Lion Group Investments, LLC
License or Case Number
Date of Initial Action
04/19/2022
Date of Most Recent Action
03/17/2026
Party
Lion Group Investments, LLC
Documents
- 04/19/22 – Order Summarily Revoking (PDF)
- 04/29/22 – Consent Order (PDF)
- 02/27/26 – Desist and Refrain Order (PDF)
- 02/27/26 – Notice of Intention (PDF)
- 03/17/26 – ORDER WITHDRAWING NOTICE OF INTENTION (PDF)
About the Regulated Entity
If you have further questions or need more assistance, please call the DFPI’s Consumer Services Office at: 1-866-275-2677.
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