Actions, Order and Administrative Hearing Decisions: P
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Subject | Order Issued | Date Issued |
---|---|---|
P1 Finance of California | Consent Order | 03/28/19 |
P & D Checks for Cash | Administrative Action | 11/30/07 |
P.S. Restaurant Holdings, L.P. | Desist & Refrain Order | 03/30/98 |
P.W. Financial, Inc. | Administrative Order | 10/12/10 |
PAC Charter Mortgage Services Inc. | Administrative Action See also FSD licensee listing #603J734 |
05/31/19 |
Pacello, Willienne | Administrative Action | 05/31/06 |
Pacfunding Group, LLC | Administrative Action See also CFL # 60DBO-45548 |
04/03/19 |
Pacific Bay Mortgage | Administrative Action See also FSD licensee listing # 4150084 |
01/03/19 |
Pacific Beaches Escrow, Inc. | Administrative Action | 02/22/11 |
Pacific Beneficial Mortgage Company, Inc. | Administrative Action; See also CFL # 60DBO-79720 | 04/03/19 |
Pacific Best Company, Ltd. | Civil Action | 06/28/05 |
Pacific City Bank | Consent Order | 04/30/19 |
Pacific Best Group | Civil Action | 06/28/05 |
Pacific Capital Finance, LLC | Administrative Action | 12/18/18 |
Pacific Capital Leasing Corporation | Administrative Action; See also CFL # 60DBO-81328 | 04/03/19 |
Pacific Capital Management II, Inc. | Civil Action | 05/15/02 |
Pacific Check Cashing | Administrative Action | 12/04/07 |
Pacific Coast Financial | Administrative Order | 11/21/11 |
Pacific Commerce Bank | Termination of Consent Order | 07/05/13 |
Pacific Commerce Escrow Services, Inc. | Administrative Action | 07/26/19 |
Pacific Community Ventures, Inc. | Administrative Action | 05/09/12 |
Pacific Enterprises Leasing Company | Administrative Order | 11/21/11 |
Pacific Equity and Capital; Pacific Equity and Capital Fund, LLC, Pacific Equity and Capital, Inc. | Administrative Action | 05/27/11 |
Pacific Equity Business Corporation | Administrative Action | 05/24/19 |
Pacific Equity Food and Beverage, Inc. dba ATTIBASSI | Administrative Order | 03/14/19 |
Pacific Escrow Group | Desist & Refrain Order | 09/23/15 |
Pacific Financial Resources | Administrative Order | 05/02/12 |
Pacific First Escrow | Administrative Action | 08/17/09 |
Pacific First Financial Group | Administrative Action | 05/12/10 |
Pacific Funding Financial Group | Administrative Action | 03/18/11 |
Pacific Globe, Inc. | Administrative Action | 11/30/07 |
Pacific Health Partners, Inc | Desist & Refrain Order | 01/16/02 |
Pacific Hills, LLC. dba First Capital Business Finance | Administrative Action | 09/19/16 |
Pacific Horizon Bancorp, Inc. | Administrative Action See also CFL Licensee Listing # 603L222 |
04/03/20 |
Pacific Income Fund II, LLC | Civil Action | 05/15/02 |
Pacific Investment & Loan, Inc. | Administrative Action | 05/01/09 |
Pacific Lending Fund, LLC | Desist & Refrain Order | 08/17/05 |
Pacific Litigation Finance, LLC | Administrative Action; See also CFL # 60DBO-89744 | 04/03/19 |
Pacific Management Group, Inc. dba Grupo Pacifico GPAC, SA08-13 | Administrative Action | 10/04/16 |
Pacific Mortgage Advisers | Administrative Order | 11/17/10 |
Pacific MedCorp | Desist & Refrain Order | 07/19/07 |
Pacific One Financial – 603G282 Pacific One Financial – 603G282 |
Administrative Action | 05/26/10 |
Pacific Phoenix Communities, LLC | Administrative Action | 07/27/05 |
Pacific Property Assets | Desist & Refrain Order | 05/28/02 |
Pacific Property Assets, LLC | Desist & Refrain Order | 10/31/06 |
Pacific Republic Mortgage Corporation | Order to Discontinue | 05/04/05 |
Pacific Residential Mortgage, LLC | Administrative Action See also FSD licensee listing # 603A564 |
04/03/19 |
Pacific Restaurant Holdings, Inc. | Administrative Action | 04/10/13 |
Pacific Ridge Escrow, Inc. | Administrative Order | 01/19/11 |
Pacific Sands Escrow, Inc.; High, Michael Richard Steven | Administrative Action See also FSD licensee listing #9632313 |
04/30/19 |
Pacific Shore Funding | Administrative Order | 06/25/07 |
Pacific Shore Holdings, Inc. | Desist & Refrain Order | 08/07/13 |
Pacific Shores Financial, Inc. | Desist & Refrain Order | 12/24/02 |
Pacific Teak Reforestation Project | Administrative Action | 10/04/16 |
Pacific Teak | Administrative Action | 10/04/16 |
Pacific Valley Bank | Final Order | 09/26/14 |
Pacific West Capital Group, Inc.; Pacific West Capital Group Trust | Desist & Refrain Order; Order Withdrawing Desist & Refrain | 01/17/08 |
Pacific West Homes & Investments, Inc. | Administrative Action | 10/30/18 |
Pacific Union Financial, LLC | Administrative Action Also see FSD #’s 415-0081, 605-3971, 603-H992, 603-I486, 603-K754 |
05/18/15 |
Pacific West Realty Group | Administrative Action | 05/07/13 |
Pacific West TD Fund II, L.P. | Administrative Action | 05/07/13 |
Pacific West TD Fund, L.P. | Administrative Action | 05/07/13 |
Pacifica Direct, LLC; Pacific Mortgage | Administrative Action | 09/16/08 |
Packard, John J ; | Desist & Refrain Order | 10/31/06 |
Packard, John J. ;Pacific Property Assets; Michael J. Stewart; Carolyn M. Karda | Desist & Refrain Order | 05/28/02 |
Paid2Day | Administrative Action | 10/31/18 |
Page Financial, LLC | Administrative Action | 04/11/06 |
Paissios, Nicholas C. | Administrative Action | 04/01/08 |
Pal, Tejinder | Desist & Refrain Order | 07/24/07 |
Palacios Home Loan Funding | Administrative Order | 11/07/06 |
Palacios, Nestor Vladamir | Administrative Order | 11/07/06 |
Paladin Funding, LLC | Administrative Order | 08/31/11 |
