, Randy Desist & Refrain Order 04/03/03
Ward, Richard Desist & Refrain Order 01/28/03
Ward, Richard P. Civil Action 11/15/05
Warkol, Ira Administrative Action 11/19/18
Warner, Betty (Classic Expo, LLC) Desist & Refrain Order 03/14/11
Warner, Betty (MacArthur Birch, LLC) Desist & Refrain Order 10/06/09
Warnock, Lyman Ray Desist & Refrain Order 09/30/03
Warren Exploration, LLP Desist & Refrain Order 11/28/07
Warren Exploration West Virginia Shale, LLP Desist & Refrain Order 11/28/07
Warren, Harvey Desist & Refrain Order 04/14/04
Warren, Ira aka Warren Ira E., Warkol, Ira S. and Warren, Howard Desist & Refrain Order 06/30/11
Warren, Laura Desist & Refrain Order 06/10/08
Warren, Laura E. aka Davidson, Laura E. and Phillips, Laura, Enersen, William; Somatika Incorporated Administrative Action 02/21/20
Warren, Scott Lyman Desist & Refrain Order 05/31/06
Warren, Thomas Desist & Refrain Order 06/10/08
Warrior ATV Golf, LLC. Desist & Refrain Order 05/09/08
Washburn, William O. Civil Action 05/10/02
Washington Financial Group Administrative Action 12/08/08
Washtenaw Mortgage Company Administrative Action 05/10/06
Washington Mortgage Corporation Administrative Action 06/01/10
Washington, Joshua Joel Administrative Action 08/06/15
Watermark Finance, Inc. Administrative Action 05/01/06
Watermark Financial Partners, Inc. Administrative Action 10/10/06
Waters Edge Wineries, Inc. Administrative Action 11/10/21
Waterworks Investments, Inc. Desist & Refrain Order 10/04/10
Watkins, David S. Administrative Action 10/12/11
Watkins, Nathan Administrative Action
See also NMLS Licensee Listing # 289433		 12/23/21
Watson, David Desist & Refrain Order 01/24/13
Watterson-Murrey, Christopher H. Desist & Refrain Order 07/28/04
Watts, Simon Desist & Refrain Order 04/27/07
Watts, William Administrative Action 01/27/21
Wausau Mortgage Corporation Administrative Action 08/29/07
Wave Splitter Technology, Inc. Desist & Refrain Order
see also Ola’s Exotic Coffee and Tea, Inc.		 06/26/07
Wayman, Gary Nicholas Administrative Action *12/28/07
Wayne’s Screen Machine Amended Desist & Refrain Order and Desist & Refrain Order 06/18/08
Ways to Work, Inc. Administrative Action
See also FSD Licensee Listing #603-G689		 11/26/12
WAYUP Wealth Building Group Desist & Refrain Order 10/30/13
Wazzup Energy Drink, Inc. Administrative Action 09/22/16
WBMI, Inc Administrative Action 05/10/18
WCM777 Inc and WCM 777 Limited operating as WCM777 Desist & Refrain Order 01/08/14
WCM Global Wealth, LLC. Administrative Action 11/23/15
WCSD, Inc. dba West Coast Sourdough Administrative Action 8/25/22
WDC Consulting LLC Administrative Action; Desist and Refrain Order 11/15/23
Weiss, George M. Administrative Action 08/12/21
WCS Lending LLC Administrative Action
See also FSD Licensee Listing #413-0840		 03/03/15
We Are All Satoshi; weareallsatoshi.org Administrative Action 09/27/23
We Loan Money Inc Administrative Action
See also CFL Licensee Listing #60DBO-42002		 04/19/22
We Nurture Kids Desist & Refrain Order 07/14/15
Weatherby, L.P Desist & Refrain Order 09/08/11
Wealth by Design, USA, Inc. Administrative Action 07/24/17
WealthBridge Inc. Administrative Action
See also CRD # 144198 and CRD # 5020283		 04/25/22
Wealthbridge Mortgage Corp. Administrative Action 11/04/10
Wealthclub Finance LLC Administrative Action
See also CRD # 312736		 01/17/24
Wealthviser Finance LLC Administrative Action 10/17/22
Weber, Victor Loras Desist & Refrain Order 11/18/09
WEBE Universe, Inc. Administrative Action 08/06/15
Web.gmoglobal.vip dba Web.gmoglobal.vip Administrative Action 10/17/22
Webb, David Desist & Refrain Order 09/08/11
Webb, James Thomas Desist & Refrain Order 07/03/06
WebPayDay Desist & Refrain Order 08/27/08
Websoft Inc Desist & Refrain Order 04/14/11
Webull Financial, LLC Administrative Action
See also FINRA BrokerCheck CRD # 289063		 11/16/21
Weddle, David Administrative Action 09/18/17
Wedertz, Howard Desist & Refrain Order, see also Rancho de Andallusia Vineyard & Winery, LLC 10/25/07
Wee Prefer Escrow Administrative Action, see also Licensee # 963-2546 03/07/14
Wegman, Melissa Joan Desist & Refrain Order 05/05/09
Weilbacher, Gregory Michael Desist & Refrain Order 12/28/07
Weiland, Richard Alan Desist & Refrain Order 07/19/07
Weis, Arthur Desist & Refrain Order 05/17/10
Weisbrot, Juliya Desist & Refrain Order 02/27/09
