Actions, Order and Administrative Hearing Decisions: P

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Subject Order Issued Date Issued
P1 Finance of California Consent Order 03/28/19
P & D Checks for Cash Administrative Action 11/30/07
P.S. Restaurant Holdings, L.P. Desist & Refrain Order 03/30/98
P.W. Financial, Inc. Administrative Order 10/12/10
PAC Charter Mortgage Services Inc. Administrative Action
See also FSD licensee listing #603J734		 05/31/19
Pacello, Willienne Administrative Action 05/31/06
Pacfunding Group, LLC Administrative Action
See also CFL # 60DBO-45548		 04/03/19
Pacific Bay Mortgage Administrative Action
See also FSD licensee listing # 4150084		 01/03/19
Pacific Beaches Escrow, Inc. Administrative Action 02/22/11
Pacific Beneficial Mortgage Company, Inc. Administrative Action; See also CFL # 60DBO-79720 04/03/19
Pacific Best Company, Ltd. Civil Action 06/28/05
Pacific City Bank Consent Order 04/30/19
Pacific Best Group Civil Action 06/28/05
Pacific Capital Finance, LLC Administrative Action 12/18/18
Pacific Capital Leasing Corporation Administrative Action; See also CFL # 60DBO-81328 04/03/19
Pacific Capital Management II, Inc. Civil Action 05/15/02
Pacific Check Cashing Administrative Action 12/04/07
Pacific Coast Financial Administrative Order 11/21/11
Pacific Commerce Bank Termination of Consent Order 07/05/13
Pacific Commerce Escrow Services, Inc. Administrative Action 07/26/19
Pacific Community Ventures, Inc. Administrative Action 05/09/12
Pacific Enterprises Leasing Company Administrative Order 11/21/11
Pacific Equity and Capital; Pacific Equity and Capital Fund, LLC, Pacific Equity and Capital, Inc. Administrative Action 05/27/11
Pacific Equity Business Corporation Administrative Action 05/24/19
Pacific Equity Food and Beverage, Inc. dba ATTIBASSI Administrative Order 03/14/19
Pacific Escrow Group Desist & Refrain Order 09/23/15
Pacific Financial Resources Administrative Order 05/02/12
Pacific First Escrow Administrative Action 08/17/09
Pacific First Financial Group Administrative Action 05/12/10
Pacific Funding Financial Group Administrative Action 03/18/11
Pacific Globe, Inc. Administrative Action 11/30/07
Pacific Health Partners, Inc Desist & Refrain Order 01/16/02
Pacific Hills, LLC. dba First Capital Business Finance Administrative Action 09/19/16
Pacific Horizon Bancorp, Inc. Administrative Action
See also CFL Licensee Listing # 603L222		 04/03/20
Pacific Income Fund II, LLC Civil Action 05/15/02
Pacific Investment & Loan, Inc. Administrative Action 05/01/09
Pacific Lending Fund, LLC Desist & Refrain Order 08/17/05
Pacific Litigation Finance, LLC Administrative Action; See also CFL # 60DBO-89744 04/03/19
Pacific Management Group, Inc. dba Grupo Pacifico GPAC, SA08-13 Administrative Action 10/04/16
Pacific Mortgage Advisers  Administrative Order 11/17/10
Pacific MedCorp Desist & Refrain Order 07/19/07
Pacific One Financial – 603G282
Pacific One Financial – 603G282		 Administrative Action 05/26/10
Pacific Phoenix Communities, LLC Administrative Action 07/27/05
Pacific Property Assets Desist & Refrain Order 05/28/02
Pacific Property Assets, LLC Desist & Refrain Order 10/31/06
Pacific Republic Mortgage Corporation Order to Discontinue 05/04/05
Pacific Residential Mortgage, LLC Administrative Action
See also FSD licensee listing # 603A564		 04/03/19
Pacific Restaurant Holdings, Inc. Administrative Action 04/10/13
Pacific Ridge Escrow, Inc. Administrative Order 01/19/11
Pacific Sands Escrow, Inc.; High, Michael Richard Steven Administrative Action
See also FSD licensee listing #9632313		 04/30/19
Pacific Shore Funding Administrative Order 06/25/07
Pacific Shore Holdings, Inc. Desist & Refrain Order 08/07/13
Pacific Shores Financial, Inc. Desist & Refrain Order 12/24/02
Pacific Teak Reforestation Project Administrative Action 10/04/16
Pacific Teak Administrative Action 10/04/16
Pacific Valley Bank Final Order 09/26/14
Pacific West Capital Group, Inc.; Pacific West Capital Group Trust Desist & Refrain Order; Order Withdrawing Desist & Refrain 01/17/08
Pacific West Homes & Investments, Inc. Administrative Action 10/30/18
Pacific Union Financial, LLC Administrative Action
Also see FSD #’s 415-0081, 605-3971, 603-H992, 603-I486, 603-K754		 05/18/15
Pacific West Realty Group Administrative Action 05/07/13
Pacific West TD Fund II, L.P. Administrative Action 05/07/13
Pacific West TD Fund, L.P. Administrative Action 05/07/13
Pacifica Direct, LLC; Pacific Mortgage Administrative Action 09/16/08
Packard, John J ; Desist & Refrain Order 10/31/06
Packard, John J. ;Pacific Property Assets; Michael J. Stewart; Carolyn M. Karda Desist & Refrain Order 05/28/02
Paid2Day Administrative Action 10/31/18
Page Financial, LLC Administrative Action 04/11/06
Paissios, Nicholas C. Administrative Action 04/01/08
Pal, Tejinder Desist & Refrain Order 07/24/07
Palacios Home Loan Funding Administrative Order 11/07/06
Palacios, Nestor Vladamir Administrative Order 11/07/06
Paladin Funding, LLC Administrative Order 08/31/11
