Banking Law: Regulations and Opinions

Final Regulations

PRO 01/20 – Public Bank Regulations

ADOPT: Sections 10.131.7; 10.135.1; 10.140.1; 10.140.6: 10.141.1; 10.166.1; and 10.3301.1

AMEND: Sections 10.112; 10.141; 10.151; 10.3000; 10.3100; 10.3402

EFFECTIVE: January 1, 2022

• Notice of Approval of Regulatory Action (PDF)
• STD. Form 400 – Approved by the Office of Administrative Law and Filed in the Office of the Secretary of State (PDF) and Order (Final Text) (PDF)
• Final Statement of Reasons (PDF)
• Addendum to the Final Statement of Reasons (PDF)

Historical Regulations

• PRO 01/21 – Public Bank Regulations
• PRO 02-15 – Department of Financial Protection and Innovation Clean-up Regulations Part A
• PRO 13/12 – Escrow Law Surety Bond Regulation (PDF)

EFFECTIVE: January 1, 2014

ADOPT: Title 10 Section 1718.1

PRO 19/13 – Parity Regulations-Derivative Transaction

• Std. 400 – Approved & Order (PDF)
• Final Statement of Reasons (PDF)

EFFECTIVE: October 1, 2014

ADOPT: Title 10, Sections 10.190500 and 10.190501