Actions, Order and Administrative Hearing Decisions: P A - B - C - D - E - F - G - H - I - J - K - L - M - N - O - P - Q - R - S - T - U - V - W - X - Y - Z - Num - Chron Search any content from below list: Please note: For full functionality of this page, JavaScript must be enabled. Subject Order Issued Date Issued P1 Finance of California Consent Order 03/28/19 P & D Checks for Cash Administrative Action 11/30/07 P.S. Restaurant Holdings, L.P. Desist & Refrain Order 03/30/98 P.W. Financial, Inc. Administrative Order 10/12/10 PAC Charter Mortgage Services Inc. Administrative Action See also FSD licensee listing #603J734 05/31/19 Pacello, Willienne Administrative Action 05/31/06 Pacfunding Group, LLC Administrative Action See also CFL # 60DBO-45548 04/03/19 Pacific Bay Mortgage Administrative Action See also FSD licensee listing # 4150084 01/03/19 Pacific Beaches Escrow, Inc. Administrative Action 02/22/11 Pacific Beneficial Mortgage Company, Inc. Administrative Action; See also CFL # 60DBO-79720 04/03/19 Pacific Best Company, Ltd. Civil Action 06/28/05 Pacific City Bank Consent Order 04/30/19 Pacific Best Group Civil Action 06/28/05 Pacific Capital Finance, LLC Administrative Action 12/18/18 Pacific Capital Leasing Corporation Administrative Action; See also CFL # 60DBO-81328 04/03/19 Pacific Capital Management II, Inc. Civil Action 05/15/02 Pacific Check Cashing Administrative Action 12/04/07 Pacific Coast Financial Administrative Order 11/21/11 Pacific Commerce Bank Termination of Consent Order 07/05/13 Pacific Commerce Escrow Services, Inc. Administrative Action 07/26/19 Pacific Community Ventures, Inc. Administrative Action 05/09/12 Pacific Enterprises Leasing Company Administrative Order 11/21/11 Pacific Equity and Capital; Pacific Equity and Capital Fund, LLC, Pacific Equity and Capital, Inc. Administrative Action 05/27/11 Pacific Equity Business Corporation Administrative Action 05/24/19 Pacific Equity Food and Beverage, Inc. dba ATTIBASSI Administrative Order 03/14/19 Pacific Escrow Group Desist & Refrain Order 09/23/15 Pacific Financial Resources Administrative Order 05/02/12 Pacific First Escrow Administrative Action 08/17/09 Pacific First Financial Group Administrative Action 05/12/10 Pacific Funding Financial Group Administrative Action 03/18/11 Pacific Globe, Inc. Administrative Action 11/30/07 Pacific Health Partners, Inc Desist & Refrain Order 01/16/02 Pacific Hills, LLC. dba First Capital Business Finance Administrative Action 09/19/16 Pacific Horizon Bancorp, Inc. Administrative Action See also CFL Licensee Listing # 603L222 04/03/20 Pacific Income Fund II, LLC Civil Action 05/15/02 Pacific Investment & Loan, Inc. Administrative Action 05/01/09 Pacific Lending Fund, LLC Desist & Refrain Order 08/17/05 Pacific Litigation Finance, LLC Administrative Action; See also CFL # 60DBO-89744 04/03/19 Pacific Management Group, Inc. dba Grupo Pacifico GPAC, SA08-13 Administrative Action 10/04/16 Pacific Mortgage Advisers Administrative Order 11/17/10 Pacific MedCorp Desist & Refrain Order 07/19/07 Pacific One Financial – 603G282 Pacific One Financial – 603G282 Administrative Action 05/26/10 Pacific Phoenix Communities, LLC Administrative Action 07/27/05 Pacific Property Assets Desist & Refrain Order 05/28/02 Pacific Property Assets, LLC Desist & Refrain Order 10/31/06 Pacific Republic Mortgage Corporation Order to Discontinue 05/04/05 Pacific Residential Mortgage, LLC Administrative Action See also FSD licensee listing # 603A564 04/03/19 Pacific Restaurant Holdings, Inc. Administrative Action 04/10/13 Pacific Ridge Escrow, Inc. Administrative Order 01/19/11 Pacific Sands Escrow, Inc.; High, Michael Richard Steven Administrative Action See also FSD licensee listing #9632313 04/30/19 Pacific Shore Funding Administrative Order 06/25/07 Pacific Shore Holdings, Inc. Desist & Refrain Order 08/07/13 Pacific Shores Financial, Inc. Desist & Refrain Order 12/24/02 Pacific Teak Reforestation Project Administrative Action 10/04/16 Pacific Teak Administrative Action 10/04/16 Pacific Valley Bank Final Order 09/26/14 Pacific West Capital Group, Inc.; Pacific West Capital Group Trust Desist & Refrain Order; Order Withdrawing Desist & Refrain 01/17/08 Pacific West Homes & Investments, Inc. Administrative Action 10/30/18 Pacific Union Financial, LLC Administrative Action Also see FSD #’s 415-0081, 605-3971, 603-H992, 603-I486, 603-K754 05/18/15 Pacific West Realty Group Administrative Action 05/07/13 Pacific West TD Fund II, L.P. Administrative Action 05/07/13 Pacific West TD Fund, L.P. Administrative Action 05/07/13 Pacifica Direct, LLC; Pacific