Palisades Investment Advisors, Inc. Administrative Action 02/09/06
Palette Aqua Investment Fund, LLC, Pallette Cobalt Investment Fund; Palette Group, LLC; Palette II Group, LLC; Palette III Group, LLC; Palette VI Group, LLC Palette Sienna International Fund, LLC; Civil Action 08/31/09
Palm Estate Services Desist & Refrain Order 02/24/03
Palm, Clifford Albert Desist & Refrain Order 02/24/03
Palm Beach Park Association Administrative Action 07/19/16
Palm Tree Mortgage Administrative Action
Palmer, Mary Ann Administrative Action
See also licensee listing FSD #963-1201
See also Office of Administrative Law Decision – OAH Case No. 2010060388		 04/20/10
Palos Verdes Escrow Co., Inc Administrative Order 11/01/11
Palomares, Leila Administrative Action 05/10/11
Palomino, Crystal Lynn Civil Action 04/16/08
Pan American Bank Administrative Action 02/28/13
Pandey, Rahul Mahendra Administrative Action
See also NMLS #1891629		 08/07/20
Pandy Enterprise Civil Action 01/04/06
Pahrump Valley Real Estate Co., LLC Administrative Action 06/11/20
Papa Check Cashing Desist & Refrain Order 05/13/08
Pappadopoulos, George Demetri Administrative Order 04/27/17
Par Escrow Corporation Administrative Action
See Also FSD Licensee Listing #963-1894		 08/28/14
Par Three Financial, Inc. Desist & Refrain Order 08/19/05
Para, Eugene Mariano  Administrative Action 09/21/10
Paradace Corporation Administrative Action 07/10/18
Paradise Valley Prospect Wells Joint Venture Desist & Refrain Order 03/11/08
Paradise Financial Group, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-94702		 01/16/20
Paradise Biryani Express, Inc. dba Paradise Biryani Pointe Desist & Refrain Order 12/31/15
Paragon Financial Corp. Desist & Refrain Order 01/17/17
Paragon Funding Group, LLC Desist & Refrain Order 07/26/11
Paragon Marketing & Promotions, Inc. Desist & Refrain Order 01/17/17
Paragon Mortgage Services, Inc. Administrative Action
See also FSD licensee listing #603-B332 		05/25/17
Paragon Portfolio Management, LLC Administrative Action 07/30/18
Paragon Wealth Management, Inc. Administrative Action
See also Investment Adviser Firm Summary – CRD # 299211		 01/30/20
Paramount Capital Group, LLC Administrative Action
See also NMLS Licensee Listing # 1114719		 07/16/20
Paramount Equity Mortgage, LLC. Administrative Action
See also FSD licensee listing #417-0047		 05/11/16
Paramount Financial Services Desist & Refrain Order 12/24/02
Paramount Holding Company LLC Administrative Action
See also CFL Licensee Listing # 60DBO-78046		 04/03/20
Paramount Residential Mortgage Group, Inc.
603D903
603E706
603E707
603E708
603E709
603E710
603H124
603H826
603H827
603H828
603H832
603I741
603I744
603I826		 Administrative Order 05/04/11
Paramount Residential Mortgage Group, Inc. See also FSD #’s 603D903, 4131268 05/04/11
Pardo, Joe aka Pardo, Jose Desist & Refrain Order 08/31/11
Pardo, Tony Desist & Refrain Order 01/17/17
Paris, Dr. Win Desist & Refrain Order 04/12/03
Parisi Consulting Group Desist & Refrain Order 1/11/08
Parisi, Anthony Jude, aka Parisi Anthony J. Desist & Refrain Order 1/11/08
Park Escrow Services, Inc. Administrative Action, see also Acevedo, Dawn 04/16/12
Park Place Escrow, Inc. Administrative Action 08/31/16
Park, James Guyoung Administrative Action
See also NMLS Licensee Listing # 281597		 03/22/21
Park, Kyung aka Park, Sandra Administrative Action
See also Office of Administrative Law Decision – OAH No. 2012090719		 07/30/12
Park, Nam Ho aka Park, Daniel Administrative Action 07/07/20
Parker, Michael E. Administrative Action
See also Office of Administrative Final Decision – OAH No. 2012110338		 07/11/12
Parker, Michael William Desist & Refrain Order 08/15/07
Parkfield Escrow, Inc. Administrative Action
See also Escrow Licensee Listing # 9632371		 12/18/19
Parkland Capital Fund, LP Administrative Action 03/18/11
Parkside Lending, LLC Administrative Action 07/14/09
Parrado, Raul Dy Administrative Action
See also NMLS # 1841978		 07/16/20
Parsons, Alisa Administrative Action 09/10/12
Parsons, Jeff Desist & Refrain Order 11/18/05
Partners Quick Cash Administrative Order 10/05/09
Partner Loan Services Administrative Order 09/26/07
Partners Capital Group, Inc. Administrative Action
See also FSD licensee listing #603-I948 		05/25/17
Pasadena Development Corporation  Administrative Action 11/09/11
Pasag, Angel Estrada  Administrative Action 11/26/12
Paseo Partners, LLC Desist & Refrain Order 05/05/10
Passort Restaurants, Inc. Administrative Action 04/10/13
Patawaran, Rogel Stipulation and Amended Desist & Refrain Order 12/18/12
Patel, Jenish Administrative Action 02/24/21
Patel, Kaushik Manilal Desist & Refrain Order;
See also Administrative Action		 07/19/05
Patel, Rahda; Cash In Flash, Swati Dalal Administrative Action 08/02/07
Patel, Rahda; Pragudha Financial Services, Inc. dba: MLA Chino Hills Payday Check Cashing; MLA Chino Payday Loan; MLA Chino 2 Payday Loan (“MLA”)  Administrative Action 12/28/07
Patel, Sunita Rancchodlal Desist & Refrain Order;