Palisades Investment Advisors, Inc. | Administrative Action | 02/09/06 |
Palette Aqua Investment Fund, LLC, Pallette Cobalt Investment Fund; Palette Group, LLC; Palette II Group, LLC; Palette III Group, LLC; Palette VI Group, LLC Palette Sienna International Fund, LLC; | Civil Action | 08/31/09 |
Palm Estate Services | Desist & Refrain Order | 02/24/03 |
Palm, Clifford Albert | Desist & Refrain Order | 02/24/03 |
Palm Beach Park Association | Administrative Action | 07/19/16 |
Palm Tree Mortgage | Administrative Action | |
Palmer, Mary Ann | Administrative Action See also licensee listing FSD #963-1201 See also Office of Administrative Law Decision – OAH Case No. 2010060388 |
04/20/10 |
Palos Verdes Escrow Co., Inc | Administrative Order | 11/01/11 |
Palomares, Leila | Administrative Action | 05/10/11 |
Palomino, Crystal Lynn | Civil Action | 04/16/08 |
Pan American Bank | Administrative Action | 02/28/13 |
Pandey, Rahul Mahendra | Administrative Action See also NMLS #1891629 |
08/07/20 |
Pandy Enterprise | Civil Action | 01/04/06 |
Pahrump Valley Real Estate Co., LLC | Administrative Action | 06/11/20 |
Papa Check Cashing | Desist & Refrain Order | 05/13/08 |
Pappadopoulos, George Demetri | Administrative Order | 04/27/17 |
Par Escrow Corporation | Administrative Action See Also FSD Licensee Listing #963-1894 |
08/28/14 |
Par Three Financial, Inc. | Desist & Refrain Order | 08/19/05 |
Para, Eugene Mariano | Administrative Action | 09/21/10 |
Paradace Corporation | Administrative Action | 07/10/18 |
Paradise Valley Prospect Wells Joint Venture | Desist & Refrain Order | 03/11/08 |
Paradise Financial Group, Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-94702 |
01/16/20 |
Paradise Biryani Express, Inc. dba Paradise Biryani Pointe | Desist & Refrain Order | 12/31/15 |
Paragon Financial Corp. | Desist & Refrain Order | 01/17/17 |
Paragon Funding Group, LLC | Desist & Refrain Order | 07/26/11 |
Paragon Marketing & Promotions, Inc. | Desist & Refrain Order | 01/17/17 |
Paragon Mortgage Services, Inc. | Administrative Action See also FSD licensee listing #603-B332 |
05/25/17 |
Paragon Portfolio Management, LLC | Administrative Action | 07/30/18 |
Paragon Wealth Management, Inc. | Administrative Action See also Investment Adviser Firm Summary – CRD # 299211 |
01/30/20 |
Paramount Capital Group, LLC | Administrative Action See also NMLS Licensee Listing # 1114719 |
07/16/20 |
Paramount Equity Mortgage, LLC. | Administrative Action See also FSD licensee listing #417-0047 |
05/11/16 |
Paramount Financial Services | Desist & Refrain Order | 12/24/02 |
Paramount Holding Company LLC | Administrative Action See also CFL Licensee Listing # 60DBO-78046 |
04/03/20 |
Paramount Residential Mortgage Group, Inc. 603D903 603E706 603E707 603E708 603E709 603E710 603H124 603H826 603H827 603H828 603H832 603I741 603I744 603I826 |
Administrative Order | 05/04/11 |
Paramount Residential Mortgage Group, Inc. | See also FSD #’s 603D903, 4131268 | 05/04/11 |
Pardo, Joe aka Pardo, Jose | Desist & Refrain Order | 08/31/11 |
Pardo, Tony | Desist & Refrain Order | 01/17/17 |
Paris, Dr. Win | Desist & Refrain Order | 04/12/03 |
Parisi Consulting Group | Desist & Refrain Order | 1/11/08 |
Parisi, Anthony Jude, aka Parisi Anthony J. | Desist & Refrain Order | 1/11/08 |
Park Escrow Services, Inc. | Administrative Action, see also Acevedo, Dawn | 04/16/12 |
Park Place Escrow, Inc. | Administrative Action | 08/31/16 |
Park, James Guyoung | Administrative Action See also NMLS Licensee Listing # 281597 |
03/22/21 |
Park, Kyung aka Park, Sandra | Administrative Action See also Office of Administrative Law Decision – OAH No. 2012090719 |
07/30/12 |
Park, Nam Ho aka Park, Daniel | Administrative Action | 07/07/20 |
Parker, Michael E. | Administrative Action See also Office of Administrative Final Decision – OAH No. 2012110338 |
07/11/12 |
Parker, Michael William | Desist & Refrain Order | 08/15/07 |
Parkfield Escrow, Inc. | Administrative Action See also Escrow Licensee Listing # 9632371 |
12/18/19 |
Parkland Capital Fund, LP | Administrative Action | 03/18/11 |
Parkside Lending, LLC | Administrative Action | 07/14/09 |
Parrado, Raul Dy | Administrative Action See also NMLS # 1841978 |
07/16/20 |
Parsons, Alisa | Administrative Action | 09/10/12 |
Parsons, Jeff | Desist & Refrain Order | 11/18/05 |
Partners Quick Cash | Administrative Order | 10/05/09 |
Partner Loan Services | Administrative Order | 09/26/07 |
Partners Capital Group, Inc. | Administrative Action See also FSD licensee listing #603-I948 |
05/25/17 |
Pasadena Development Corporation | Administrative Action | 11/09/11 |
Pasag, Angel Estrada | Administrative Action | 11/26/12 |
Paseo Partners, LLC | Desist & Refrain Order | 05/05/10 |
Passort Restaurants, Inc. | Administrative Action | 04/10/13 |
Patawaran, Rogel | Stipulation and Amended Desist & Refrain Order | 12/18/12 |
Patel, Jenish | Administrative Action | 02/24/21 |
Patel, Kaushik Manilal | Desist & Refrain Order; See also Administrative Action |
07/19/05 |
Patel, Rahda; Cash In Flash, Swati Dalal | Administrative Action | 08/02/07 |
Patel, Rahda; Pragudha Financial Services, Inc. dba: MLA Chino Hills Payday Check Cashing; MLA Chino Payday Loan; MLA Chino 2 Payday Loan (“MLA”) | Administrative Action | 12/28/07 |
Patel, Sunita Rancchodlal | Desist & Refrain Order; See also Administrative Action |
07/19/05 |