Mortgage Administrative Action 09/16/08 Packard, John J ; Desist & Refrain Order 10/31/06 Packard, John J. ;Pacific Property Assets; Michael J. Stewart; Carolyn M. Karda Desist & Refrain Order 05/28/02 Paid2Day Administrative Action 10/31/18 Page Financial, LLC Administrative Action 04/11/06 Paissios, Nicholas C. Administrative Action 04/01/08 Pal, Tejinder Desist & Refrain Order 07/24/07 Palacios Home Loan Funding Administrative Order 11/07/06 Palacios, Nestor Vladamir Administrative Order 11/07/06 Paladin Funding, LLC Administrative Order 08/31/11 Palisades Investment Advisors, Inc. Administrative Action 02/09/06 Palette Aqua Investment Fund, LLC, Pallette Cobalt Investment Fund; Palette Group, LLC; Palette II Group, LLC; Palette III Group, LLC; Palette VI Group, LLC Palette Sienna International Fund, LLC; Civil Action 08/31/09 Palm Estate Services Desist & Refrain Order 02/24/03 Palm, Clifford Albert Desist & Refrain Order 02/24/03 Palm Beach Park Association Administrative Action 07/19/16 Palm Tree Mortgage Administrative Action Palmer, Mary Ann Administrative Action See also licensee listing FSD #963-1201 See also Office of Administrative Law Decision – OAH Case No. 2010060388 04/20/10 Palos Verdes Escrow Co., Inc Administrative Order 11/01/11 Palomares, Leila Administrative Action 05/10/11 Palomino, Crystal Lynn Civil Action 04/16/08 Pan American Bank Administrative Action 02/28/13 Pandey, Rahul Mahendra Administrative Action See also NMLS #1891629 08/07/20 Pandy Enterprise Civil Action 01/04/06 Pahrump Valley Real Estate Co., LLC Administrative Action 06/11/20 Papa Check Cashing Desist & Refrain Order 05/13/08 Pappadopoulos, George Demetri Administrative Order 04/27/17 Par Escrow Corporation Administrative Action See Also FSD Licensee Listing #963-1894 08/28/14 Par Three Financial, Inc. Desist & Refrain Order 08/19/05 Para, Eugene Mariano Administrative Action 09/21/10 Paradace Corporation Administrative Action 07/10/18 Paradise Valley Prospect Wells Joint Venture Desist & Refrain Order 03/11/08 Paradise Financial Group, Inc. Administrative Action See also CFL Licensee Listing # 60DBO-94702 01/16/20 Paradise Biryani Express, Inc. dba Paradise Biryani Pointe Desist & Refrain Order 12/31/15 Paragon Financial Corp. Desist & Refrain Order 01/17/17 Paragon Funding Group, LLC Desist & Refrain Order 07/26/11 Paragon Marketing & Promotions, Inc. Desist & Refrain Order 01/17/17 Paragon Mortgage Services, Inc. Administrative Action See also FSD licensee listing #603-B332 05/25/17 Paragon Portfolio Management, LLC Administrative Action 07/30/18 Paragon Wealth Management, Inc. Administrative Action See also Investment Adviser Firm Summary – CRD # 299211 01/30/20 Paramount Capital Group, LLC Administrative Action See also NMLS Licensee Listing # 1114719 07/16/20 Paramount Equity Mortgage, LLC. Administrative Action See also FSD licensee listing #417-0047 05/11/16 Paramount Financial Services Desist & Refrain Order 12/24/02 Paramount Holding Company LLC Administrative Action See also CFL Licensee Listing # 60DBO-78046 04/03/20 Paramount Residential Mortgage Group, Inc. 603D903 603E706 603E707 603E708 603E709 603E710 603H124 603H826 603H827 603H828 603H832 603I741 603I744 603I826 Administrative Order 05/04/11 Paramount Residential Mortgage Group, Inc. See also FSD #’s 603D903, 4131268 05/04/11 Pardo, Joe aka Pardo, Jose Desist & Refrain Order 08/31/11 Pardo, Tony Desist & Refrain Order 01/17/17 Paris, Dr. Win Desist & Refrain Order 04/12/03 Parisi Consulting Group Desist & Refrain Order 1/11/08 Parisi, Anthony Jude, aka Parisi Anthony J. Desist & Refrain Order 1/11/08 Park Escrow Services, Inc. Administrative Action, see also Acevedo, Dawn 04/16/12 Park Place Escrow, Inc. Administrative Action 08/31/16 Park, Kyung aka Park, Sandra Administrative Action See also Office of Administrative Law Decision – OAH No. 2012090719 07/30/12 Park, Nam Ho aka Park, Daniel Administrative Action 07/07/20 Parker, Michael E. Administrative Action See also Office of Administrative Final Decision – OAH No. 2012110338 07/11/12 Parker, Michael William Desist & Refrain Order 08/15/07 Parkfield Escrow, Inc. Administrative Action See also Escrow Licensee Listing # 9632371 12/18/19 Parkland Capital Fund, LP Administrative Action 03/18/11 Parkside Lending, LLC Administrative Action 07/14/09 Parrado, Raul Dy Administrative Action See also NMLS # 1841978 07/16/20 Parsons, Alisa Administrative Action 09/10/12 Parsons, Jeff Desist & Refrain Order 11/18/05 Partners Quick Cash Administrative Order 10/05/09 Partner Loan Services Administrative Order 09/26/07 Partners