See also Administrative Action		 07/19/05
Patient Care Technology Systems, Inc. Desist & Refrain Order 01/24/06
Patriot Capital Corporation dba Patriot Petroleum Capital Administrative Action
See also FSD licensee listing #603I859		 07/24/19
Patriot Gold and Silver Exchange, Inc. Desist & Refrain Order 01/18/17
Patriot Oil & Gas Co Desist & Refrain Order *12/09/05
Patriot, Inc. Desist & Refrain Order 06/15/06
Patterson, Daniel C. Desist & Refrain Order 08/17/07
Paul Financial Administrative Action 08/31/09
Paulick, Chris Desist & Refrain Order 05/27/04
Pawn Shop, The Administrative Action 01/31/08
Pawn Zone Corp Administrative Action 02/01/10
Pay Check Advance Desist & Refrain Order 08/03/05
Pay Day Financial Administrative Action 10/07/08
Pay Day Today Administrative Action 10/07/08
Pay It Back Check Cashing, Inc. Desist & Refrain Order 05/13/08
Pay It Forward Desist & Refrain Order 06/10/08
Paycheck Today Desist & Refrain Order 06/27/08
Paycheck Xpre$$ Administrative Action 08/13/07
Payactiv, Inc. Administrative Action 01/14/21
Payday 2 Payday Administrative Order 10/05/09
Payday Advance Administrative Action
See also Office of Administrative Law Decision – OAH No.2009050040 		02/19/09
Payday Advance, LLC Administrative Action 10/23/08
Payday Advance Express Administrative Action 05/08/08
Payday Advance Plus Desist & Refrain Order 10/29/07
Payday Card (The) Administrative Action 12/22/08
Payday Central Administrative Action 12/21/07
Payday Loan Store of California Desist & Refrain Order 08/08/08
Payday Loan Yes Desist & Refrain Order 11/16/10
Payday Quick Cash Administrative Order 01/10/14
Payday Services; Amarjit Singh Dulkoan; Rapid Cash; Rapidcash, Inc. Desist & Refrain Order 02/28/06
Payday Services (FFD Resources III LLC); Loren R. Cook and Associates, Ltd., LLP Desist & Refrain Order 06/27/08
Payday Services Today Administrative Action 10/07/08
Payday Services Plus Desist & Refrain Order 07/23/07
Payday Today, LLC Administrative Action 05/01/07
Payday Yes Desist & Refrain Order 06/27/08
Payday Your Way, Inc. Administrative Action 12/28/07
Paydaymax.com Desist & Refrain Order 04/29/11
PaydayNation.com Desist & Refrain Order 01/28/13
Paydaynow Administrative Action 12/22/08
PaydayTrustOnline.com Desist & Refrain Order 03/03/09
Paymard, Angela Farrah Desist & Refrain Order 06/30/11
Payne Janes 3, L.L.P. Desist & Refrain Order 03/7/07
Payne, Robert. Desist & Refrain Order 08/27/07
Payroll Advance, LLC Administrative Action 10/02/06
PaySentinel, LLC Civil Action 01/04/06
PayStar Corporation Desist & Refrain Order 05/24/04
PBG Capital, Inc. Desist & Refrain Order 04/24/14
PC Capital Investments Corporation Administrative Action 05/01/09
PC6 Desist & Refrain Order 07/27/07
PCJV USA, LLC. Administrative Action 12/13/16
PCM Fixed Income Fund I, L.L.C. Desist & Refrain Order 03/30/98
PDLNOW Desist & Refrain Order 11/26/13
PEAC Desist & Refrain Order 05/27/11
Peacher, Inc. Administrative Action 08/29/19
Peak Street Structured LLC Administrative Action
See also CFL Licensee Listing # 60DBO-91197		 04/03/20
Pearl Escrow Corporation Administrative Action
See also FSD licensee listing #9632469		 11/29/11
Pease, Judith Ann  Administrative Action 03/18/11
Pearson Education Ltd. Desist & Refrain Order 05/30/03
Peavey, William Benson Administrative Action
See also Office of Administrative Law Decision – OAH No.2012090224		 05/23/12
Pedersen, Wayne A. Administrative Action 09/09/19
Pederson, Carol Ann Desist & Refrain Order 11/03/17
Pelagius Entertainment, Inc. Desist & Refrain Order 10/16/14
Pelfrey, Joshua Ray Administrative Action 02/26/21
Peltz, David Desist & Refrain Order 10/07/08
Peltier, Morris, Desist & Refrain Order; Stipulation to Desist and Refrain Order 10/06/09
Pemm.Tek Mortgage Services Administrative Order 10/15/07
Pena, Samantha and Ramirez, Alicia Administrative Action
See also NMLS Licensee Listing #’s 1620881 and 25622		 03/29/21
Penaloza, Erland German Desist & Refrain Order 02/24/11
Pender Capital Asset Based Lending Fund I, LP Administrative Action
See also CFL Licensee Listing # 60DBO-43830		 04/03/20
Peninsula Lending LLC Administrative Action 12/30/19
Penn, David Administrative Order 05/01/07
Pennington Alexander Group, Inc., (The) Desist & Refrain Order 04/27/10
Pennsylvania Higher Education Assistance Agency Administrative Action
See also NMLS licensee listing # 1619466 		 04/01/20
Penny Mining Speculator, Inc. Desist & Refrain Order 07/21/16
Penny Oil Speculator Administrative Action 03/20/17
Pennzoil Products Company  Administrative Action 03/18/11
Pepper PhD., Neal Allen Administrative Action
See also Investment Adviser Firm Summary – CRD # 107673		 12/02/20
Pentech Financial Services, Inc. Administrative Action 03/18/11
Pentultimate Associates, LLC Desist & Refrain Order 09/02/09
Pension Funding, LLC Desist & Refrain Order 03/05/15
Pension Income, LLC Desist & Refrain Order 03/05/15
Pensions, Annuities and Settlements, LLC Desist & Refrain Order 03/03/15