Weiss, Jim Desist & Refrain Order 02/27/09
Weissing, Mike Desist & Refrain Order 03/13/06
Welch, Bob Desist & Refrain Order 07/19/07
Welcome Home Mortgage LLC Administrative Action
See also CFL Licensee Listing # 60DBO-71210  		 04/03/20
Welcome To The Neighborhood Citation and Desist & Refrain Order 08/14/06
Weldon, Donna Desist & Refrain Order 08/19/05
Welland Capital, Inc. Desist & Refrain Order 07/27/10
Wellman Funding Desist & Refrain Order 06/09/09
www.marylorenzassetmanagement.com; Mary Lorenz Asset Management & Consultancy LLC Administration Action 08/16/24
Wells Fargo & Company – Case #: 03AS0001 National Mortgage Settlement, See also National Mortgage Settlement website for more information 02/09/11
Wells Fargo Bank, N.A – OAH File No.: N-2003020658; OAH File No.: N-2003020615 U.S. District Court – Civil Action 03/21/02
Wells Fargo Financial California, Inc Civil Action 03/21/02
Wells Fargo Funds Distributor, LLC Administrative Action 02/11/14
Wells Fargo Home Mortgage, Inc.- Civil Action #: S-03-0157 GEB JFM U.S. District Court – Civil Action 03/21/02
Wells Fargo Home Mortgage, Inc. Administrative Action 03/21/02
Wells Fargo Investments, LLC Administrative Action 07/12/10
Wells, Donny Randall Administrative Action 07/07/06
Wellspring Industry, Inc. (Wellspring), ILTF, Inc. dba Tutti Frutti (ILTF), and OMB, Inc. dba O’ My Buns! (OMB) Administrative Action 03/04/19
Welther Oaks, LLC Administrative Action 07/20/21
Welton Sale, Inc. aka Welton Trust, weltontrust.com Desist & Refrain Order 07/05/11
Welton, John Desist & Refrain Order 07/05/11
WeMonitor Group, LLC Administrative Action 08/26/19
Wendover Financial Services Corporation Administrative Action
See also CRMLA # 413-0285		 06/28/21
Wentworth, Harvey Administrative Action 01/19/21
Wentworth, Blake Administrative Action 05/02/23
Wentzel, Lad Raymond Administrative Action 07/17/08
Wereturn Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-147097		 11/18/22
Wesleyan Investment Foundation, Inc. Administrative Action 04/11/18
West American Escrow, Inc. Administrative Action 03/11/10
West Bay Financial Corporation Administrative Order 05/01/09
West Capital, LLC Civil Action 05/15/02
West Coast Cash Desist & Refrain Order 10/24/08
West Coast Cash Payday Loan Desist & Refrain Order 07/11/07
West Coast Check Cashing Administrative Order 10/11/11
West Coast Funding and Real Estate Services Inc. Administrative Action 07/13/18
West Coast Settlements LLC; Muratore, John Administrative Action 12/19/23
West Coast Financial Administrative Order 05/01/09
West Escrow Administrative Action 09/13/07
West Field Financial Lending Group aka Westfield Lending Group Administrative Action 06/11/24
West, James Desist & Refrain Order; Civil Action 02/08/07
West, Jonathan Administrative Action 09/21/20
Westbon Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-45879		 04/03/20
Westbridge Capital Partners Desist & Refrain Order *05/30/03
Westbridge Capital Partners, L.P. Desist & Refrain Order *05/30/03
Westbridge Fund, L.P Desist & Refrain Order *05/30/03
Westbury Ventures Desist & Refrain Order 07/27/07
Westcorp Mortgage Group Administrative Action; See also FSD licensee file # 413-0981 06/30/14
Western America Equities LLC Administrative Action; See also Office of Administrative Law Decision – OAH No. 2013120577 05/05/14
Western Avenue Check Cashing Administrative Orders 09/06/05
Western Bancorp Administrative Orders 01/23/19
Western Capital Mortgage Inc. Administrative Action; See also Licensee Listing CFL #60DBO-87246 04/03/19
Western Capital Partners LLC Administrative Action 03/18/11
Western Capital Technologies, LLC Administrative Action 04/17/23
Western Commercial Finance, LLC. Administrative Order; See also Licensee Listing FSD #603-I205 07/11/12
Western Express Lending Administrative Action
See also CRMLA Licensee Listing # 41DBO-93396 		 10/31/23
Western Escrow Services Civil Action 11/05/07
Western Funding, Incorporated Administrative Action 11/26/12
Western Horizon Mortgage Administrative Action 09/14/07
Western Pacific Lending Administrative Action 10/10/16
Western Pioneer Financial, Inc.- File No. 603G478 Administrative Action 03/18/11
Westfield Funding, LLC Administrative Action
See also CFL # 60DBO-80352		 01/03/23
Westfina Financial Group Desist & Refrain Order 07/21/09