Capital Group, Inc. Administrative Action See also FSD licensee listing #603-I948 05/25/17 Pasadena Development Corporation Administrative Action 11/09/11 Pasag, Angel Estrada Administrative Action 11/26/12 Paseo Partners, LLC Desist & Refrain Order 05/05/10 Passort Restaurants, Inc. Administrative Action 04/10/13 Patawaran, Rogel Stipulation and Amended Desist & Refrain Order 12/18/12 Patel, Kaushik Manilal Desist & Refrain Order; See also Administrative Action 07/19/05 Patel, Rahda; Cash In Flash, Swati Dalal Administrative Action 08/02/07 Patel, Rahda; Pragudha Financial Services, Inc. dba: MLA Chino Hills Payday Check Cashing; MLA Chino Payday Loan; MLA Chino 2 Payday Loan (“MLA”) Administrative Action 12/28/07 Patel, Sunita Rancchodlal Desist & Refrain Order; See also Administrative Action 07/19/05 Patient Care Technology Systems, Inc. Desist & Refrain Order 01/24/06 Patriot Capital Corporation dba Patriot Petroleum Capital Administrative Action See also FSD licensee listing #603I859 07/24/19 Patriot Gold and Silver Exchange, Inc. Desist & Refrain Order 01/18/17 Patriot Oil & Gas Co Desist & Refrain Order *12/09/05 Patriot, Inc. Desist & Refrain Order 06/15/06 Patterson, Daniel C. Desist & Refrain Order 08/17/07 Paul Financial Administrative Action 08/31/09 Paulick, Chris Desist & Refrain Order 05/27/04 Pawn Shop, The Administrative Action 01/31/08 Pawn Zone Corp Administrative Action 02/01/10 Pay Check Advance Desist & Refrain Order 08/03/05 Pay Day Financial Administrative Action 10/07/08 Pay Day Today Administrative Action 10/07/08 Pay It Back Check Cashing, Inc. Desist & Refrain Order 05/13/08 Pay It Forward Desist & Refrain Order 06/10/08 Paycheck Today Desist & Refrain Order 06/27/08 Paycheck Xpre$$ Administrative Action 08/13/07 Payday 2 Payday Administrative Order 10/05/09 Payday Advance Administrative Action See also Office of Administrative Law Decision – OAH No.2009050040 02/19/09 Payday Advance, LLC Administrative Action 10/23/08 Payday Advance Express Administrative Action 05/08/08 Payday Advance Plus Desist & Refrain Order 10/29/07 Payday Card (The) Administrative Action 12/22/08 Payday Central Administrative Action 12/21/07 Payday Loan Store of California Desist & Refrain Order 08/08/08 Payday Loan Yes Desist & Refrain Order 11/16/10 Payday Quick Cash Administrative Order 01/10/14 Payday Services; Amarjit Singh Dulkoan; Rapid Cash; Rapidcash, Inc. Desist & Refrain Order 02/28/06 Payday Services (FFD Resources III LLC); Loren R. Cook and Associates, Ltd., LLP Desist & Refrain Order 06/27/08 Payday Services Today Administrative Action 10/07/08 Payday Services Plus Desist & Refrain Order 07/23/07 Payday Today, LLC Administrative Action 05/01/07 Payday Yes Desist & Refrain Order 06/27/08 Payday Your Way, Inc. Administrative Action 12/28/07 Paydaymax.com Desist & Refrain Order 04/29/11 PaydayNation.com Desist & Refrain Order 01/28/13 Paydaynow Administrative Action 12/22/08 PaydayTrustOnline.com Desist & Refrain Order 03/03/09 Paymard, Angela Farrah Desist & Refrain Order 06/30/11 Payne Janes 3, L.L.P. Desist & Refrain Order 03/7/07 Payne, Robert. Desist & Refrain Order 08/27/07 Payroll Advance, LLC Administrative Action 10/02/06 PaySentinel, LLC Civil Action 01/04/06 PayStar Corporation Desist & Refrain Order 05/24/04 PBG Capital, Inc. Desist & Refrain Order 04/24/14 PC Capital Investments Corporation Administrative Action 05/01/09 PC6 Desist & Refrain Order 07/27/07 PCJV USA, LLC. Administrative Action 12/13/16 PCM Fixed Income Fund I, L.L.C. Desist & Refrain Order 03/30/98 PDLNOW Desist & Refrain Order 11/26/13 PEAC Desist & Refrain Order 05/27/11 Peacher, Inc. Administrative Action 08/29/19 Peak Street Structured LLC Administrative Action See also CFL Licensee Listing # 60DBO-91197 04/03/20 Pearl Escrow Corporation Administrative Action See also FSD licensee listing #9632469 11/29/11 Pease, Judith Ann Administrative Action 03/18/11 Pearson Education Ltd. Desist & Refrain Order 05/30/03 Peavey, William Benson Administrative Action See also Office of Administrative Law Decision – OAH No.2012090224 05/23/12 Pedersen, Wayne A. Administrative Action 09/09/19 Pederson, Carol Ann Desist & Refrain Order 11/03/17 Pelagius Entertainment, Inc. Desist & Refrain Order 10/16/14 Peltz, David Desist & Refrain Order 10/07/08 Peltier, Morris, Desist & Refrain Order; Stipulation to Desist and Refrain Order 10/06/09 Pemm.Tek Mortgage Services Administrative Order 10/15/07 Penaloza, Erland German Desist & Refrain Order 02/24/11 Pender Capital Asset Based Lending Fund I, LP Administrative Action See also CFL Licensee Listing # 60DBO-43830 