Penzoil Lube Center Acceptance Corporation Administrative Action 05/12/10
PeoplePerHour.com Administrative Action 06/12/18
People’s Choice Home Loans Administrative Order 09/26/07
Peoples Mortgage Home Loans Administrative Action 04/26/07
Peoples Home Equity, Inc. Administrative Action 11/30/15
Pereira, Romulus Desist & Refrain Order 04/29/03
Perkins, Alton Desist & Refrain Order 03/21/08
Perfect Mortgage Administrative Action 06/08/09
Perfect Worlds Desist & Refrain Order 01/04/06
Performance Credit Corporation Administrative Action 06/20/08
Performance Realty Management, LLC Administrative Action 11/09/20
Performance Capital Group Administrative Action
See also CFL Licensee Listing # 603A922 		05/12/15
Perl Mortgage, Inc Administrative Action
See also FSD licensee listing #4130865		 09/27/17
Perles, Tom F. Desist & Refrain Order 04/06/05
Permex Corporation Desist & Refrain Order 11/25/09
Permitmasters, Inc. Desist & Refrain Order 08/06/07
Peroxide Pictures, LLC Desist & Refrain Order 01/16/02
Perron, Laurent Desist & Refrain Order 12/06/06
Perry, Edward Administrative Action 12/17/19
Perry, Gregory C. Desist & Refrain Order 03/08/05
Perseid Capital Administrative Action
See also Investment Adviser Firm Summary – CRD # 295668		 01/30/20
Person, Elizabeth Desist & Refrain Order 06/08/06
Persona Pizza Holdings LLC Administrative Action 07/20/15
Pet Pantry International, Inc. (The) Desist & Refrain Order 04/03/06
Pet Products Delivery, Inc. Desist & Refrain Order 04/03/06
Pet Project Partners, LLC Desist & Refrain Order 05/05/09
Peters, Mark R. Desist & Refrain Order 12/24/02
Peters, Scott Administrative Action 05/15/17
Petersen Lowe, LLC. aka PetersenLowe; Petersen, Murray Todd aka Petersen, Todd; Petersen, Debra Sue, Esq. Administrative Action 09/24/20
Peterson, Janet A. Civil Action 11/15/05
Peterson, Mary Lynn Cease and Desist 09/04/20
Peterson, Roy Clyde Desist & Refrain Order 01/04/10
Peterson, Ulandsley Desist and Refrain;
see also Monumental Funding Corporation		 09/18/07
Petonak, Paul J. Desist & Refrain Order 04/15/11
Petrillo, Joseph M. Desist & Refrain Order 06/05/02
Petrol Consultants Holdings, LLC Desist & Refrain Order 10/14/14
Petross, Louis F. Desist & Refrain Order 04/15/05
Pezzuto, Wm. Alan Civil Action 05/03/10
Pfitzner, Robert Desist & Refrain Order 10/15/07
PFR Management, Inc. Administrative Order 05/02/12
PFS Mortgage Administrative Action 05/01/09
Pham, Darren D. Administrative Action 12/10/08
Pham, Samantha Thi Desist & Refrain Order 11/10/09
Phan, Giang aka Phan, Jim Desist & Refrain Order 07/07/11
Phan, Melody Nganthuy Desist & Refrain Order 04/16/14
Phan, Vinh Administrative Action
See also FSD licensee listing #9632676		 08/16/17
Phan, Quang aka Phan, Adan Administrative Action
See also FSD licensee listing #9632676		 08/16/17
Phanco, Aaron Douglas Desist & Refrain Order 05/07/13
Pharmacy Development Corporation Desist & Refrain Order 08/12/13
Phase 7 Media Group, Inc. Administrative Action 12/03/15
Phifer, Janet Desist & Refrain Order 06/26/07
PHH Mortgage Corporation Administrative Action
See also NMLS # 2726; CRMLA # 4130046		 11/01/17
Philanthropy LLC Desist & Refrain Order 03/19/13
Philips Medical Capital, LLC Administrative Order 05/02/12
Phillips, Laura aka Davidson, Laura E. and Warren, Laura E., Enersen, William; Somatika Incorporated Administrative Action 02/21/20
Phillips, Larry Allen Civil Action 01/27/04
Pho Citi Franchising Company Administrative Action
See also Office of Administrative Law Decision – OAH No. 2012090719		 07/30/12
Phoenix Realty. Administrative Action 07/24/08
Phoenix Rising Industries, Inc. Administrative Action 03/18/11
PhoneOps Funding, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-92820		 04/03/20
Phuong, Dai Lam dba Fortpoint Investment Management Administrative Action 04/18/19
Pickett, Brian R. Desist & Refrain Order 08/21/02
Piara Pizza, LLC Administrative Action 02/21/20
Pickett, Deanna W Desist & Refrain Order 08/21/02
Pickett, Jeffrey Lenn Desist & Refrain Order 08/21/02
Pico Funding, Inc. Administrative Action 05/01/09
Pierantoni, Domingo aka Pierantoni, Domingo Gabriel , Pierantoni-Velez, Domingo Gabriel
 Administrative Action
See also NMLS licensee listing # 799340 		01/17/20
Pierantoni, Jennifer
 Administrative Action
See also NMLS licensee listing # 519011 		03/23/20
Pierce, Maleak aka Pierce, Almalik Desist & Refrain Order 08/16/12
Pierpoint Mortgage LLC Administrative Action 12/02/19
Piggybank Home Loan, dba SFG Bancorp Administrative Order 09/24/08
Pike Consulting, Inc., Pike Real Estate, Mortgage and Development Desist & Refrain Order 04/07/08
Pike, Russell Craig Desist & Refrain Order 09/10/07
Pike, Thomas Desist & Refrain Order 04/07/08
Pillar Multifamily, LLC. Administrative Action
See also FSD licensee listings #603-K366, #630-K691, #603-K692		 06/10/16
Pillar Wealth Management, LLC. Administrative Action 06/30/16
Pilon, James Lee Desist & Refrain Order 12/28/06
Pilon, Verna Simms Desist & Refrain Order 12/28/06
Pimentel, Alicia Administrative Action 12/17/08