Westland Homes, LLC Desist & Refrain Order (see also Dickstein, Matt) 01/04/10
Westlend Financing, Inc. Administrative Action 08/31/11
Westley, David Administrative Action
See also NMLS Licensee Listing # 308196		 04/18/22
Westloan Mortgage Corporation Administrative Order 12/08/08
Westminster Finance, Inc. Administrative Action
See also CFL Licensee Listing  # 6035435		 12/30/19
Westminster Financial Corporation  Administrative Order 07/18/12
Westminster Holdings, Ltd Desist & Refrain Order 05/08/02
Westmoore Lending Fund, LLC Administrative Order 05/01/09
Westmoore Lending, LLC Administrative Order 05/01/09
Westmoreland, Damon Desist & Refrain Order 06/29/07
Westmoreland, Wilbur A. aka Westmoreland, W.A. aka Westmoreland Andy Administrative Action 11/29/07
Weston, Dena Administrative Action 08/28/14
WestPac Financial Services, Inc. Administrative Action 10/10/06
Westrec Capital Partners, LLC  Administrative Order 10/20/10
Westriver Innovation Lending Fund VIII, L.P. Administrative Action
See also CFL Licensee Listing # 60DBO-65349		 05/06/21
Westshore Cash Company Administrative Action 11/30/07
Westshore Enterprises, Inc. Administrative Action 11/30/07
Westways Mortgage Affiliates Administrative Order 07/11/12
Wetzel, John Louis Desist & Refrain Order 08/23/13
WFB Management Group, LLC Administrative Action 12/22/17
Whang, Eric Administrative Action
See also NMLS Licensee Listing # 230121		 01/02/22
Wheeler, James R. Desist & Refrain Order 11/25/02
Wheelmaxx, Inc. dba Wheelmaxx, Wheelmaxx Off Road and Auto Repair, West Coast Tires & Auto Center, West Coast Tires & Truck Center Administrative Action 10/05/21
Wheels Financial Group, LLC. dba LoanMart Administrative Action
See also FSD listing #603-8193, 603-J989, 603-K227 		02/27/17
Wheels Financial Group, Inc. Administrative Action
See also FSD listing #603-8193, 603-J989, 603-K227 		02/27/17
Wheldon, JP Desist & Refrain Order 07/19/07
Whigham, Jermaine Lamont Administrative Action
See also NMLS Licensee Listing # 1289509		 06/09/20
Whitaker, Andrew; Nationwide Asset Services, Inc.; Nationwide Asset Services; Anderson, William; Brown, Gary Kenneth; FGL Clearwater, Inc.; American Debt Arbitration; Universal Nationwide, LLC; Universal Debt Reduction; Global Client Solutions, LLC Administrative Action (see also Preferred Metropolitan Escrow) 05/07/08
Whitaker, Andrew; Preferred Metropoloitan Escrow, Inc. Administrative Action (see also Nationwide Discount Home Loans, Inc.) 03/24/08
 Whitaker, Heather; Nationwide Asset Services, Inc.; Nationwide Asset Services; Anderson, William; Brown, Gary Kenneth; FGL Clearwater, Inc.; American Debt Arbitration; Universal Nationwide, LLC; Universal Debt Reduction; Global Client Solutions, LLC Administrative Action (see also Preferred Metropolitan Escrow) 05/07/08
Whitaker, Heather; Preferred Metropoloitan Escrow, Inc. Administrative Action (see also Nationwide Discount Home Loans, Inc.) 03/24/08
Whitaker, Katrina; Whitaker, Heather; Nationwide Asset Services, Inc.; Nationwide Asset Services; Anderson, William; Brown, Gary Kenneth; FGL Clearwater, Inc.; American Debt Arbitration; Universal Nationwide, LLC; Universal Debt Reduction; Global Client Solutions, LLC  Administrative Action (see also Preferred Metropolitan Escrow) 05/07/08
Whitaker, Katrina;Preferred Metropoloitan Escrow, Inc.  Administrative Action (see also Nationwide Discount Home Loans, Inc.) 03/24/08
Whitcraft Capital Management, Inc. Administrative Action 06/06/06
White Buffalo New Media Desist & Refrain Order 04/23/12
White Glass Lending, LLC Administrative Action; See also CFL Licensee Listing # 603K078 05/14/24
White Oak Commercial Finance (California), LLC Administrative Action; See also CFL Licensee Listing # 603D095 04/03/19
WhitePine Investment Corporation Administrative Action 08/29/18
White, Babatunde Michael Desist & Refrain Order 08/31/06
White, Catherine Felicia Administrative Action
See also NMLS Licensee Listing # 1250232		 05/31/19
White, James Adam Administrative Action 12/11/17
White, Michael aka Michael R. Ussery Jr. Desist & Refrain Order 02/20/08
White, Nicole Michelle Administrative Action 05/15/18
White, Peggy Administrative Action 10/07/08
White, Steven Administrative Action
See also NMLS Licensee Listing # 1645199		 12/21/21
White, Robert Desist & Refrain Order 12/24/02
Whittier Escrow Administrative Action 10/20/98