04/03/20 Peninsula Lending LLC Administrative Action 12/30/19 Penn, David Administrative Order 05/01/07 Pennington Alexander Group, Inc., (The) Desist & Refrain Order 04/27/10 Pennsylvania Higher Education Assistance Agency Administrative Action See also NMLS licensee listing # 1619466 04/01/20 Penny Mining Speculator, Inc. Desist & Refrain Order 07/21/16 Penny Oil Speculator Administrative Action 03/20/17 Pennzoil Products Company Administrative Action 03/18/11 Pentech Financial Services, Inc. Administrative Action 03/18/11 Pentultimate Associates, LLC Desist & Refrain Order 09/02/09 Pension Funding, LLC Desist & Refrain Order 03/05/15 Pension Income, LLC Desist & Refrain Order 03/05/15 Pensions, Annuities and Settlements, LLC Desist & Refrain Order 03/03/15 Penzoil Lube Center Acceptance Corporation Administrative Action 05/12/10 PeoplePerHour.com Administrative Action 06/12/18 People’s Choice Home Loans Administrative Order 09/26/07 Peoples Mortgage Home Loans Administrative Action 04/26/07 Peoples Home Equity, Inc. Administrative Action 11/30/15 Pereira, Romulus Desist & Refrain Order 04/29/03 Perkins, Alton Desist & Refrain Order 03/21/08 Perfect Mortgage Administrative Action 06/08/09 Perfect Worlds Desist & Refrain Order 01/04/06 Performance Credit Corporation Administrative Action 06/20/08 Performance Capital Group Administrative Action See also FSD Licensee Listing # 603-A922 05/12/15 Perl Mortgage, Inc Administrative Action See also FSD licensee listing #4130865 09/27/17 Perles, Tom F. Desist & Refrain Order 04/06/05 Permex Corporation Desist & Refrain Order 11/25/09 Permitmasters, Inc. Desist & Refrain Order 08/06/07 Peroxide Pictures, LLC Desist & Refrain Order 01/16/02 Perron, Laurent Desist & Refrain Order 12/06/06 Perry, Edward Administrative Action 12/17/19 Perry, Gregory C. Desist & Refrain Order 03/08/05 Perseid Capital Administrative Action See also Investment Adviser Firm Summary – CRD # 295668 01/30/20 Person, Elizabeth Desist & Refrain Order 06/08/06 Persona Pizza Holdings LLC Administrative Action 07/20/15 Pet Pantry International, Inc. (The) Desist & Refrain Order 04/03/06 Pet Products Delivery, Inc. Desist & Refrain Order 04/03/06 Pet Project Partners, LLC Desist & Refrain Order 05/05/09 Peters, Mark R. Desist & Refrain Order 12/24/02 Peters, Scott Administrative Action 05/15/17 Petersen Lowe, LLC. aka PetersenLowe; Petersen, Murray Todd aka Petersen, Todd; Petersen, Debra Sue, Esq. Administrative Action 09/24/20 Peterson, Janet A. Civil Action 11/15/05 Peterson, Roy Clyde Desist & Refrain Order 01/04/10 Peterson, Ulandsley Desist and Refrain; see also Monumental Funding Corporation 09/18/07 Petonak, Paul J. Desist & Refrain Order 04/15/11 Petrillo, Joseph M. Desist & Refrain Order 06/05/02 Petrol Consultants Holdings, LLC Desist & Refrain Order 10/14/14 Petross, Louis F. Desist & Refrain Order 04/15/05 Pezzuto, Wm. Alan Civil Action 05/03/10 Pfitzner, Robert Desist & Refrain Order 10/15/07 PFR Management, Inc. Administrative Order 05/02/12 PFS Mortgage Administrative Action 05/01/09 Pham, Darren D. Administrative Action 12/10/08 Pham, Samantha Thi Desist & Refrain Order 11/10/09 Phan, Giang aka Phan, Jim Desist & Refrain Order 07/07/11 Phan, Melody Nganthuy Desist & Refrain Order 04/16/14 Phan, Vinh Administrative Action See also FSD licensee listing #9632676 08/16/17 Phan, Quang aka Phan, Adan Administrative Action See also FSD licensee listing #9632676 08/16/17 Phanco, Aaron Douglas Desist & Refrain Order 05/07/13 Pharmacy Development Corporation Desist & Refrain Order 08/12/13 Phase 7 Media Group, Inc. Administrative Action 12/03/15 Phifer, Janet Desist & Refrain Order 06/26/07 PHH Mortgage Corporation Administrative Action See also NMLS # 2726; CRMLA # 4130046 11/01/17 Philanthropy LLC Desist & Refrain Order 03/19/13 Philips Medical Capital, LLC Administrative Order 05/02/12 Phillips, Laura aka Davidson, Laura E. and Warren, Laura E., Enersen, William; Somatika Incorporated Administrative Action 02/21/20 Phillips, Larry Allen Civil Action 01/27/04 Pho Citi Franchising Company Administrative Action See also Office of Administrative Law Decision – OAH No. 2012090719 07/30/12 Phoenix Realty. Administrative Action 07/24/08 Phoenix Rising Industries, Inc. Administrative Action 03/18/11 PhoneOps Funding, LLC Administrative Action See also CFL Licensee Listing # 60DBO-92820 04/03/20 Phuong, Dai Lam dba Fortpoint Investment Management Administrative Action 04/18/19 Pickett, Brian R. Desist & Refrain Order 08/21/02 Piara Pizza, LLC Administrative Action 02/21/20 Pickett, Deanna W Desist & Refrain Order 