Pinapfel, Lindsay Desist & Refrain Order 07/18/14
Pincheira, Mario Civil Action 09/09/15
Pineapple Park LV LLC Administrative Action 02/18/20
Pineda, Shannon L. Administrative Action; See also Escrow licensee listing # 9631155 11/19/19
Pinnacle Direct Funding Corporation Administrative Order 09/19/07
Pinnacle Agriculture Distribution, Inc. Administrative Action
See also CFL Licensee Listing #’s 60DBO-45236, 60DBO-52827, 60DBO-65465 and 60DBO-49592		 04/03/20
Pinnacle Capital Mortgage Corporation Administrative Action 05/01/13
Pinnacle Financial Corporation Administrative Order 03/03/08
Pinnacle Home Loan Administrative Order 09/30/08
Pinnacle Manufactured Funding Administrative Order 03/03/08
Pinnacle Property Solutions Desist & Refrain Order 05/17/10
Pino, Albert Daniel Administrative Order 08/06/15
Pino, Gilbert Administrative Action
See also FSD Licensee Listing #963-2272		 06/08/15
Pinupitu, Inc. Desist & Refrain Order 07/21/09
Pinzhoffer, Robert Administrative Action 05/14/18
Pioneer Capital Administrative Action
See also Office of Administrative Law Decision – OAH No. 2016040551 		03/10/16
Pipeline Wealth Partners, LLC Administrative Action
See also Investment Adviser Firm Summary – CRD # 287626		 01/30/20
Pipher, Jeffrey L. Desist & Refrain Order 06/26/02
Piron Escrow, Inc. (formerly known as CF Escrow, Inc.) Administrative Action 05/12/10
Pirs Capital, LLC. Administrative Action
See also FSD licensee listing # 603L362		 06/27/17
Pirzada, Aurangzeb Rashid aka Pirzada, Zeb Administrative Action
See also Office of Administrative Law Decision – OAH No. N2000100368 		11/25/02
Pirzada, Zeb Administrative Action
See also Office of Administrative Law Decision – OAH No. N2000100368 		11/25/02
Pirzada Costmetics & Aromatherapy, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. N2000100368 		11/25/02
Pirzada Costmetics & Aromatherapy, LLC. Administrative Action
See also Office of Administrative Law Decision – OAH No. N2000100368		 11/25/02
Pitoniak, Arnold E. Desist & Refrain Order 04/07/05
Pixy Cash aka PixyCash.com Desist & Refrain Order (see also 247Greenstreet.com) 03/18/13
Pizinger, Raymond. Desist & Refrain Order 09/28/10
Plainscapital McAfee Mortgage Company Administrative Action 12/01/06
Pham, Darren Administrative Action 12/10/08
Phelan, Catherine Administrative Action 10/29/18
Planned Assets Portfolio Acquisitions Group, LP Desist & Refrain Order 02/03/09
Planned Gift Associates Desist & Refrain Order 12/24/02
Platinum Bay Advisors, Inc., a California corporation Administrative Action 01/07/16
Platinum Capital Accounting and Tax Services Administrative Action 07/02/18
Platinum Capital Finance, Inc. Administrative Action
See also FSD licensee listing #603J338		 12/21/17
Platinum Capital Financial Administrative Action 07/02/18
Platinum Capital Group, LLC Administrative Action 09/07/07
Platinum Capital Services Administrative Action 07/02/18
Platinum Coast Escrow, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. L2007100635 		10/01/07
Platinum M.G. Holdings, LLC Administrative Action; See also CFL #60DBO-88833 04/03/19
Platinum Properties Investor Network Desist & Refrain Order 05/16/07
Platinum Properties Investor Network, Inc. Desist & Refrain Order 05/16/07
Platinum Rapid Funding Group Ltd. Administrative Action
See also CFL Licensee Listing # 60DBO-44674		 04/03/20
Play N Trade Franchise, Inc. Administrative Action
See also Yakety Yak Wireless 		04/14/09
Plaza Processing Desist & Refrain Order 07/27/07
Pleasant Valley Home Mortgage Corporation Order Summarily Revoking 12/13/12
Plus Mortgage Group Administrative Action 11/30/11
Plusfunding.com. Inc. Administrative Action 11/23/05
PMC Interests, LLC Desist & Refrain Order 12/12/08
PMC Direct, Inc. Administrative Action
See also NMLS licensee listing #1603842		 07/06/17
PMCC Mortgage Corp. Administrative Action
Office of Administrative Law Decision – OAH No. L2001120470 		08/27/02
PMF, Inc. Administrative Action 05/12/10
PMI Capital Fund I L.P. Desist & Refrain Order 07/06/05
PMI Trading Desist & Refrain Order 07/06/05
PO Inc. Desist & Refrain Order 07/25/05
Poker Junkies Production, LLC Desist & Refrain Order 09/15/17
Polak, Gerald A. Administrative Action
See also CFL Licensee Listing # 60DBO-80625		 04/03/20
Polaris Capital Group, LLC; Schwartz, Chad Administrative Action 04/11/19
Pocrnich, Peter Desist & Refrain Order 03/24/11
Poescrow.com Desist & Refrain Order 07/25/05
Poga Management Partners, LLC Civil Action 08/31/09
Pohlman, Richard V. Desist & Refrain Order 10/20/04
Pohlmann, Richard C. Desist & Refrain Order 10/20/04
Pohlmann, Richard V. Desist & Refrain Order 10/20/04
Point Mortgage Corporation
doing business in California as Point Mortgage Financial		 Administrative Action
See also FSD Licensee Listing #413-0876		 03/04/15
Point Mortgage Financial Administrative Action
See also FSD Licensee Listing #413-0876		 03/04/15
Poke Bar Administrative Action 03/26/18
Polhemus, John Hart Sr. Order Withdrawing Desist & Refrain Order 01/13/10