Patient Care Technology Systems, Inc. | Desist & Refrain Order | 01/24/06 |
Patriot Capital Corporation dba Patriot Petroleum Capital | Administrative Action See also FSD licensee listing #603I859 |
07/24/19 |
Patriot Gold and Silver Exchange, Inc. | Desist & Refrain Order | 01/18/17 |
Patriot Oil & Gas Co | Desist & Refrain Order | *12/09/05 |
Patriot, Inc. | Desist & Refrain Order | 06/15/06 |
Patterson, Daniel C. | Desist & Refrain Order | 08/17/07 |
Paul Financial | Administrative Action | 08/31/09 |
Paulick, Chris | Desist & Refrain Order | 05/27/04 |
Pawn Shop, The | Administrative Action | 01/31/08 |
Pawn Zone Corp | Administrative Action | 02/01/10 |
Pay Check Advance | Desist & Refrain Order | 08/03/05 |
Pay Day Financial | Administrative Action | 10/07/08 |
Pay Day Today | Administrative Action | 10/07/08 |
Pay It Back Check Cashing, Inc. | Desist & Refrain Order | 05/13/08 |
Pay It Forward | Desist & Refrain Order | 06/10/08 |
Paycheck Today | Desist & Refrain Order | 06/27/08 |
Paycheck Xpre$$ | Administrative Action | 08/13/07 |
Payactiv, Inc. | Administrative Action | 01/14/21 |
Payday 2 Payday | Administrative Order | 10/05/09 |
Payday Advance | Administrative Action See also Office of Administrative Law Decision – OAH No.2009050040 |
02/19/09 |
Payday Advance, LLC | Administrative Action | 10/23/08 |
Payday Advance Express | Administrative Action | 05/08/08 |
Payday Advance Plus | Desist & Refrain Order | 10/29/07 |
Payday Card (The) | Administrative Action | 12/22/08 |
Payday Central | Administrative Action | 12/21/07 |
Payday Loan Store of California | Desist & Refrain Order | 08/08/08 |
Payday Loan Yes | Desist & Refrain Order | 11/16/10 |
Payday Quick Cash | Administrative Order | 01/10/14 |
Payday Services; Amarjit Singh Dulkoan; Rapid Cash; Rapidcash, Inc. | Desist & Refrain Order | 02/28/06 |
Payday Services (FFD Resources III LLC); Loren R. Cook and Associates, Ltd., LLP | Desist & Refrain Order | 06/27/08 |
Payday Services Today | Administrative Action | 10/07/08 |
Payday Services Plus | Desist & Refrain Order | 07/23/07 |
Payday Today, LLC | Administrative Action | 05/01/07 |
Payday Yes | Desist & Refrain Order | 06/27/08 |
Payday Your Way, Inc. | Administrative Action | 12/28/07 |
Paydaymax.com | Desist & Refrain Order | 04/29/11 |
PaydayNation.com | Desist & Refrain Order | 01/28/13 |
Paydaynow | Administrative Action | 12/22/08 |
PaydayTrustOnline.com | Desist & Refrain Order | 03/03/09 |
Paymard, Angela Farrah | Desist & Refrain Order | 06/30/11 |
Payne Janes 3, L.L.P. | Desist & Refrain Order | 03/7/07 |
Payne, Robert. | Desist & Refrain Order | 08/27/07 |
Payroll Advance, LLC | Administrative Action | 10/02/06 |
PaySentinel, LLC | Civil Action | 01/04/06 |
PayStar Corporation | Desist & Refrain Order | 05/24/04 |
PBG Capital, Inc. | Desist & Refrain Order | 04/24/14 |
PC Capital Investments Corporation | Administrative Action | 05/01/09 |
PC6 | Desist & Refrain Order | 07/27/07 |
PCJV USA, LLC. | Administrative Action | 12/13/16 |
PCM Fixed Income Fund I, L.L.C. | Desist & Refrain Order | 03/30/98 |
PDLNOW | Desist & Refrain Order | 11/26/13 |
PEAC | Desist & Refrain Order | 05/27/11 |
Peacher, Inc. | Administrative Action | 08/29/19 |
Peak Street Structured LLC | Administrative Action See also CFL Licensee Listing # 60DBO-91197 |
04/03/20 |
Pearl Escrow Corporation | Administrative Action See also FSD licensee listing #9632469 |
11/29/11 |
Pease, Judith Ann | Administrative Action | 03/18/11 |
Pearson Education Ltd. | Desist & Refrain Order | 05/30/03 |
Peavey, William Benson | Administrative Action See also Office of Administrative Law Decision – OAH No.2012090224 |
05/23/12 |
Pedersen, Wayne A. | Administrative Action | 09/09/19 |
Pederson, Carol Ann | Desist & Refrain Order | 11/03/17 |
Pelagius Entertainment, Inc. | Desist & Refrain Order | 10/16/14 |
Pelfrey, Joshua Ray | Administrative Action | 02/26/21 |
Peltz, David | Desist & Refrain Order | 10/07/08 |
Peltier, Morris, | Desist & Refrain Order; Stipulation to Desist and Refrain Order | 10/06/09 |
Pemm.Tek Mortgage Services | Administrative Order | 10/15/07 |
Pena, Samantha and Ramirez, Alicia | Administrative Action See also NMLS Licensee Listing #’s 1620881 and 25622 |
03/29/21 |
Penaloza, Erland German | Desist & Refrain Order | 02/24/11 |
Pender Capital Asset Based Lending Fund I, LP | Administrative Action See also CFL Licensee Listing # 60DBO-43830 |
04/03/20 |
Peninsula Lending LLC | Administrative Action | 12/30/19 |
Penn, David | Administrative Order | 05/01/07 |
Pennington Alexander Group, Inc., (The) | Desist & Refrain Order | 04/27/10 |
Pennsylvania Higher Education Assistance Agency | Administrative Action See also NMLS licensee listing # 1619466 |
04/01/20 |
Penny Mining Speculator, Inc. | Desist & Refrain Order | 07/21/16 |
Penny Oil Speculator | Administrative Action | 03/20/17 |
Pennzoil Products Company | Administrative Action | 03/18/11 |
Pepper PhD., Neal Allen | Administrative Action See also Investment Adviser Firm Summary – CRD # 107673 |
12/02/20 |
Pentech Financial Services, Inc. | Administrative Action | 03/18/11 |
Pentultimate Associates, LLC | Desist & Refrain Order | 09/02/09 |
Pension Funding, LLC | Desist & Refrain Order | 03/05/15 |
Pension Income, LLC | Desist & Refrain Order | 03/05/15 |
Pensions, Annuities and Settlements, LLC | Desist & Refrain Order | 03/03/15 |
Penzoil Lube Center Acceptance Corporation | Administrative Action | 05/12/10 |