Wholesale America Mortgage Administrative Action 12/08/08
Wholesale Home Lenders Administrative Action
See Also FSD Licensee Listing # 413-0924 		06/05/15
Why Weight Women’s Total Fitness, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. L2004080086 		06/18/04
Whyescrow.org Desist & Refrain Order 05/02/05
Wide Lending Group, Inc. Desist and Refrain 07/12/07
Widget Administrative Action 08/11/23
Wiest, Kristina Irene Administrative Action
See also NMLS Licensee Listing # 141048		 07/23/20
Wiggins, Darrell L. Civil Action 11/15/05
Wikoff, Shawn Desist & Refrain Order 04/15/11
Wilcox, Chris Administrative Action 01/22/19
Wilcox, Donnie Desist & Refrain Order 04/24/08
Wilcox, Lonnie Desist & Refrain Order, see also Odyssey SFX, Ltd. 09/28/05
Wilcoxon, Cecilia Dawn Desist & Refrain Order 12/09/04
Wiley, Heather J. Desist & Refrain Order 12/24/02
Wilke, Graham J. Administrative Action 12/22/08
Wilkinson, Steve Administrative Action 04/10/13
Willers, Howard Desist & Refrain Order 12/24/02
William Benjamin Percival dba Golden Eagle Equipment Finance Administrative Action 02/20/19
William Christiansen Administrative Action; Desist and Refrain Order 11/15/23
William E. Hammand Associates,Inc. Administrative Action – Settlement Agreement 10/07/13
William Johns & Associates Administrative Action
See also Office of Administrative Law Decision – OAH No. L2003100190 		02/20/04
William Jordan Investments, Inc. Administrative Action 08/16/17
William L. Reich & Associates, Inc. Administrative Action
See also Investment Adviser Firm Summary CRD # 111810		 01/21/21
William Marlin and Co. Desist & Refrain Order 04/16/03
Williams, Ann Desist & Refrain Order 11/10/09
Williams, Benjamin Desist & Refrain Order 01/13/12
Williams, Bruce Desist & Refrain Order 11/10/09
Williams, Carlton Ladell Administrative Action 10/10/16
Williams, Chris Desist & Refrain Order 10/27/11
Williams, Christopher Administrative Action
See also NMLS Licensee Listing # 1289455		 12/17/21
Williams, Craig Administrative Action 05/21/14
Williams, Deadra Joiyon Administrative Action 04/20/18
Williams, Deric L. Desist & Refrain Order 05/29/12
Williams, Emogene AKA McGhee, Emogene; Byrd, Emogene; Harris, Gwen Administrative Action
See also  NMLS Licensee Listing # 399553 		 03/17/20
Williams, James Desist & Refrain Order 04/02/09
Wiliams, Jennifer Doidge Desist & Refrain Order 05/29/12
Williams, Katherine Administrative Action 06/09/10
Williams, Kevin Antony Desist & Refrain Order 04/30/13
Williams, Mark Desist & Refrain Order 02/11/05
Williams, Mark; Raymond & Sons Realty Capital Corporation Administrative Action 11/05/20
Williams, Mark C. Desist & Refrain Order 12/24/02
Williams, Ozzie E. Desist & Refrain Order 10/07/05
Williams, Roland Administrative Action 05/15/14
Williams, Scott Civil Action 11/15/05
Williams, Toni Lynn Administrative Action
See also Escrow Licensee Listing # 9632570 		 10/15/20
Williamson, Jason Paul Administrative Action
See also NMLS # 343501		 06/30/21
Willie Payne Jr. Administrative Action 05/12/10
Willingham Farms Desist & Refrain Order 07/28/03
Willingham, Brenda Desist & Refrain Order 07/28/03
Willingham, Dennis Desist & Refrain Order 07/28/03
Willow Bend Mortgage Company Willow Bend Mortgage Company, LLC. Administrative Order
See also FSD Licensee Listing #413-0600; NMLS ID#117371		 12/08/08
Willow Lending, LLC Administrative Action 12/30/19
Wilshire Commercial Capital, LLC Administrative Action 05/10/18
Wilshire Funding Corporation Administrative Action 11/01/05
Wilshire Holdings, LLC, Wilshire Holdings Asset Management, L.L.C. Desist & Refrain Order 08/05/09
Wilson Asset Management Administrative Action
See also Investment Adviser Firm Summary – CRD # 113478		 01/30/20
Wilson, David; Weaber, Daniel Administrative Action 09/18/23
Wilson Financial Group, Inc. Administrative Action
See also CFL Licensee Listing #’s 60DBO-67834 and 60DBO-72585		 04/24/18
Wilson, Blake William Administrative Action 07/26/07
Wilson, Douglas Elsworth Administrative Action 11/04/10
Wilson, Glenn R. Desist & Refrain Order 0823/11
Wilson, Harry Jeffreys Desist & Refrain Order
See also Life Partners, LLC		 08/23/13
Wilson, Jack Desist & Refrain Order 01/31/06
Wilson, Jeff Desist & Refrain Order 12/24/02
Wilson, Jennifer J. Civil Action 05/06/03
Wilson Resources, Inc Administrative Action 10/22/08