Polito, Brian J. Desist & Refrain Order 12/03/07
Pomponio, Darren Administrative Action – Also see Administrative Action (08/27/13) 07/16/13
Ponish, Chris (U.S. West, LLC) Desist & Refrain Order 04/13/09
Ponish, Chris (Applied Digital Technologies, Inc.). Administrative Action 09/21/10
Pontsova, Exaterina Desist & Refrain Order 07/20/07
Poop 911 Administrative Action 06/25/12
Poore, Mark H.. Civil Action 08/31/09
Pope, Rodney Lynn Desist & Refrain 08/31/16
Porter, Kenneth Wesley Administrative Action 12/03/15
Pop N Go, Inc. Desist & Refrain Order 03/14/11
Pop Physique, LLC Desist & Refrain Order 05/29/12
Pope, Joseph Neal Administrative Action 03/18/11
Poppy State Lending LLC Administrative Action 03/18/11
Popovich, Daniel J. Desist & Refrain Order 04/30/09
Popular Mortgage Services, LLC Administrative Order 10/29/09
Populus Financial Group, Inc. dba ACE Cash Express Administrative Order 04/05/10
Porche, Joseph R.; New Body MD LLC., Rick Frisk, Richard V. Bennett, Administrative Action 07/17/15
Porche, Joseph R.; Intrigue Liqueur Inc.;  Carlton Carrera, Inc.; Thomas Viola Desist & Refrain Order 05/03/11
Porche, Joseph Rudolph Administrative Action 10/10/16
Porras, Carlos Desist & Refrain Order 09/10/12
Port of Asia, Inc. Desist & Refrain Order 07/24/04
Porter Investment Business Group Desist & Refrain Order 04/24/14
Porter, Lamyle Desist & Refrain Order 04/24/14
Portfolio Group Advisors Administrative Action 05/30/11
Portillo, Oscar Rolando Administrative Action 03/13/13
Portillo, Sandra Desist & Refrain Order 07/05/11
PortofAsia.com Desist & Refrain Order 07/24/04
Positive Finance LLC Administrative Action 03/18/11
Positive Return, Inc.;Olive Tree Financial, Inc., Austin Greiner, Sr., President and Director Second Start, Inc., Sunil Wadhwa, Consultant Austin Greiner, Sr., a.k.a. Austin Greiner Desist & Refrain Order 12/01/04
Positive Return, Inc. Administrative Action
see also Office of Administrative Law Decision – OAH No. N2004070225 		05/28/04
Possible Financial, Inc. Administrative Action 12/24/19
Post Box Plus Administrative Order 08/29/07
Post Shield USA, Inc. Desist & Refrain Order 05/27/09
Postal Connection/Cashman Administrative Order *12/28/07
Postler, Rodger Desist & Refrain Order 03/06/12
Potocnik, Tomaz. Desist & Refrain Order 09/28/09
Pottorff, Ryan. Desist & Refrain Order 02/25/08
Powell, Concepcion M Desist & Refrain Order 12/30/02
Powell Financial Services, Inc. Administrative Action 05/01/09
Power Check Cashing Payday Advance Administrative Orders 09/06/05
Power Funding LLC Administrative Orders
CFL Licensee Listing # 60DBO-64384		 04/03/20
Power of the Prayers, LLC Administrative Action 05/23/17
Power Research Corp Civil Action 02/11/09
Powerline Funding LLC Administrative Action 01/16/19
Power Station, LLC Administrative Action 07/17/07
Powers, Charles Desist & Refrain Order 05/02/04
Powers, John Administrative Action
See Also Office of Administrative Law Decision – OAH No.:L2007010385 		12/27/06
Powers, Stephen Desist & Refrain Order 01/04/06
Powles, Charles G. Administrative Action
See also Office of Administrative Law Decision – OAH No. N-2001060430		 11/02/01
PPA Holdings, LLC Desist & Refrain Order 10/31/06
Pragudha Financial Services, Inc. Administrative Action 12/28/07
Prairie Resources, Inc. Desist & Refrain Order 03/13/06
Pratt, David Desist & Refrain Order 06/10/11
Pratt, Faye Desist & Refrain Order 07/06/05
Pratt, James Desist & Refrain Order 07/06/05
Pravati Capital, LLC Administrative Action 02/28/18
Pravati Investment Fund 1, LLC Administrative Action 02/28/18
PreCash, Inc. Final Order 10/15/15
Preciado, Roldofo Desist & Refrain Order 07/21/08
Precise Enterprises LLC Administrative Order 05/02/12
Precision Escrow, Inc. Administrative Action 06/16/11
Precision Funding Group, LLC
– 603F110
– 603J187		 Administrative Action 05/07/13
PrecisionOne Escrow Administrative Action 07/07/10
Precharg.com Administrative Action 08/27/10
Preferred Cash Loans Civil Action 06/30/07
PreferredCashLoans.com Desist & Refrain Order 08/22/06
Preferred Equity Group, LLC Desist & Refrain Order 04/30/12
Preferred Metropolitan Escrow, Inc. Administrative Action 03/24/08
Preferred Mortgage Services aka Preferred Financial Group Administrative Order 12/08/08
Preferred Mortgage Consultants Inc. Administrative Action 05/01/09
Preitz, Duain Vincent Desist & Refrain Order 09/28/12
Preimesberger, James Administrative Action
see also FSD licensee file # 4131152		 03/28/19
Prelude Development Company, Incorporated Administrative Action; See also CFL # 60DBO-73998 04/03/19
Premia Mortgage, LLC Administrative Action 03/28/19
Premier Business Lending Administrative Action 01/22/19
Premier Community Construction; PACE Consulting Agency Incorporated;PACE Marketing & Communications
 Administrative Action 03/30/21
Premier Business Lending, Inc. Administrative Action 04/20/20
Premiere Capital Escrow, Inc. Administrative Action 03/28/08
Premier Capital Lending, LLC  Administrative Order 10/12/10