PeoplePerHour.com | Administrative Action | 06/12/18 |
People’s Choice Home Loans | Administrative Order | 09/26/07 |
Peoples Mortgage Home Loans | Administrative Action | 04/26/07 |
Peoples Home Equity, Inc. | Administrative Action | 11/30/15 |
Pereira, Romulus | Desist & Refrain Order | 04/29/03 |
Perkins, Alton | Desist & Refrain Order | 03/21/08 |
Perfect Mortgage | Administrative Action | 06/08/09 |
Perfect Worlds | Desist & Refrain Order | 01/04/06 |
Performance Credit Corporation | Administrative Action | 06/20/08 |
Performance Realty Management, LLC | Administrative Action | 11/09/20 |
Performance Capital Group | Administrative Action See also CFL Licensee Listing # 603A922 |
05/12/15 |
Perl Mortgage, Inc | Administrative Action See also FSD licensee listing #4130865 |
09/27/17 |
Perles, Tom F. | Desist & Refrain Order | 04/06/05 |
Permex Corporation | Desist & Refrain Order | 11/25/09 |
Permitmasters, Inc. | Desist & Refrain Order | 08/06/07 |
Peroxide Pictures, LLC | Desist & Refrain Order | 01/16/02 |
Perron, Laurent | Desist & Refrain Order | 12/06/06 |
Perry, Edward | Administrative Action | 12/17/19 |
Perry, Gregory C. | Desist & Refrain Order | 03/08/05 |
Perseid Capital | Administrative Action See also Investment Adviser Firm Summary – CRD # 295668 |
01/30/20 |
Person, Elizabeth | Desist & Refrain Order | 06/08/06 |
Persona Pizza Holdings LLC | Administrative Action | 07/20/15 |
Pet Pantry International, Inc. (The) | Desist & Refrain Order | 04/03/06 |
Pet Products Delivery, Inc. | Desist & Refrain Order | 04/03/06 |
Pet Project Partners, LLC | Desist & Refrain Order | 05/05/09 |
Peters, Mark R. | Desist & Refrain Order | 12/24/02 |
Peters, Scott | Administrative Action | 05/15/17 |
Petersen Lowe, LLC. aka PetersenLowe; Petersen, Murray Todd aka Petersen, Todd; Petersen, Debra Sue, Esq. | Administrative Action | 09/24/20 |
Peterson, Janet A. | Civil Action | 11/15/05 |
Peterson, Mary Lynn | Cease and Desist | 09/04/20 |
Peterson, Roy Clyde | Desist & Refrain Order | 01/04/10 |
Peterson, Ulandsley | Desist and Refrain; see also Monumental Funding Corporation |
09/18/07 |
Petonak, Paul J. | Desist & Refrain Order | 04/15/11 |
Petrillo, Joseph M. | Desist & Refrain Order | 06/05/02 |
Petrol Consultants Holdings, LLC | Desist & Refrain Order | 10/14/14 |
Petross, Louis F. | Desist & Refrain Order | 04/15/05 |
Pezzuto, Wm. Alan | Civil Action | 05/03/10 |
Pfitzner, Robert | Desist & Refrain Order | 10/15/07 |
PFR Management, Inc. | Administrative Order | 05/02/12 |
PFS Mortgage | Administrative Action | 05/01/09 |
Pham, Darren D. | Administrative Action | 12/10/08 |
Pham, Samantha Thi | Desist & Refrain Order | 11/10/09 |
Phan, Giang aka Phan, Jim | Desist & Refrain Order | 07/07/11 |
Phan, Melody Nganthuy | Desist & Refrain Order | 04/16/14 |
Phan, Vinh | Administrative Action See also FSD licensee listing #9632676 |
08/16/17 |
Phan, Quang aka Phan, Adan | Administrative Action See also FSD licensee listing #9632676 |
08/16/17 |
Phanco, Aaron Douglas | Desist & Refrain Order | 05/07/13 |
Pharmacy Development Corporation | Desist & Refrain Order | 08/12/13 |
Phase 7 Media Group, Inc. | Administrative Action | 12/03/15 |
Phifer, Janet | Desist & Refrain Order | 06/26/07 |
PHH Mortgage Corporation | Administrative Action See also NMLS # 2726; CRMLA # 4130046 |
11/01/17 |
Philanthropy LLC | Desist & Refrain Order | 03/19/13 |
Philips Medical Capital, LLC | Administrative Order | 05/02/12 |
Phillips, Laura aka Davidson, Laura E. and Warren, Laura E., Enersen, William; Somatika Incorporated | Administrative Action | 02/21/20 |
Phillips, Larry Allen | Civil Action | 01/27/04 |
Pho Citi Franchising Company | Administrative Action See also Office of Administrative Law Decision – OAH No. 2012090719 |
07/30/12 |
Phoenix Realty. | Administrative Action | 07/24/08 |
Phoenix Rising Industries, Inc. | Administrative Action | 03/18/11 |
PhoneOps Funding, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-92820 |
04/03/20 |
Phuong, Dai Lam dba Fortpoint Investment Management | Administrative Action | 04/18/19 |
Pickett, Brian R. | Desist & Refrain Order | 08/21/02 |
Piara Pizza, LLC | Administrative Action | 02/21/20 |
Pickett, Deanna W | Desist & Refrain Order | 08/21/02 |
Pickett, Jeffrey Lenn | Desist & Refrain Order | 08/21/02 |
Pico Funding, Inc. | Administrative Action | 05/01/09 |
Pierantoni, Domingo aka Pierantoni, Domingo Gabriel , Pierantoni-Velez, Domingo Gabriel |
Administrative Action See also NMLS licensee listing # 799340 |
01/17/20 |
Pierantoni, Jennifer |
Administrative Action See also NMLS licensee listing # 519011 |
03/23/20 |
Pierce, Maleak aka Pierce, Almalik | Desist & Refrain Order | 08/16/12 |
Pierpoint Mortgage LLC | Administrative Action | 12/02/19 |
Piggybank Home Loan, dba SFG Bancorp | Administrative Order | 09/24/08 |
Pike Consulting, Inc., Pike Real Estate, Mortgage and Development | Desist & Refrain Order | 04/07/08 |
Pike, Russell Craig | Desist & Refrain Order | 09/10/07 |
Pike, Thomas | Desist & Refrain Order | 04/07/08 |
Pillar Multifamily, LLC. | Administrative Action See also FSD licensee listings #603-K366, #630-K691, #603-K692 |
06/10/16 |
Pillar Wealth Management, LLC. | Administrative Action | 06/30/16 |
Pilon, James Lee | Desist & Refrain Order | 12/28/06 |
Pilon, Verna Simms | Desist & Refrain Order | 12/28/06 |
Pimentel, Alicia | Administrative Action | 12/17/08 |