Wilson, Robert Todd Administrative Action 08/16/16
Wilson, Robert W. Desist & Refrain Order 05/03/11
Wilson, Ronald M. Civil Action 05/11/09
Wilson, Steve Desist & Refrain Order 09/28/07
Window Genie Administrative Action 11/14/17
Window World, Inc. Desist & Refrain Order and Stipulation to Desist & Refrain Order 11/29/11
Windsor Equity Partners Civil Action 07/25/06
Windsor Financial Mortgage Administrative Order 09/02/08
Windsor Pictures, LLC Civil Action 02/25/14
Winestead LLC; Wiens, Douglas Gary Administrative Action 11/16/20
Winnol LLC Desist & Refrain Order and Stipulation 06/03/13
Winsome Investment Trust Desist & Refrain Order and Erratum 03/15/07
Winston, Charel Faith Hansell Administrative Action 06/18/19
Wintara, Inc. Desist & Refrain Order 12/10/02
Winter, Paul Desist & Refrain Order 07/11/07
Winters, Scott Christopher Desist & Refrain Order 03/27/03
Winters, William Randolf, aka, Winters, Bill Desist & Refrain Order 09/04/07
Winther, Sean W Administrative Order 07/11/12
Wire, Anthony Desist & Refrain Order 11/09/11
Wireless Fund, LLC Desist & Refrain Order 6/11/03
Wireless Mountain Laboratories, Inc. Desist & Refrain Order 6/11/03
Wirth Business Credit Administrative Action 05/12/10
Wirtjes, Dianna Kaye Rogers Desist & Refrain Order 08/06/07
Wise Cap Funding Ltd Administrative Action; See also  CFL licensee listing # 60DBO-88330 04/03/19
Wise Judgment Corporation Administrative Action 06/28/06
Wiseguy’s Restaurant, LLC Administrative Action 09/19/22
Wiseman & Burke, Inc. Order Withdrawing Desist & Refrain Order 10/03/11
Wiseman, Bruce Douglas aka Wolfe, John Truman Desist & Refrain Order (see Order Withdrawing D&R for Wiseman & Burke) 06/17/11
Wisper Ventures LLC Administrative Action
See also CFL Licensee Listing # 60DBO-103121		 05/03/23
Wisper Ventures Leasing, LLC; Wisper Ventures, LLC Administrative Action 05/15/17
WithClutch Inc. Administrative Action
See also CFL #’s 60DBO-122344 and 60DBO-128101		 05/03/23
Witkin, David Alexander Administrative Order 07/12/16
Witt, Rameon Michael Desist & Refrain Order 05/03/06
Witt, Ray M. Desist & Refrain Order 05/03/06
WKS Lending, LLC
 Administrative Action
See also CFL Licensee Listing # 60DBO-89324 		 04/19/21
WKSA, LLC Administrative Action 10/04/22
WMF Management, LLC Administrative Action 02/20/18
Wodetzki, Tom Desist & Refrain Order 07/15/04
Wohl, Scott Desist & Refrain Order 08/15/02
Wohlberg, Ira Paul – 603G342 Wolhberg, Ira Paul – 603F099 Administrative Action 05/12/10
Wolfe, John Truman aka Wiseman, Bruce Douglas Desist & Refrain Order 06/17/11
Wolfe, Gerald Desist & Refrain Order 03/21/11
Wolsey, Inc. Administrative Action 07/30/18
Women Helping Women – Alameda Desist & Refrain Order 12/09/04
Women Helping Women – Central Valley Desist & Refrain Order 12/09/04
Women Helping Women – Northern California Desist & Refrain Order 12/09/04
Women Helping Women – Southern California Desist & Refrain Order 12/09/04
Wong, Craig  Administrative Action 08/04/10
Wong, Michael Hugh Administrative Action
See also Investment Adviser Firm Summary CRD # 136538; CRD # 1892807		 11/04/20
Wong, Sandra Civil Action 06/28/05
Wood, Gary S. Desist & Refrain Order 03/08/08
Wood, Matthew S. Desist & Refrain Order 05/26/10
Wood, Patty Ann Desist & Refrain Order 05/02/08
Wood, Walter S. Administrative Action 8/30/2010
Woodbridge Commercial Bridge Loan Fund 1, LLC Administrative Action 02/20/18
Woodbridge Commercial Bridge Loan Fund 2, LLC Administrative Action 02/20/18
Woodbridge Group of Companies, LLC. Administrative Action 02/20/18
Woodbridge Mortgage Investment Fund 1, LLC Administrative Action 02/20/18
Woodbridge Mortgage Investment Fund 2, LLC Administrative Action 02/20/18
Woodbridge Mortgage Investment Fund 3, LLC Administrative Action 02/20/18
Woodbridge Mortgage Investment Fund 3A, LLC Administrative Action 02/20/18
Woodbridge Mortgage Investment Fund 4, LLC Administrative Action 02/20/18
Woodbridge Pre-Settlement Funding, LLC Administrative Action 02/20/18
Woodbridge Structured Funding, LLC Administrative Action 02/20/18
Woodcarvers Limited, LLC Desist & Refrain Order 09/11/02
Wooden, Tracey Desist & Refrain Order 04/14/11
Woodridge Wealth Management, LLC
 Administrative Action
See also Investment Adviser Firm Summary – CRD # 226724		 01/30/20
Wood-Preston/Chicago, LLC Desist & Refrain Order 05/02/08