Premier Consumer Credit Counseling, Inc. Administrative Order 11/12/15
Premier Equity Fund, LLC; Premier Equity Fund II, LLC; Premier Equity Fund IV Civil Action 02/11/09
Premier Lending Group, LLC Administrative Action 06/01/10
Premier Lending, Inc. Administrative Action; See also CFL # 60DBO-64229 07/30/18
Premier Mortgage Capital, Inc. Administrative Action 05/01/09
Premier Mortgage Group, LLC Administrative Action 08/01/05
Premier Mortgage Services, Inc. Administrative Order 07/03/08
Premier Real Estate & Financial Services Company Administrative Action 05/01/09
Premier Stations Administrative Action
See also Office of Administrative Law Decision – OAH No. L2007090041 		08/07/07
Premiere Transactions Escrow Administration Action, see also FSD licensee file # 963-2298 07/09/14
Premis Capital Administrative Order 11/07/06
Premium Financial.com Administrative Action 05/01/09
Premium Loans Inc. Administrative Action 08/15/18
Premserv Mortgage Desist & Refrain Order 07/22/04
Prepaid Card Holdings, Inc. Desist & Refrain Order 09/16/12
PrepaYd, Inc. Desist & Refrain Order 09/16/12
Presbyterian Intercommunity Hospital, Inc. Administrative Action
See also FSD licensee listing #603B178 		05/10/18
Prestamos y Inversiones, Inc. aka Oficina de Prestamos Desist & Refrain Order 10/25/13
Prestige Assets & Holding Inc Administrative Action 07/05/18
Prestige Group Marketing Desist & Refrain Order 05/04/10
Pretty Cool, Inc. Desist & Refrain Order 07/16/08
Prevailing Consulting Desist & Refrain Order 12/22/09
Price, Charles Michael Administrative Action 05/01/09
Price, Halley Desist & Refrain Order;
see also Rescission Order [5/16/05].		 10/20/04
Price, George Charles Cody Administrative Action 05/16/17
Pricom Asphalt Sealcoating, Inc. Desist & Refrain Order 04/26/05
Pride Investments, Inc. Desist & Refrain Order 05/27/11
Prima Financial Group, Inc. Administrative Order 11/21/11
Primary Escrow, Inc. Administrative Action 02/24/10
Primary Funding Corporation Administrative Action
See also FSD licensee listing #6034157 		08/21/18
Primary Mortgage Group, Inc. Administrative Action 08/09/05
Primary Resource Network Inc, Administrative Action
See also FSD licensee listing #6039101 		09/10/18
PrimeLending, A PlainsCapital Company Administrative Action 11/03/16
Prime Choice Lending Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-94743		 04/03/20
Prime Mortgage, Prime Real Estate, Inc. Administrative Action 06/02/10
Prime Source Mortgage, Inc. Administrative Action
See also FSD Licensee Listing #4131231		 10/26/18
Prime West Escrow, Inc. Administrative Action
See also FSD Licensee Listing #963-2210		 01/04/10
PrimeCap Funding, Inc.. Desist & Refrain Order 07/11/07
PrimeCap Mortgage Fund Desist & Refrain Order 07/11/07
PrimericaPresta.com, Inc., Administrative Action 11/26/12
Primestar Lending Administrative Action
See also Office of Administrative Law Decision – OAH No.: L-2008080077 		07/15/08
Primera Check Cashing. Administrative Action 04/15/09
Prince, Ernie (StarMax) Desist & Refrain Order 09/28/07
Prince, Ernie  (Cinetech Films) Desist & Refrain Order 04/02/09
Princeton Capital LLC Administrative Action
See also CFL Licensee Listing # 603L083		 04/03/20
Printing Production Management, Inc. Desist & Refrain Order 01/31/12
Priori, Robert Desist & Refrain Order 05/12/05
Priority Lending Mortgage Corporation Administrative Action 12/27/17
Priority Mortgage and Loan, Inc. Administrative Action 05/01/09
Priority Mortgage Services, LLC Administrative Action 06/20/11
Priority Wealth Advisors, Inc. Administrative Action
See also Investment Adviser Firm Summary CRD # 179521, CRD # 6469535		 11/16/20
Pristine International, Ltd. Desist & Refrain Order 05/14/02
Pritchard, Memory Desist & Refrain Order 12/24/02
Private Capital Management, Inc. Desist & Refrain Order 03/30/98
Private Funding Partners, LLC. Administrative Active 08/07/13
Private Mortgage Advisors, LLC Administrative Order 06/11/19
Private Mortgage Lending, LLC Administrative Order 11/07/06
PRL Direct Desist & Refrain Order 03/06/07
Pro Check Cashing Desist & Refrain Order, Administrative Orders 10/27/08
Pro Escrow Services, Inc. Administrative Order 09/15/09
Pro Loan Processing, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-88948 		 04/03/20
Proaction Concepts, LLC, Proaction Sports Medicine Concepts, LP Desist & Refrain Order 10/08/10
Process Wealth, LLC Administrative Action
See also Investment Adviser Firm Summary – CRD # 298699		 01/30/20
Proctor, Cheryl Desist & Refrain Order 12/02/14
Proctor-Cooke, Chris Administrative Action
See also Office of Administrative Law Decision – OAH No. N2002050717 		08/27/02
Prodigy #11 Partnership, L.P. Desist & Refrain Order 03/08/07
Prodigy Oil and Gas, LLC Desist & Refrain Order 03/08/07
Prodovis Mortgage, LLC. Administrative Action
See also FSD licensee listing #4130945		 02/05/18
Production Revenue Drilling Fund, LLP Administrative Action 02/09/11
Proficio Mortgage Ventures, LLC Administrative Action
See also FSD Licensee Listing #413-1009		 04/14/11