08/21/02 Pickett, Jeffrey Lenn Desist & Refrain Order 08/21/02 Pico Funding, Inc. Administrative Action 05/01/09 Pierantoni, Domingo aka Pierantoni, Domingo Gabriel , Pierantoni-Velez, Domingo Gabriel Administrative Action See also NMLS licensee listing # 799340 01/17/20 Pierantoni, Jennifer Administrative Action See also NMLS licensee listing # 519011 03/23/20 Pierce, Maleak aka Pierce, Almalik Desist & Refrain Order 08/16/12 Pierpoint Mortgage LLC Administrative Action 12/02/19 Piggybank Home Loan, dba SFG Bancorp Administrative Order 09/24/08 Pike Consulting, Inc., Pike Real Estate, Mortgage and Development Desist & Refrain Order 04/07/08 Pike, Russell Craig Desist & Refrain Order 09/10/07 Pike, Thomas Desist & Refrain Order 04/07/08 Pillar Multifamily, LLC. Administrative Action See also FSD licensee listings #603-K366, #630-K691, #603-K692 06/10/16 Pillar Wealth Management, LLC. Administrative Action 06/30/16 Pilon, James Lee Desist & Refrain Order 12/28/06 Pilon, Verna Simms Desist & Refrain Order 12/28/06 Pimentel, Alicia Administrative Action 12/17/08 Pinapfel, Lindsay Desist & Refrain Order 07/18/14 Pincheira, Mario Civil Action 09/09/15 Pineapple Park LV LLC Administrative Action 02/18/20 Pineda, Shannon L. Administrative Action; See also Escrow licensee listing # 9631155 11/19/19 Pinnacle Direct Funding Corporation Administrative Order 09/19/07 Pinnacle Agriculture Distribution, Inc. Administrative Action See also CFL Licensee Listing #’s 60DBO-45236, 60DBO-52827, 60DBO-65465 and 60DBO-49592 04/03/20 Pinnacle Capital Mortgage Corporation Administrative Action 05/01/13 Pinnacle Financial Corporation Administrative Order 03/03/08 Pinnacle Home Loan Administrative Order 09/30/08 Pinnacle Manufactured Funding Administrative Order 03/03/08 Pinnacle Property Solutions Desist & Refrain Order 05/17/10 Pino, Albert Daniel Administrative Order 08/06/15 Pino, Gilbert Administrative Action See also FSD Licensee Listing #963-2272 06/08/15 Pinupitu, Inc. Desist & Refrain Order 07/21/09 Pinzhoffer, Robert Administrative Action 05/14/18 Pioneer Capital Administrative Action See also Office of Administrative Law Decision – OAH No. 2016040551 03/10/16 Pipeline Wealth Partners, LLC Administrative Action See also Investment Adviser Firm Summary – CRD # 287626 01/30/20 Pipher, Jeffrey L. Desist & Refrain Order 06/26/02 Piron Escrow, Inc. (formerly known as CF Escrow, Inc.) Administrative Action 05/12/10 Pirs Capital, LLC. Administrative Action See also FSD licensee listing # 603L362 06/27/17 Pirzada, Aurangzeb Rashid aka Pirzada, Zeb Administrative Action See also Office of Administrative Law Decision – OAH No. N2000100368 11/25/02 Pirzada, Zeb Administrative Action See also Office of Administrative Law Decision – OAH No. N2000100368 11/25/02 Pirzada Costmetics & Aromatherapy, Inc. Administrative Action See also Office of Administrative Law Decision – OAH No. N2000100368 11/25/02 Pirzada Costmetics & Aromatherapy, LLC. Administrative Action See also Office of Administrative Law Decision – OAH No. N2000100368 11/25/02 Pitoniak, Arnold E. Desist & Refrain Order 04/07/05 Pixy Cash aka PixyCash.com Desist & Refrain Order (see also 247Greenstreet.com) 03/18/13 Pizinger, Raymond. Desist & Refrain Order 09/28/10 Plainscapital McAfee Mortgage Company Administrative Action 12/01/06 Pham, Darren Administrative Action 12/10/08 Phelan, Catherine Administrative Action 10/29/18 Planned Assets Portfolio Acquisitions Group, LP Desist & Refrain Order 02/03/09 Planned Gift Associates Desist & Refrain Order 12/24/02 Platinum Bay Advisors, Inc., a California corporation Administrative Action 01/07/16 Platinum Capital Accounting and Tax Services Administrative Action 07/02/18 Platinum Capital Finance, Inc. Administrative Action See also FSD licensee listing #603J338 12/21/17 Platinum Capital Financial Administrative Action 07/02/18 Platinum Capital Group, LLC Administrative Action 09/07/07 Platinum Capital Services Administrative Action 07/02/18 Platinum Coast Escrow, Inc. Administrative Action See also Office of Administrative Law Decision – OAH No. L2007100635 10/01/07 Platinum M.G. Holdings, LLC Administrative Action; See also CFL #60DBO-88833 04/03/19 Platinum Properties Investor Network Desist & Refrain Order 05/16/07 Platinum Properties Investor Network, Inc. Desist & Refrain Order 05/16/07 Platinum Rapid Funding Group Ltd. Administrative Action See also CFL Licensee Listing # 60DBO-44674 04/03/20 Play N Trade Franchise, Inc. Administrative Action See also Yakety Yak Wireless 04/14/09 Plaza Processing Desist & Refrain Order 07/27/07 Pleasant Valley Home Mortgage