Woods, Alex Robert Desist & Refrain Order 06/08/07
Woods, Dianna Francine Desist & Refrain Order 02/09/09
Woods, Judi Administrative Action
See also NMLS license listing #1390524		 03/23/17
Woods, Robert Desist & Refrain Order 06/08/07
Workana LLC. Administrative Action 06/12/18
Workana.com Administrative Action 06/12/18
Working Capital Company, Inc. Administrative Action 03/18/11
World Capital Bancorp Administrative Order 05/01/09
World Coffee Kiosk, LLC. dba The Cafe Administrative Order 04/21/16
World Food and Bev Group Inc. Administrative Action 12/22/17
World Gardens Cafe, LLC. Civil Action 09/09/15
World Investment Network Administrative Order 05/01/09
www.metafiyielders.com Administrative Action 09/27/22
World Over the Counter Limited dba World OTC Administrative Action 09/27/22
World Trade Finance, LLC Administrative Action
See also CFL # 6031640		 02/03/23
World Triple Deal Desist & Refrain Order 01/19/05
WorldRemit Corp. Administrative Action 10/28/22
World Venture Funding Desist & Refrain Order 07/21/09
Worldwide Capital Management Desist & Refrain Order 08/31/06
Worldwide Capital Management, LLC Desist & Refrain Order 08/31/06
World Capital Market, Inc. Desist & Refrain Order 01/08/14
Worldwide Dental Distribution Group Desist & Refrain Order 09/13/06
Worldwide Financial Resources, Inc. Administrative Order 05/02/08
Worldwide Lending Services Administrative Action 07/14/10
Worldwide Money Express Service Desist & Refrain Order, See Also Cogar Financial Services, Inc. 12/15/06
Worldwide Mortgage Co., DBA AAA Worldwide Financial Administrative Action 05/01/09
Worldwide-escrow.com Desist & Refrain Order; See also order rescinding for McCullar only. 05/24/04
Worrell, Carole A. aka Worrell, Carolyn A.. Administrative Actions; See also FSD Licensee Listing #963-0288 04/01/09
Worrell, Elisa Administrative Actions; See also FSD Licensee Listing #963-0288 04/01/09
WOSO Energy Corporation Desist & Refrain Order 10/07/05
Wow Wow, Inc.; Wow Wow Hawaiian Lemonade Franchising, LLC Administrative Action 10/22/19
Wozniak, George
 Administrative Action 08/23/21
Wozny, Tom Desist & Refrain Order 10/25/13
Wright, Bobby Gene Desist & Refrain Order 02/16/10
Wright, Brittany Administrative Action
See also NMLS # 1875597		 12/22/21
Wright Jr., William Spurgeon Administrative Action
See also NMLS Licensee Listing # 46494		 10/15/20
Wright, Kirk S. Administrative Action 05/09/07
Wright, William Desist & Refrain Order 09/30/03
Writer, Gregory D. Jr. Desist & Refrain Order 12/01/14
WRMortgage Administrative Order 05/28/08
WTR Loan Fund Administrative Action
See also CFL Licensee Listing # 60DBO-71862		 04/03/20
Wu, Daniel; Chen, Dennis; GPS Capital Management LLC; Administrative Action
See also CRD # 136330; CRD # 2651056; CRD # 2767010		 07/24/24
Wu, Fanny Desist & Refrain Order 12/26/07
Wu, Hungkwang Aka Wu, Hung Kwang, Wu, David H. Administrative Action
See also Investment Adviser Firm Summary – CRD # 160243 and  CRD # 1585449		 09/14/20
www.1000cashovernight.com Desist & Refrain Order 12/16/10
www.123loan.com Administration Order 06/25/07
www.1houreasycash.com Desist & Refrain Order 04/29/10
www.1stlinefunding.com Administrative Action 05/27/16
www.247greenstreet.com
See also 247 Green Street 		Administrative Action 03/22/13
www.40dayfruitfast.com Administrative Action 07/01/16
www.aladdinbot.ai; www.aladdinbot.io
www.aladdinbot.net; AladdinBot Limited; Davis, Mark Ian; Skeels, Denise		 Administrative Action 08/20/24
www.advancemetoday.com Desist & Refrain Order; Order Voiding Transactions 09/20/11
www.allamericanpetcompany.com Desist & Refrain Order 11/14/14
www.alluo.com Administrative Action 06/05/24
www.starnetwork.io Administrative Action 06/05/24
www.AmerAssist.biz Administrative Action; See also Office of Administrative Law Decision – OAH No. 2014040633 07/25/15
www.americandci.com Desist & Refrain Order 01/23/04
www.americanshelpingamerica.com Desist & Refrain Order 03/28/16
www.anterraservicesinc.com Desist & Refrain Order 11/09/11
www.apdix.com Desist & Refrain Order 09/21/10
www.assuredfinancialervicesinc.com Desist & Refrain Order 12/27/10
www.atlantis-investments.com Desist & Refrain Order 07/24/08
www.bechtelgroup.net Administrative Action 01/08/16
www.bestfinaneamerica.com Administrative Action 02/01/24
www.beverlyhighlandcapital.com Administrative Order 12/16/15