Profitable Sunrise Desist & Refrain Order 03/14/13
Profits With Binary Options Desist & Refrain Order 09/18/14
PTX Securities, LLC Administrative Action
See also FINRA Detailed Report – CRD # 7735		 01/30/20
ProFounder Financial, Inc. Administrative Order 08/24/11
Progressive California Oil & Gas Income Fund, LP. Desist & Refrain Order 06/18/08
Progressive Capital Network Administrative Action
See also CFL  license listing # 603K669		 10/02/19
Progressive Energy Partners, LLC, Progressive Energy Partners, LLC #1, Progressive Energy Partners, LLC #2, Progressive Energy Partners, LLC #3, Progressive Energy Partners, LLC #4 Stipulation to Desist & Refrain Order and Desist and Refrain Order 10/29/09
Progressive Financial Planners, LLC aka Progressive Wealth Management, Inc. Administrative Action
See also Investment Adviser Firm Summary – CRD # 162121		 05/31/13
Professional Business Strategies, Inc. Desist & Refrain Order 12/10/10
Professional Development Services, Inc. Desist & Refrain Order 03/05/06
Professional Mortgage Partners Administrative Order 09/01/09
Professional Property Mortgage Company, Inc. Administrative Action 05/01/09
Pro-Fin, LLC Civil Action 02/01/05
Profina Deb Solutions Consent Order 11/14/04
Profina Debt Solutions Desist & Refrain Order 12/16/02
Profusion Holdings, LLC Desist & Refrain Order 12/22/09
Progressive Redevelopment, LLC Desist & Refrain Order 07/03/06
Promise, George Administrative Action 11/30/07
Prominent Group LLC (The), Prominent Business Management, Inc. Administrative Action 05/03/10
Prominent Financing Administrative Action; See also CFL # 60DBO-90616 04/03/19
Pronto Cash Advance, Pronto Financial Services, Inc. Amended Desist & Refrain Order 05/13/08
Pronto Commercial Funding, Lightning Mortgage  Administrative Action 03/18/11
Prospect Mortgage, LLC Administrative Action
See Also FSD 413-0266 and 603-E734		 11/26/13
Prospect, Plains Ranch Administrative Order 06/25/15
Prospect, Tycoon-Lewis Administrative Order 06/25/15
Property Coast 2 Coast, LP Desist & Refrain Order 06/04/14
Property Damage Appraisers, Inc. Administrative Action 08/18/20
Properties Escrow Administrative Action 06/15/10
Prosper Marketplace, Inc Administrative Action 04/21/09
Prosperity Financial Administrative Action 06/09/10
Prosperity Management Group, LLC Desist & Refrain Order 11/17/11
Prosperous Living, Inc. Desist & Refrain Order 11/17/11
Prosperum Capital LLC Administrative Action
See also CFL # 60DBO-71642		 04/03/19
Prostar Management Desist & Refrain Order 06/25/03
Protege Financial Desist & Refrain Order 08/13/13
Protege Financial & Insurance Service(s), Inc. Civil Action 02/25/14
Proven Record, Inc. Desist & Refrain Order and Consent 05/14/07
Provencio, Carmen Valdavino Civil Action 01/10/13
Provencio, Richard William Civil Action 01/10/13
Providence Escrow, Inc. Administrative Action
See also FSD Licensee #963-1699		 08/16/11
Providence Financial Group Desist & Refrain Order 06/09/09
ProVision Business Systems, Inc. Desist & Refrain Order 06/15/05
Public Capital Bankorp Inc Administrative Action 03/18/11
Prudential Mortgage Capital Company, LLC Administrative Order 11/21/11
Pruet, Jack Phillips Administrative Action 02/02/18
Prudential Real Estate Affiliates, Inc.  Administrative Order 02/22/12
Prudhomme, M.J. Desist & Refrain Order 10/07/05
PRS Franchise Systems, LLC Desist & Refrain Order 06/01/09
PSR Corporate Income Fund I, L.P Desist & Refrain Order 03/30/98
PS Finance, LLC Administrative Action 03/06/18
PS Financial Services, LLC Administrative Action 05/16/18
Puente Hills Financing, LLC Administrative Action
See also CFL licensee listing #603I012		 06/20/17
Puette, Judith P. Desist & Refrain Order 12/24/02
Pugeda, Rebecca Administrative Action
See Also Foundation Escrow Company and
FSD Licensee Listing #963-1973		 10/10/14
Puglise, Joseph Samuel Administrative Action
See Also NMLS # 1993115		 09/21/20
Pukini, Joshua Raymond aka Pukini, Joshua Desist & Refrain Order 10/26/11
Pukke, Andris Desist & Refrain Order 09/30/04
Pukke, Erik Desist & Refrain Order 02/01/05
Pump Vitamin Sprays, LLC.; Burbage, James R.; Bailey, Kathleen Administrative Action 04/17/20
Punch TV Studios, Inc.; Collins, Joseph Edward, Jr. Administrative Action 05/14/20
Purchasing Power, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-87468		 04/03/20
Pure Barre Licensing, L.L.C. Administrative Action 07/09/09
Pure Entertainment Partners, Inc. Desist & Refrain Order 12/10/08
Pure Lending Solutions Administrative Action 06/27/18
Purpose Acquired Portfolio Assets, LLC Desist & Refrain Order 02/03/09
Pursol Solar Systems, Inc Civil Action 03/23/10
Purrington, Sharon L. Desist & Refrain Order 06/12/08
Purrington, Thomas W. Desist & Refrain Order 06/12/08
Pusateri, Greg. Desist & Refrain Order 04/08/09
PVP Investment Management, LLC. Administrative Action 03/02/17
PWGR Administrative Action 03/15/07
Pyramid Screening Technology, Inc. dba BulletHire Administrative Action 01/05/10

Last updated: Apr 1, 2021 @ 1:22 pm