Corporation Order Summarily Revoking 12/13/12 Plus Mortgage Group Administrative Action 11/30/11 Plusfunding.com. Inc. Administrative Action 11/23/05 PMC Interests, LLC Desist & Refrain Order 12/12/08 PMC Direct, Inc. Administrative Action See also NMLS licensee listing #1603842 07/06/17 PMCC Mortgage Corp. Administrative Action Office of Administrative Law Decision – OAH No. L2001120470 08/27/02 PMF, Inc. Administrative Action 05/12/10 PMI Capital Fund I L.P. Desist & Refrain Order 07/06/05 PMI Trading Desist & Refrain Order 07/06/05 PO Inc. Desist & Refrain Order 07/25/05 Poker Junkies Production, LLC Desist & Refrain Order 09/15/17 Polak, Gerald A. Administrative Action See also CFL Licensee Listing # 60DBO-80625 04/03/20 Polaris Capital Group, LLC; Schwartz, Chad Administrative Action 04/11/19 Pocrnich, Peter Desist & Refrain Order 03/24/11 Poescrow.com Desist & Refrain Order 07/25/05 Poga Management Partners, LLC Civil Action 08/31/09 Pohlman, Richard V. Desist & Refrain Order 10/20/04 Pohlmann, Richard C. Desist & Refrain Order 10/20/04 Pohlmann, Richard V. Desist & Refrain Order 10/20/04 Point Mortgage Corporation doing business in California as Point Mortgage Financial Administrative Action See also FSD Licensee Listing #413-0876 03/04/15 Point Mortgage Financial Administrative Action See also FSD Licensee Listing #413-0876 03/04/15 Poke Bar Administrative Action 03/26/18 Polhemus, John Hart Sr. Order Withdrawing Desist & Refrain Order 01/13/10 Polito, Brian J. Desist & Refrain Order 12/03/07 Pomponio, Darren Administrative Action – Also see Administrative Action (08/27/13) 07/16/13 Ponish, Chris (U.S. West, LLC) Desist & Refrain Order 04/13/09 Ponish, Chris (Applied Digital Technologies, Inc.). Administrative Action 09/21/10 Pontsova, Exaterina Desist & Refrain Order 07/20/07 Poop 911 Administrative Action 06/25/12 Poore, Mark H.. Civil Action 08/31/09 Pope, Rodney Lynn Desist & Refrain 08/31/16 Porter, Kenneth Wesley Administrative Action 12/03/15 Pop N Go, Inc. Desist & Refrain Order 03/14/11 Pop Physique, LLC Desist & Refrain Order 05/29/12 Pope, Joseph Neal Administrative Action 03/18/11 Poppy State Lending LLC Administrative Action 03/18/11 Popovich, Daniel J. Desist & Refrain Order 04/30/09 Popular Mortgage Services, LLC Administrative Order 10/29/09 Populus Financial Group, Inc. dba ACE Cash Express Administrative Order 04/05/10 Porche, Joseph R.; New Body MD LLC., Rick Frisk, Richard V. Bennett, Administrative Action 07/17/15 Porche, Joseph R.; Intrigue Liqueur Inc.; Carlton Carrera, Inc.; Thomas Viola Desist & Refrain Order 05/03/11 Porche, Joseph Rudolph Administrative Action 10/10/16 Porras, Carlos Desist & Refrain Order 09/10/12 Port of Asia, Inc. Desist & Refrain Order 07/24/04 Porter Investment Business Group Desist & Refrain Order 04/24/14 Porter, Lamyle Desist & Refrain Order 04/24/14 Portfolio Group Advisors Administrative Action 05/30/11 Portillo, Oscar Rolando Administrative Action 03/13/13 Portillo, Sandra Desist & Refrain Order 07/05/11 PortofAsia.com Desist & Refrain Order 07/24/04 Positive Finance LLC Administrative Action 03/18/11 Positive Return, Inc.;Olive Tree Financial, Inc., Austin Greiner, Sr., President and Director Second Start, Inc., Sunil Wadhwa, Consultant Austin Greiner, Sr., a.k.a. Austin Greiner Desist & Refrain Order 12/01/04 Positive Return, Inc. Administrative Action see also Office of Administrative Law Decision – OAH No. N2004070225 05/28/04 Possible Financial, Inc. Administrative Action 12/24/19 Post Box Plus Administrative Order 08/29/07 Post Shield USA, Inc. Desist & Refrain Order 05/27/09 Postal Connection/Cashman Administrative Order *12/28/07 Postler, Rodger Desist & Refrain Order 03/06/12 Potocnik, Tomaz. Desist & Refrain Order 09/28/09 Pottorff, Ryan. Desist & Refrain Order 02/25/08 Powell, Concepcion M Desist & Refrain Order 12/30/02 Powell Financial Services, Inc. Administrative Action 05/01/09 Power Check Cashing Payday Advance Administrative Orders 09/06/05 Power Funding LLC Administrative Orders CFL Licensee Listing # 60DBO-64384 04/03/20 Power of the Prayers, LLC Administrative Action 05/23/17 Power Research Corp Civil Action 02/11/09 Powerline Funding LLC Administrative Action 01/16/19 Power Station, LLC Administrative Action 07/17/07 Powers, Charles Desist & Refrain Order 05/02/04 Powers, John Administrative Action See Also Office of Administrative Law Decision – OAH No.:L2007010385 12/27/06 Powers, Stephen Desist & Refrain Order 01/04/06 Powles, Charles G. Administrative Action See also Office of Administrative Law Decision – OAH No. N-2001060430 11/02/01 PPA