Pinapfel, Lindsay | Desist & Refrain Order | 07/18/14 |
Pincheira, Mario | Civil Action | 09/09/15 |
Pineapple Park LV LLC | Administrative Action | 02/18/20 |
Pineda, Shannon L. | Administrative Action; See also Escrow licensee listing # 9631155 | 11/19/19 |
Pinnacle Direct Funding Corporation | Administrative Order | 09/19/07 |
Pinnacle Agriculture Distribution, Inc. | Administrative Action See also CFL Licensee Listing #’s 60DBO-45236, 60DBO-52827, 60DBO-65465 and 60DBO-49592 |
04/03/20 |
Pinnacle Capital Mortgage Corporation | Administrative Action | 05/01/13 |
Pinnacle Financial Corporation | Administrative Order | 03/03/08 |
Pinnacle Home Loan | Administrative Order | 09/30/08 |
Pinnacle Manufactured Funding | Administrative Order | 03/03/08 |
Pinnacle Property Solutions | Desist & Refrain Order | 05/17/10 |
Pino, Albert Daniel | Administrative Order | 08/06/15 |
Pino, Gilbert | Administrative Action See also FSD Licensee Listing #963-2272 |
06/08/15 |
Pinupitu, Inc. | Desist & Refrain Order | 07/21/09 |
Pinzhoffer, Robert | Administrative Action | 05/14/18 |
Pioneer Capital | Administrative Action See also Office of Administrative Law Decision – OAH No. 2016040551 |
03/10/16 |
Pipeline Wealth Partners, LLC | Administrative Action See also Investment Adviser Firm Summary – CRD # 287626 |
01/30/20 |
Pipher, Jeffrey L. | Desist & Refrain Order | 06/26/02 |
Piron Escrow, Inc. (formerly known as CF Escrow, Inc.) | Administrative Action | 05/12/10 |
Pirs Capital, LLC. | Administrative Action See also FSD licensee listing # 603L362 |
06/27/17 |
Pirzada, Aurangzeb Rashid aka Pirzada, Zeb | Administrative Action See also Office of Administrative Law Decision – OAH No. N2000100368 |
11/25/02 |
Pirzada, Zeb | Administrative Action See also Office of Administrative Law Decision – OAH No. N2000100368 |
11/25/02 |
Pirzada Costmetics & Aromatherapy, Inc. | Administrative Action See also Office of Administrative Law Decision – OAH No. N2000100368 |
11/25/02 |
Pirzada Costmetics & Aromatherapy, LLC. | Administrative Action See also Office of Administrative Law Decision – OAH No. N2000100368 |
11/25/02 |
Pitoniak, Arnold E. | Desist & Refrain Order | 04/07/05 |
Pixy Cash aka PixyCash.com | Desist & Refrain Order (see also 247Greenstreet.com) | 03/18/13 |
Pizinger, Raymond. | Desist & Refrain Order | 09/28/10 |
Plainscapital McAfee Mortgage Company | Administrative Action | 12/01/06 |
Pham, Darren | Administrative Action | 12/10/08 |
Phelan, Catherine | Administrative Action | 10/29/18 |
Planned Assets Portfolio Acquisitions Group, LP | Desist & Refrain Order | 02/03/09 |
Planned Gift Associates | Desist & Refrain Order | 12/24/02 |
Platinum Bay Advisors, Inc., a California corporation | Administrative Action | 01/07/16 |
Platinum Capital Accounting and Tax Services | Administrative Action | 07/02/18 |
Platinum Capital Finance, Inc. | Administrative Action See also FSD licensee listing #603J338 |
12/21/17 |
Platinum Capital Financial | Administrative Action | 07/02/18 |
Platinum Capital Group, LLC | Administrative Action | 09/07/07 |
Platinum Capital Services | Administrative Action | 07/02/18 |
Platinum Coast Escrow, Inc. | Administrative Action See also Office of Administrative Law Decision – OAH No. L2007100635 |
10/01/07 |
Platinum M.G. Holdings, LLC | Administrative Action; See also CFL #60DBO-88833 | 04/03/19 |
Platinum Properties Investor Network | Desist & Refrain Order | 05/16/07 |
Platinum Properties Investor Network, Inc. | Desist & Refrain Order | 05/16/07 |
Platinum Rapid Funding Group Ltd. | Administrative Action See also CFL Licensee Listing # 60DBO-44674 |
04/03/20 |
Play N Trade Franchise, Inc. | Administrative Action See also Yakety Yak Wireless |
04/14/09 |
Plaza Processing | Desist & Refrain Order | 07/27/07 |
Pleasant Valley Home Mortgage Corporation | Order Summarily Revoking | 12/13/12 |
Plus Mortgage Group | Administrative Action | 11/30/11 |
Plusfunding.com. Inc. | Administrative Action | 11/23/05 |
PMC Interests, LLC | Desist & Refrain Order | 12/12/08 |
PMC Direct, Inc. | Administrative Action See also NMLS licensee listing #1603842 |
07/06/17 |
PMCC Mortgage Corp. | Administrative Action Office of Administrative Law Decision – OAH No. L2001120470 |
08/27/02 |
PMF, Inc. | Administrative Action | 05/12/10 |
PMI Capital Fund I L.P. | Desist & Refrain Order | 07/06/05 |
PMI Trading | Desist & Refrain Order | 07/06/05 |
PO Inc. | Desist & Refrain Order | 07/25/05 |
Poker Junkies Production, LLC | Desist & Refrain Order | 09/15/17 |
Polak, Gerald A. | Administrative Action See also CFL Licensee Listing # 60DBO-80625 |
04/03/20 |
Polaris Capital Group, LLC; Schwartz, Chad | Administrative Action | 04/11/19 |
Pocrnich, Peter | Desist & Refrain Order | 03/24/11 |
Poescrow.com | Desist & Refrain Order | 07/25/05 |
Poga Management Partners, LLC | Civil Action | 08/31/09 |
Pohlman, Richard V. | Desist & Refrain Order | 10/20/04 |
Pohlmann, Richard C. | Desist & Refrain Order | 10/20/04 |
Pohlmann, Richard V. | Desist & Refrain Order | 10/20/04 |
Point Mortgage Corporation doing business in California as Point Mortgage Financial |
Administrative Action See also FSD Licensee Listing #413-0876 |
03/04/15 |
Point Mortgage Financial | Administrative Action See also FSD Licensee Listing #413-0876 |
03/04/15 |
Poke Bar | Administrative Action | 03/26/18 |
Polhemus, John Hart Sr. | Order Withdrawing Desist & Refrain Order | 01/13/10 |