www.bitharvest.io; BitHarvest Ltd; Lee, Logan; Herlin, Lenni; Cerato, Jan Gregory Administrative Action 08/20/24
www.blgm.hk Administrative Action 04/24/18
www.businessdebtcounseling.com Administrative Action; See also Office of Administrative Law Decision – OAH No. 2014040633 07/25/15
www.BikeCaffe.com Desist & Refrain Order 08/31/16
www.bluechipdebtrelief.com Desist & Refrain Order 02/23/09
www.c4cw.net Desist & Refrain Order 10/02/12
www.calpacfunds.com; www.calpacfunding.com; www.calpacinvesting.com Desist & Refrain Order 10/26/11
www.cash-advance.us Desist & Refrain Order 07/13/11
www.cashamericatoday.com Administrative Action 01/30/23
www.cashforcarswholesalers.com Desist & Refrain Order 10/02/12
www.Channel_Trading.Com Desist & Refrain Order 12/20/12
www.chazelcapital.com. Administrative Action 06/20/12
www.citadelbayarea.com aka Citadel RE and Investments, LLC.; Le, Carl Bao Administrative Action 02/06/20
www.citiloanz.com Desist & Refrain Order, see also Rescission of Desist & Refrain Order for Sharon Baker only. 04/16/08
www.citivestinc.com Administrative Order 07/17/15
www.coinbot.cx, aka Coinbot Desist & Refrain 04/19/23
www.vortic-united.com; Vortic United Ltd.; Vortic Holding Ltd.; Vortic Consulting Ltd.; Robles, Jensen; Administrative Action 08/09/23
www.cloudfi.app; www.cloudfi.info; Cerato, Jan Gregory; CloudFi Administrative Action 08/09/23
www.coinmarketbull.co.uk; www.cmbbackoffice.com; CoinMarketBull aka Coin Market Bull aka CMB; Cerato, Jan Gregory Administrative Action 08/09/23
www.convictcash.com Administrative Action 08/19/22
www.coomer-energy.com Desist & Refrain Order 09/08/08
www.CRELender.com Administrative Action 07/22/16
www.crscorporation.com Desist & Refrain Order 04/10/08
www.ddclosingservices.com Administrative Action 03/17/16
www.dealtrustmaker.com Administrative Action 09/21/20
www.depositguard.com Desist & Refrain Order 06/27/13
www.diversitycapitalinvestments.com, www.diversitydemexico.com, www.dcbm.com, www.diversitycaital.co.nz Desist & Refrain Order 08/05/09
www.escroket.net Administrative Action 11/12/21
www.escrow-cailfornia.com Desist & Refrain Order 03/18/09
www.escrow-on-line.com Desist & Refrain Order 08/15/07
www.EverestCashAdvance.com Desist & Refrain Order 05/13/11
www.ezpaydaycash.com Citation and Desist and Refrain Order 05/19/14
www.first–choice.com Desist & Refrain Order 05/20/14
www.firstchoiceoilandgas.com Desist & Refrain Order 05/20/14
www.financeservicecorp.com Administrative Action 11/20/20
www.fargotrades.net Administrative Action 01/24/19
www.ffbc.com Desist & Refrain Order 12/11/06
www.flfinc.com Desist & Refrain Order 08/05/10
www.foreclosureholdings.com Desist & Refrain Order 03/21/11
www.freshfruitbouquetcompany.com Desist & Refrain Order 12/11/06
www.fundsz.com Administrative Action 11/22/22
www.gasketguy.com Desist & Refrain Order 11/10/09
www.gniforum.com Desist & Refrain Order 10/05/11
www.GoCreditFinancial.com Administrative Action 01/02/18
www.gofundme.com/sk7yyyg Administrative Action 07/01/16
www.goldburgholdingsandtrustllc.com dba Goldburg Holdings and Trust, L.L.C. and Goldburg Holdings and TR, L.L.C. (Goldburg) Administrative Action 01/16/20
www.governmentcontractfunding.com Desist & Refrain Order 09/08/11
www.greenzap.com Desist & Refrain Order 06/29/07
www.iloancentral.net Desist & Refrain Order 06/23/08
www.improvingmyscore.com Administrative Action; See also Office of Administrative Law Decision – OAH No. 2015020315 12/22/14
www.inversionesmonarca.com Administrative Action 10/27/15
www.remabit.com Administrative Action 09/27/22
www.joeyssmokinbbq.com Desist & Refrain Order 05/04/10
www.jonric.com Desist & Refrain Order 06/25/08
www.k-100.net; K100 4REAL LTD d/b/a K-100; Pounds, Terrence L. Administrative Action 08/20/24
www.kashtonservice.com Administrative Action 11/12/21
www.landfilltoenergy.com Desist & Refrain Order 06/06/12
www.leacapital.com Desist & Refrain Order 08/16/10
www.leadpoint.com Desist & Refrain Order 05/30/13
www.libertymetals.com Administrative Action 07/17/15
www.livlifehomes.com Administrative Action 01/16/20
www.loaninhouse.com Desist & Refrain Order 04/29/10
www.luminorfinancial.com Administrative Action 04/24/18
www.lumpsum-settlement.com Desist & Refrain Order 03/03/15
www.lynstarhomes.com Desist & Refrain Order 06/02/03