Holdings, LLC Desist & Refrain Order 10/31/06 Pragudha Financial Services, Inc. Administrative Action 12/28/07 Prairie Resources, Inc. Desist & Refrain Order 03/13/06 Pratt, David Desist & Refrain Order 06/10/11 Pratt, Faye Desist & Refrain Order 07/06/05 Pratt, James Desist & Refrain Order 07/06/05 Pravati Capital, LLC Administrative Action 02/28/18 Pravati Investment Fund 1, LLC Administrative Action 02/28/18 PreCash, Inc. Final Order 10/15/15 Preciado, Roldofo Desist & Refrain Order 07/21/08 Precise Enterprises LLC Administrative Order 05/02/12 Precision Escrow, Inc. Administrative Action 06/16/11 Precision Funding Group, LLC – 603F110 – 603J187 Administrative Action 05/07/13 PrecisionOne Escrow Administrative Action 07/07/10 Precharg.com Administrative Action 08/27/10 Preferred Cash Loans Civil Action 06/30/07 PreferredCashLoans.com Desist & Refrain Order 08/22/06 Preferred Equity Group, LLC Desist & Refrain Order 04/30/12 Preferred Metropolitan Escrow, Inc. Administrative Action 03/24/08 Preferred Mortgage Services aka Preferred Financial Group Administrative Order 12/08/08 Preferred Mortgage Consultants Inc. Administrative Action 05/01/09 Preitz, Duain Vincent Desist & Refrain Order 09/28/12 Preimesberger, James Administrative Action see also FSD licensee file # 4131152 03/28/19 Prelude Development Company, Incorporated Administrative Action; See also CFL # 60DBO-73998 04/03/19 Premia Mortgage, LLC Administrative Action 03/28/19 Premier Business Lending Administrative Action 01/22/19 Premier Business Lending, Inc. Administrative Action 04/20/20 Premiere Capital Escrow, Inc. Administrative Action 03/28/08 Premier Capital Lending, LLC Administrative Order 10/12/10 Premier Consumer Credit Counseling, Inc. Administrative Order 11/12/15 Premier Equity Fund, LLC; Premier Equity Fund II, LLC; Premier Equity Fund IV Civil Action 02/11/09 Premier Lending Group, LLC Administrative Action 06/01/10 Premier Lending, Inc. Administrative Action; See also CFL # 60DBO-64229 07/30/18 Premier Mortgage Capital, Inc. Administrative Action 05/01/09 Premier Mortgage Group, LLC Administrative Action 08/01/05 Premier Mortgage Services, Inc. Administrative Order 07/03/08 Premier Real Estate & Financial Services Company Administrative Action 05/01/09 Premier Stations Administrative Action See also Office of Administrative Law Decision – OAH No. L2007090041 08/07/07 Premiere Transactions Escrow Administration Action, see also FSD licensee file # 963-2298 07/09/14 Premis Capital Administrative Order 11/07/06 Premium Financial.com Administrative Action 05/01/09 Premium Loans Inc. Administrative Action 08/15/18 Premserv Mortgage Desist & Refrain Order 07/22/04 Prepaid Card Holdings, Inc. Desist & Refrain Order 09/16/12 PrepaYd, Inc. Desist & Refrain Order 09/16/12 Presbyterian Intercommunity Hospital, Inc. Administrative Action See also FSD licensee listing #603B178 05/10/18 Prestamos y Inversiones, Inc. aka Oficina de Prestamos Desist & Refrain Order 10/25/13 Prestige Assets & Holding Inc Administrative Action 07/05/18 Prestige Group Marketing Desist & Refrain Order 05/04/10 Pretty Cool, Inc. Desist & Refrain Order 07/16/08 Prevailing Consulting Desist & Refrain Order 12/22/09 Price, Charles Michael Administrative Action 05/01/09 Price, Halley Desist & Refrain Order; see also Rescission Order [5/16/05]. 10/20/04 Price, George Charles Cody Administrative Action 05/16/17 Pricom Asphalt Sealcoating, Inc. Desist & Refrain Order 04/26/05 Pride Investments, Inc. Desist & Refrain Order 05/27/11 Prima Financial Group, Inc. Administrative Order 11/21/11 Primary Escrow, Inc. Administrative Action 02/24/10 Primary Funding Corporation Administrative Action See also FSD licensee listing #6034157 08/21/18 Primary Mortgage Group, Inc. Administrative Action 08/09/05 Primary Resource Network Inc, Administrative Action See also FSD licensee listing #6039101 09/10/18 PrimeLending, A PlainsCapital Company Administrative Action 11/03/16 Prime Choice Lending Inc. Administrative Action See also CFL Licensee Listing # 60DBO-94743 04/03/20 Prime Mortgage, Prime Real Estate, Inc. Administrative Action 06/02/10 Prime Source Mortgage, Inc. Administrative Action See also FSD Licensee Listing #4131231 10/26/18 Prime West Escrow, Inc. Administrative Action See also FSD Licensee Listing #963-2210 01/04/10 PrimeCap Funding, Inc.. Desist & Refrain Order 07/11/07 PrimeCap Mortgage Fund Desist & Refrain Order 07/11/07 PrimericaPresta.com, Inc., Administrative Action 11/26/12 Primestar Lending Administrative Action See also Office of Administrative Law Decision – OAH No.: L-2008080077 07/15/08 