Polito, Brian J. | Desist & Refrain Order | 12/03/07 |
Pomponio, Darren | Administrative Action – Also see Administrative Action (08/27/13) | 07/16/13 |
Ponish, Chris (U.S. West, LLC) | Desist & Refrain Order | 04/13/09 |
Ponish, Chris (Applied Digital Technologies, Inc.). | Administrative Action | 09/21/10 |
Pontsova, Exaterina | Desist & Refrain Order | 07/20/07 |
Poop 911 | Administrative Action | 06/25/12 |
Poore, Mark H.. | Civil Action | 08/31/09 |
Pope, Rodney Lynn | Desist & Refrain | 08/31/16 |
Porter, Kenneth Wesley | Administrative Action | 12/03/15 |
Pop N Go, Inc. | Desist & Refrain Order | 03/14/11 |
Pop Physique, LLC | Desist & Refrain Order | 05/29/12 |
Pope, Joseph Neal | Administrative Action | 03/18/11 |
Poppy State Lending LLC | Administrative Action | 03/18/11 |
Popovich, Daniel J. | Desist & Refrain Order | 04/30/09 |
Popular Mortgage Services, LLC | Administrative Order | 10/29/09 |
Populus Financial Group, Inc. dba ACE Cash Express | Administrative Order | 04/05/10 |
Porche, Joseph R.; New Body MD LLC., Rick Frisk, Richard V. Bennett, | Administrative Action | 07/17/15 |
Porche, Joseph R.; Intrigue Liqueur Inc.; Carlton Carrera, Inc.; Thomas Viola | Desist & Refrain Order | 05/03/11 |
Porche, Joseph Rudolph | Administrative Action | 10/10/16 |
Porras, Carlos | Desist & Refrain Order | 09/10/12 |
Port of Asia, Inc. | Desist & Refrain Order | 07/24/04 |
Porter Investment Business Group | Desist & Refrain Order | 04/24/14 |
Porter, Lamyle | Desist & Refrain Order | 04/24/14 |
Portfolio Group Advisors | Administrative Action | 05/30/11 |
Portillo, Oscar Rolando | Administrative Action | 03/13/13 |
Portillo, Sandra | Desist & Refrain Order | 07/05/11 |
PortofAsia.com | Desist & Refrain Order | 07/24/04 |
Positive Finance LLC | Administrative Action | 03/18/11 |
Positive Return, Inc.;Olive Tree Financial, Inc., Austin Greiner, Sr., President and Director Second Start, Inc., Sunil Wadhwa, Consultant Austin Greiner, Sr., a.k.a. Austin Greiner | Desist & Refrain Order | 12/01/04 |
Positive Return, Inc. | Administrative Action see also Office of Administrative Law Decision – OAH No. N2004070225 |
05/28/04 |
Possible Financial, Inc. | Administrative Action | 12/24/19 |
Post Box Plus | Administrative Order | 08/29/07 |
Post Shield USA, Inc. | Desist & Refrain Order | 05/27/09 |
Postal Connection/Cashman | Administrative Order | *12/28/07 |
Postler, Rodger | Desist & Refrain Order | 03/06/12 |
Potocnik, Tomaz. | Desist & Refrain Order | 09/28/09 |
Pottorff, Ryan. | Desist & Refrain Order | 02/25/08 |
Powell, Concepcion M | Desist & Refrain Order | 12/30/02 |
Powell Financial Services, Inc. | Administrative Action | 05/01/09 |
Power Check Cashing Payday Advance | Administrative Orders | 09/06/05 |
Power Funding LLC | Administrative Orders CFL Licensee Listing # 60DBO-64384 |
04/03/20 |
Power of the Prayers, LLC | Administrative Action | 05/23/17 |
Power Research Corp | Civil Action | 02/11/09 |
Powerline Funding LLC | Administrative Action | 01/16/19 |
Power Station, LLC | Administrative Action | 07/17/07 |
Powers, Charles | Desist & Refrain Order | 05/02/04 |
Powers, John | Administrative Action See Also Office of Administrative Law Decision – OAH No.:L2007010385 |
12/27/06 |
Powers, Stephen | Desist & Refrain Order | 01/04/06 |
Powles, Charles G. | Administrative Action See also Office of Administrative Law Decision – OAH No. N-2001060430 |
11/02/01 |
PPA Holdings, LLC | Desist & Refrain Order | 10/31/06 |
Pragudha Financial Services, Inc. | Administrative Action | 12/28/07 |
Prairie Resources, Inc. | Desist & Refrain Order | 03/13/06 |
Pratt, David | Desist & Refrain Order | 06/10/11 |
Pratt, Faye | Desist & Refrain Order | 07/06/05 |
Pratt, James | Desist & Refrain Order | 07/06/05 |
Pravati Capital, LLC | Administrative Action | 02/28/18 |
Pravati Investment Fund 1, LLC | Administrative Action | 02/28/18 |
PreCash, Inc. | Final Order | 10/15/15 |
Preciado, Roldofo | Desist & Refrain Order | 07/21/08 |
Precise Enterprises LLC | Administrative Order | 05/02/12 |
Precision Escrow, Inc. | Administrative Action | 06/16/11 |
Precision Funding Group, LLC – 603F110 – 603J187 |
Administrative Action | 05/07/13 |
PrecisionOne Escrow | Administrative Action | 07/07/10 |
Precharg.com | Administrative Action | 08/27/10 |
Preferred Cash Loans | Civil Action | 06/30/07 |
PreferredCashLoans.com | Desist & Refrain Order | 08/22/06 |
Preferred Equity Group, LLC | Desist & Refrain Order | 04/30/12 |
Preferred Metropolitan Escrow, Inc. | Administrative Action | 03/24/08 |
Preferred Mortgage Services aka Preferred Financial Group | Administrative Order | 12/08/08 |
Preferred Mortgage Consultants Inc. | Administrative Action | 05/01/09 |
Preitz, Duain Vincent | Desist & Refrain Order | 09/28/12 |
Preimesberger, James | Administrative Action see also FSD licensee file # 4131152 |
03/28/19 |
Prelude Development Company, Incorporated | Administrative Action; See also CFL # 60DBO-73998 | 04/03/19 |
Premia Mortgage, LLC | Administrative Action | 03/28/19 |
Premier Business Lending | Administrative Action | 01/22/19 |
Premier Community Construction; PACE Consulting Agency Incorporated;PACE Marketing & Communications |
Administrative Action | 03/30/21 |
Premier Business Lending, Inc. | Administrative Action | 04/20/20 |
Premiere Capital Escrow, Inc. | Administrative Action | 03/28/08 |
Premier Capital Lending, LLC | Administrative Order | 10/12/10 |
