Senior Benefit Advisors, Inc.
License or Case Number
927-0594
Date of Initial Action
04/01/2008
Date of Most Recent Action
04/01/2008
Defendant/Respondent
Senior Benefit Advisors, Inc., and Nicholas C. Paissios
Documents
- Order 1) Suspending Investment Adviser Certificate From New Business Pursuant to Corporations Code Section 25232 and 2) Imposing Administrative Penalties Pursuant to Corporations Code Section 25252
- Settlement Agreement and Stipulation to Final Order 1) Suspending Investment Adviser Certificate From New Business Pursuant to Corporations Code Section 25232 and 2) Imposing Administrative Penalties Pursuant to Corporations Code Section 25252
About the Regulated Entity
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