Legacy Private Client Group, Inc.
License or Case Number
Date of Initial Action
11/09/2020
Date of Most Recent Action
12/15/2020
Defendant/Respondent
Legacy Private Client Group, Inc.
Documents
- 11/09/20 – Accusation (PDF)
- 12/15/20 – Order Revoking (PDF)
About the Regulated Entity
If you have further questions or need more assistance, please call the DFPI’s Consumer Services Office at: 1-866-275-2677.
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