Premier Consumer Credit Counseling, Inc. | Administrative Order | 11/12/15 |
Premier Equity Fund, LLC; Premier Equity Fund II, LLC; Premier Equity Fund IV | Civil Action | 02/11/09 |
Premier Lending Group, LLC | Administrative Action | 06/01/10 |
Premier Lending, Inc. | Administrative Action; See also CFL # 60DBO-64229 | 07/30/18 |
Premier Mortgage Capital, Inc. | Administrative Action | 05/01/09 |
Premier Mortgage Group, LLC | Administrative Action | 08/01/05 |
Premier Mortgage Services, Inc. | Administrative Order | 07/03/08 |
Premier Real Estate & Financial Services Company | Administrative Action | 05/01/09 |
Premier Stations | Administrative Action See also Office of Administrative Law Decision – OAH No. L2007090041 |
08/07/07 |
Premiere Transactions Escrow | Administration Action, see also FSD licensee file # 963-2298 | 07/09/14 |
Premis Capital | Administrative Order | 11/07/06 |
Premium Financial.com | Administrative Action | 05/01/09 |
Premium Loans Inc. | Administrative Action | 08/15/18 |
Premserv Mortgage | Desist & Refrain Order | 07/22/04 |
Prepaid Card Holdings, Inc. | Desist & Refrain Order | 09/16/12 |
PrepaYd, Inc. | Desist & Refrain Order | 09/16/12 |
Presbyterian Intercommunity Hospital, Inc. | Administrative Action See also FSD licensee listing #603B178 |
05/10/18 |
Prestamos y Inversiones, Inc. aka Oficina de Prestamos | Desist & Refrain Order | 10/25/13 |
Prestige Assets & Holding Inc | Administrative Action | 07/05/18 |
Prestige Group Marketing | Desist & Refrain Order | 05/04/10 |
Pretty Cool, Inc. | Desist & Refrain Order | 07/16/08 |
Prevailing Consulting | Desist & Refrain Order | 12/22/09 |
Price, Charles Michael | Administrative Action | 05/01/09 |
Price, Halley | Desist & Refrain Order; see also Rescission Order [5/16/05]. |
10/20/04 |
Price, George Charles Cody | Administrative Action | 05/16/17 |
Pricom Asphalt Sealcoating, Inc. | Desist & Refrain Order | 04/26/05 |
Pride Investments, Inc. | Desist & Refrain Order | 05/27/11 |
Prima Financial Group, Inc. | Administrative Order | 11/21/11 |
Primary Escrow, Inc. | Administrative Action | 02/24/10 |
Primary Funding Corporation | Administrative Action See also FSD licensee listing #6034157 |
08/21/18 |
Primary Mortgage Group, Inc. | Administrative Action | 08/09/05 |
Primary Resource Network Inc, | Administrative Action See also FSD licensee listing #6039101 |
09/10/18 |
PrimeLending, A PlainsCapital Company | Administrative Action | 11/03/16 |
Prime Choice Lending Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-94743 |
04/03/20 |
Prime Mortgage, Prime Real Estate, Inc. | Administrative Action | 06/02/10 |
Prime Source Mortgage, Inc. | Administrative Action See also FSD Licensee Listing #4131231 |
10/26/18 |
Prime West Escrow, Inc. | Administrative Action See also FSD Licensee Listing #963-2210 |
01/04/10 |
PrimeCap Funding, Inc.. | Desist & Refrain Order | 07/11/07 |
PrimeCap Mortgage Fund | Desist & Refrain Order | 07/11/07 |
PrimericaPresta.com, Inc., | Administrative Action | 11/26/12 |
Primestar Lending | Administrative Action See also Office of Administrative Law Decision – OAH No.: L-2008080077 |
07/15/08 |
Primera Check Cashing. | Administrative Action | 04/15/09 |
Prince, Ernie (StarMax) | Desist & Refrain Order | 09/28/07 |
Prince, Ernie (Cinetech Films) | Desist & Refrain Order | 04/02/09 |
Princeton Capital LLC | Administrative Action See also CFL Licensee Listing # 603L083 |
04/03/20 |
Printing Production Management, Inc. | Desist & Refrain Order | 01/31/12 |
Priori, Robert | Desist & Refrain Order | 05/12/05 |
Priority Lending Mortgage Corporation | Administrative Action | 12/27/17 |
Priority Mortgage and Loan, Inc. | Administrative Action | 05/01/09 |
Priority Mortgage Services, LLC | Administrative Action | 06/20/11 |
Priority Wealth Advisors, Inc. | Administrative Action See also Investment Adviser Firm Summary CRD # 179521, CRD # 6469535 |
11/16/20 |
Pristine International, Ltd. | Desist & Refrain Order | 05/14/02 |
Pritchard, Memory | Desist & Refrain Order | 12/24/02 |
Private Capital Management, Inc. | Desist & Refrain Order | 03/30/98 |
Private Funding Partners, LLC. | Administrative Active | 08/07/13 |
Private Mortgage Advisors, LLC | Administrative Order | 06/11/19 |
Private Mortgage Lending, LLC | Administrative Order | 11/07/06 |
PRL Direct | Desist & Refrain Order | 03/06/07 |
Pro Check Cashing | Desist & Refrain Order, Administrative Orders | 10/27/08 |
Pro Escrow Services, Inc. | Administrative Order | 09/15/09 |
Pro Loan Processing, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-88948 |
04/03/20 |
Proaction Concepts, LLC, Proaction Sports Medicine Concepts, LP | Desist & Refrain Order | 10/08/10 |
Process Wealth, LLC | Administrative Action See also Investment Adviser Firm Summary – CRD # 298699 |
01/30/20 |
Proctor, Cheryl | Desist & Refrain Order | 12/02/14 |
Proctor-Cooke, Chris | Administrative Action See also Office of Administrative Law Decision – OAH No. N2002050717 |
08/27/02 |
Prodigy #11 Partnership, L.P. | Desist & Refrain Order | 03/08/07 |
Prodigy Oil and Gas, LLC | Desist & Refrain Order | 03/08/07 |
Prodovis Mortgage, LLC. | Administrative Action See also FSD licensee listing #4130945 |
02/05/18 |
Production Revenue Drilling Fund, LLP | Administrative Action | 02/09/11 |
Proficio Mortgage Ventures, LLC | Administrative Action See also FSD Licensee Listing #413-1009 |
04/14/11 |