www.maxpread.com, aka Maxpread Technologies Limited Desist & Refrain Order 04/19/23
www.mejorandotucredito.com Administrative Action; See also Office of Administrative Law Decision – OAH No. 2015020315 12/22/14
www.mentorinvestinginc.com Desist & Refrain Order 09/13/06
www.mlinecap.com Desist & Refrain Order 12/01/10
www.moneymessiah.com Administrative Action 01/10/18
www.myIRAS.net Administrative Action 08/29/18
www.myNextDayCash.com Desist & Refrain Order 05/13/11
www.morgangold.com Administrative Action 05/01/15
www.nationalmoneystore.com Desist & Refrain Order; Order Voiding Transactions 09/19/11
www.nevisholdingsllc.com Desist & Refrain Order 09/18/14
www.novatechfx.com, www.novatechfx.com Administrative Action 11/22/22
www.oilandenergyreport.com Desist & Refrain Order 07/21/16
www.olivefinancegroup.com Desist & Refrain Order 01/06/12
www.onestepcash.com Desist & Refrain Order 04/08/09
www.onlineadvance.com
See also 247 Green Street 		Administrative Action 03/22/13
www.paydayloaninhour.com Desist & Refrain Order 04/29/10
www.PaydayNation.com Desist & Refrain Order 01/28/13
www.permex.com Desist & Refrain Order 11/25/09
www.polivera.ai; www.api-polivera.ai; Polivera Limited; Carbone, Valeria Administrative Action 08/20/24
www.precharg.com Administrative Action 08/27/10
www.profitswithbinaryoptions.com Desist & Refrain Order 09/18/14
www.qointraders.com Administrative Action 01/24/20
www.quantfund.co, aka QuantFund Desist & Refrain Order 04/19/23
www.redleaflending.com Desist & Refrain Order 08/05/14
www.remediationearth.com Desist & Refrain Order 06/06/12
www.RockfordGroupllc.com Desist & Refrain Order 11/10/10
www.rssleads.net Desist & Refrain Order 04/22/14
www.sacramentojuicecompany.com Desist & Refrain Order 12/11/06
www.shazarriequipment.com Administrative Action 09/19/19
www.smartwaretechnologies.com Desist & Refrain Order 03/26/08
www.stable.limited Administrative Action 09/27/23
www.stevespizza.com Administrative Action 04/10/13
www.strictpay.com Desist & Refrain Order 10/05/11
www.strivefinance.com Administrative Action 04/24/18
www.struansmedia.com Administrative Action 01/04/21
www.superiortrafficcontrols.com Desist & Refrain Order 08/22/14
www.swisses.net Desist & Refrain Order 05/05/08
www.theclearmark.com Desist & Refrain Order 11/29/11
www.tfswealth.com Desist & Refrain Order 03/17/11
www.tlctrading.ai; TLC Trading LLC d/b/a Trade Like Crazy AI and TLC Trading AI; www.tradelikecrazy.ai; Sargasyan, Armen Administrative Action 08/20/24
www.treehousesyndications.com Desist & Refrain Order 12/08/06
www.usfmgroup.com Civil Action 10/18/07
www.urgenthealthcareamerica.com Desist & Refrain Order; See also Luminous Wealth Management Desist & Refrain Order 09/22/06
www.usmetalsgroup.com Desist & Refrain Order 11/10/10
www.uspensionfunding.com Desist & Refrain Order 03/05/15
www.theviploanshop.com Administrative Order 02/14/12
www.turnaroundmgmt.com Administrative Action; See also Office of Administrative Law Decision – OAH No. 2014040633 07/25/15
www.trycera.com Administrative Action 10/24/12
www.tycoonenergy.com Administrative Order 06/25/15
www.VAMortgageCenter.com Administrative Action;  See also FSD Licensee Listing #413-9040, #603-A581 01/27/17
www.vbittech.com; www.vbitmining.com; www.advancedmining.com Administrative Action 02/01/24
www.Verrtex.com Administrative Action 01/08/16
www.visque.capital, aka Visque Capital Desist & Refrain Order 04/19/23
www.watergourmet.com Desist & Refrain Order 11/01/11
www.whitebuffalonewmedia.com Desist & Refrain Order 04/23/12
www.wilshireholdings.com Desist & Refrain Order 08/05/09
www.wholesalelendingonline.com Administrative Order 12/08/08
www.xyience.com Desist & Refrain Order 09/10/07
www.zionfunding.net Administrative Action 09/19/19
Wyatt Leasing, LLC Administrative Action 09/18/18
Wyer, Steven Charles Desist & Refrain Order; See Consent Order 09/27/02
Wylde Hughes, Bruce Innes Desist & Refrain Order 11/16/23
Wyman, Melvin J. Desist & Refrain Order 03/14/11
Wyndham Capital Mortgage, Inc. Administrative Action
See also FS Licensee Listing CRMLA # 41DBO-40950, CFL #’s 603H883, 60DBO-101361, 60DBO-103491, 60DBO-94374, 60DBO-96737		 10/15/19
Wyoming Financial Mortgage Administrative Action 05/24/06
Wytas-Zaik, Kristen Desist & Refrain Order 10/06/08

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Last updated: Aug 23, 2024 @ 4:21 pm