The Logan Group Securities
Date of Initial Action: 03/14/2023
Date of Most Recent Action: 03/14/2023
Browse Actions and Orders
This page contains desist and refrain orders, civil actions, administrative actions, and hearing decisions issued by the Commissioner of the Department of Financial Protection and Innovation (DFPI) from January 1, 2002, to the present. These actions are against individuals and entities under DFPI jurisdiction. Visit Summary of Actions and Orders for a listing of recent actions by month. For assistance regarding these results, please contact us.
151-160 of 474 Results
Listed by Entity , Date of Initial Action , and Date of Most Recent Action
The M12 Project, LLC
Date of Initial Action: 01/17/2024
Date of Most Recent Action: 01/17/2024
The Medwell Group, Inc.
Date of Initial Action: 06/16/2008
Date of Most Recent Action: 06/16/2008
The Mercer Group, Inc.
Date of Initial Action: 10/07/2008
Date of Most Recent Action: 10/07/2008
The Money Company
Date of Initial Action: 05/01/2009
Date of Most Recent Action: 10/31/2014
The Money Store
Date of Initial Action: 06/03/2016
Date of Most Recent Action: 04/04/2017
The Netherland Tea Company Ltd.
Date of Initial Action: 11/06/2015
Date of Most Recent Action: 08/22/2023
The New York Network, Inc.
Date of Initial Action: 07/21/2008
Date of Most Recent Action: 07/21/2008
The PACE Program Of California
Date of Initial Action: 03/30/2021
Date of Most Recent Action: 03/30/2021
The Pennington Alexander Group, Inc.
Date of Initial Action: 04/27/2010
Date of Most Recent Action: 09/11/2013