Profitable Sunrise | Desist & Refrain Order | 03/14/13 |
Profits With Binary Options | Desist & Refrain Order | 09/18/14 |
PTX Securities, LLC | Administrative Action See also FINRA Detailed Report – CRD # 7735 |
01/30/20 |
ProFounder Financial, Inc. | Administrative Order | 08/24/11 |
Progressive California Oil & Gas Income Fund, LP. | Desist & Refrain Order | 06/18/08 |
Progressive Capital Network | Administrative Action See also CFL license listing # 603K669 |
10/02/19 |
Progressive Energy Partners, LLC, Progressive Energy Partners, LLC #1, Progressive Energy Partners, LLC #2, Progressive Energy Partners, LLC #3, Progressive Energy Partners, LLC #4 | Stipulation to Desist & Refrain Order and Desist and Refrain Order | 10/29/09 |
Progressive Financial Planners, LLC aka Progressive Wealth Management, Inc. | Administrative Action See also Investment Adviser Firm Summary – CRD # 162121 |
05/31/13 |
Professional Business Strategies, Inc. | Desist & Refrain Order | 12/10/10 |
Professional Development Services, Inc. | Desist & Refrain Order | 03/05/06 |
Professional Mortgage Partners | Administrative Order | 09/01/09 |
Professional Property Mortgage Company, Inc. | Administrative Action | 05/01/09 |
Pro-Fin, LLC | Civil Action | 02/01/05 |
Profina Deb Solutions | Consent Order | 11/14/04 |
Profina Debt Solutions | Desist & Refrain Order | 12/16/02 |
Profusion Holdings, LLC | Desist & Refrain Order | 12/22/09 |
Progressive Redevelopment, LLC | Desist & Refrain Order | 07/03/06 |
Promise, George | Administrative Action | 11/30/07 |
Prominent Group LLC (The), Prominent Business Management, Inc. | Administrative Action | 05/03/10 |
Prominent Financing | Administrative Action; See also CFL # 60DBO-90616 | 04/03/19 |
Pronto Cash Advance, Pronto Financial Services, Inc. | Amended Desist & Refrain Order | 05/13/08 |
Pronto Commercial Funding, Lightning Mortgage | Administrative Action | 03/18/11 |
Prospect Mortgage, LLC | Administrative Action See Also FSD 413-0266 and 603-E734 |
11/26/13 |
Prospect, Plains Ranch | Administrative Order | 06/25/15 |
Prospect, Tycoon-Lewis | Administrative Order | 06/25/15 |
Property Coast 2 Coast, LP | Desist & Refrain Order | 06/04/14 |
Property Damage Appraisers, Inc. | Administrative Action | 08/18/20 |
Properties Escrow | Administrative Action | 06/15/10 |
Prosper Marketplace, Inc | Administrative Action | 04/21/09 |
Prosperity Financial | Administrative Action | 06/09/10 |
Prosperity Management Group, LLC | Desist & Refrain Order | 11/17/11 |
Prosperous Living, Inc. | Desist & Refrain Order | 11/17/11 |
Prosperum Capital LLC | Administrative Action See also CFL # 60DBO-71642 |
04/03/19 |
Prostar Management | Desist & Refrain Order | 06/25/03 |
Protege Financial | Desist & Refrain Order | 08/13/13 |
Protege Financial & Insurance Service(s), Inc. | Civil Action | 02/25/14 |
Proven Record, Inc. | Desist & Refrain Order and Consent | 05/14/07 |
Provencio, Carmen Valdavino | Civil Action | 01/10/13 |
Provencio, Richard William | Civil Action | 01/10/13 |
Providence Escrow, Inc. | Administrative Action See also FSD Licensee #963-1699 |
08/16/11 |
Providence Financial Group | Desist & Refrain Order | 06/09/09 |
ProVision Business Systems, Inc. | Desist & Refrain Order | 06/15/05 |
Public Capital Bankorp Inc | Administrative Action | 03/18/11 |
Prudential Mortgage Capital Company, LLC | Administrative Order | 11/21/11 |
Pruet, Jack Phillips | Administrative Action | 02/02/18 |
Prudential Real Estate Affiliates, Inc. | Administrative Order | 02/22/12 |
Prudhomme, M.J. | Desist & Refrain Order | 10/07/05 |
PRS Franchise Systems, LLC | Desist & Refrain Order | 06/01/09 |
PSR Corporate Income Fund I, L.P | Desist & Refrain Order | 03/30/98 |
PS Finance, LLC | Administrative Action | 03/06/18 |
PS Financial Services, LLC | Administrative Action | 05/16/18 |
Puente Hills Financing, LLC | Administrative Action See also CFL licensee listing #603I012 |
06/20/17 |
Puette, Judith P. | Desist & Refrain Order | 12/24/02 |
Pugeda, Rebecca | Administrative Action See Also Foundation Escrow Company and FSD Licensee Listing #963-1973 |
10/10/14 |
Puglise, Joseph Samuel | Administrative Action See Also NMLS # 1993115 |
09/21/20 |
Pukini, Joshua Raymond aka Pukini, Joshua | Desist & Refrain Order | 10/26/11 |
Pukke, Andris | Desist & Refrain Order | 09/30/04 |
Pukke, Erik | Desist & Refrain Order | 02/01/05 |
Pump Vitamin Sprays, LLC.; Burbage, James R.; Bailey, Kathleen | Administrative Action | 04/17/20 |
Punch TV Studios, Inc.; Collins, Joseph Edward, Jr. | Administrative Action | 05/14/20 |
Purchasing Power, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-87468 |
04/03/20 |
Pure Barre Licensing, L.L.C. | Administrative Action | 07/09/09 |
Pure Entertainment Partners, Inc. | Desist & Refrain Order | 12/10/08 |
Pure Lending Solutions | Administrative Action | 06/27/18 |
Purpose Acquired Portfolio Assets, LLC | Desist & Refrain Order | 02/03/09 |
Pursol Solar Systems, Inc | Civil Action | 03/23/10 |
Purrington, Sharon L. | Desist & Refrain Order | 06/12/08 |
Purrington, Thomas W. | Desist & Refrain Order | 06/12/08 |
Pusateri, Greg. | Desist & Refrain Order | 04/08/09 |
PVP Investment Management, LLC. | Administrative Action | 03/02/17 |
PWGR | Administrative Action | 03/15/07 |
Pyramid Screening Technology, Inc. dba BulletHire | Administrative Action | 01/05/10 |
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