Legal Division

The Legal Division attorneys serve as in-house legal counsel for all DFPI programs. Additionally, this division is responsible for analyzing legislation, promulgating regulations, responding to requests for interpretive opinions from licensees and the public, and overseeing the regulation of the offer and sale of securities and franchises in California.

Public Records Act Requests

• Submit a Public Records Request
• Guidelines for Requesting Records under the California Public Records Act (PDF)
• File a California Public Records Act Request Electronically on DFPI’s Self-Service Portal