Releases Under Investment and Financial Services Laws

General Releases

• 120-C: (Revised): Filing Requirements for Regulation D Offerings [pdf]
  05-18-18
• 61-C: (Revised): Interpretive Opinions [pdf]
  01-26-21
• 18-G Notification Under the Class Action Fairness Act of 2005 [pdf]
  11-06-07
• 17-G (Revised): Department of Corporations’ Small Business and Disabled Veteran Business Assistance [pdf]
  09-25-06
• 16-G (Revised): Regulatory Ombudsperson [pdf]
  05-14-13
• 13-G (Revised): Offices for Filing with the Department of Corporations [pdf]
  06-10-04
• 2-G (Revised): Privacy Protection for Personal Information including Social Security Numbers [pdf]
  09-04-12

Releases by Law/Subject

• Broker-Dealer/Investment Adviser
• California Deferred Deposit Transaction Law (Payday Lenders)
• California Financing Law
• California Residential Mortgage Lending Act
• Capital Access Company Law
• Corporate Securities Law of 1968
• Escrow Law
• Franchise Investment Law