Primera Check Cashing. Administrative Action 04/15/09 Prince, Ernie (StarMax) Desist & Refrain Order 09/28/07 Prince, Ernie (Cinetech Films) Desist & Refrain Order 04/02/09 Princeton Capital LLC Administrative Action See also CFL Licensee Listing # 603L083 04/03/20 Printing Production Management, Inc. Desist & Refrain Order 01/31/12 Priori, Robert Desist & Refrain Order 05/12/05 Priority Lending Mortgage Corporation Administrative Action 12/27/17 Priority Mortgage and Loan, Inc. Administrative Action 05/01/09 Priority Mortgage Services, LLC Administrative Action 06/20/11 Pristine International, Ltd. Desist & Refrain Order 05/14/02 Pritchard, Memory Desist & Refrain Order 12/24/02 Private Capital Management, Inc. Desist & Refrain Order 03/30/98 Private Funding Partners, LLC. Administrative Active 08/07/13 Private Mortgage Advisors, LLC Administrative Order 06/11/19 Private Mortgage Lending, LLC Administrative Order 11/07/06 PRL Direct Desist & Refrain Order 03/06/07 Pro Check Cashing Desist & Refrain Order, Administrative Orders 10/27/08 Pro Escrow Services, Inc. Administrative Order 09/15/09 Pro Loan Processing, LLC Administrative Action See also CFL Licensee Listing # 60DBO-88948 04/03/20 Proaction Concepts, LLC, Proaction Sports Medicine Concepts, LP Desist & Refrain Order 10/08/10 Process Wealth, LLC Administrative Action See also Investment Adviser Firm Summary – CRD # 298699 01/30/20 Proctor, Cheryl Desist & Refrain Order 12/02/14 Proctor-Cooke, Chris Administrative Action See also Office of Administrative Law Decision – OAH No. N2002050717 08/27/02 Prodigy #11 Partnership, L.P. Desist & Refrain Order 03/08/07 Prodigy Oil and Gas, LLC Desist & Refrain Order 03/08/07 Prodovis Mortgage, LLC. Administrative Action See also FSD licensee listing #4130945 02/05/18 Production Revenue Drilling Fund, LLP Administrative Action 02/09/11 Proficio Mortgage Ventures, LLC Administrative Action See also FSD Licensee Listing #413-1009 04/14/11 Profitable Sunrise Desist & Refrain Order 03/14/13 Profits With Binary Options Desist & Refrain Order 09/18/14 PTX Securities, LLC Administrative Action See also FINRA Detailed Report – CRD # 7735 01/30/20 ProFounder Financial, Inc. Administrative Order 08/24/11 Progressive California Oil & Gas Income Fund, LP. Desist & Refrain Order 06/18/08 Progressive Capital Network Administrative Action See also CFL license listing # 603K669 10/02/19 Progressive Energy Partners, LLC, Progressive Energy Partners, LLC #1, Progressive Energy Partners, LLC #2, Progressive Energy Partners, LLC #3, Progressive Energy Partners, LLC #4 Stipulation to Desist & Refrain Order and Desist and Refrain Order 10/29/09 Progressive Financial Planners, LLC aka Progressive Wealth Management, Inc. Desist & Refrain Order 05/31/13 Professional Business Strategies, Inc. Desist & Refrain Order 12/10/10 Professional Development Services, Inc. Desist & Refrain Order 03/05/06 Professional Mortgage Partners Administrative Order 09/01/09 Professional Property Mortgage Company, Inc. Administrative Action 05/01/09 Pro-Fin, LLC Civil Action 02/01/05 Profina Deb Solutions Consent Order 11/14/04 Profina Debt Solutions Desist & Refrain Order 12/16/02 Profusion Holdings, LLC Desist & Refrain Order 12/22/09 Progressive Redevelopment, LLC Desist & Refrain Order 07/03/06 Promise, George Administrative Action 11/30/07 Prominent Group LLC (The), Prominent Business Management, Inc. Administrative Action 05/03/10 Prominent Financing Administrative Action; See also CFL # 60DBO-90616 04/03/19 Pronto Cash Advance, Pronto Financial Services, Inc. Amended Desist & Refrain Order 05/13/08 Pronto Commercial Funding, Lightning Mortgage Administrative Action 03/18/11 Prospect Mortgage, LLC Administrative Action See Also FSD 413-0266 and 603-E734 11/26/13 Prospect, Plains Ranch Administrative Order 06/25/15 Prospect, Tycoon-Lewis Administrative Order 06/25/15 Property Coast 2 Coast, LP Desist & Refrain Order 06/04/14 Property Damage Appraisers, Inc. Administrative Action 08/18/20 Properties Escrow Administrative Action 06/15/10 Prosper Marketplace, Inc Administrative Action 04/21/09 Prosperity Financial Administrative Action 06/09/10 Prosperity Management Group, LLC Desist & Refrain Order 11/17/11 Prosperous Living, Inc. Desist & Refrain Order 11/17/11 Prosperum Capital LLC Administrative Action See also CFL # 60DBO-71642 04/03/19 Prostar Management Desist & Refrain Order 06/25/03 Protege Financial Desist & Refrain Order 08/13/13 Protege Financial & Insurance Service(s), Inc. Civil Action 02/25/14 Proven Record, Inc. Desist & Refrain Order and Consent 05/14/07 Provencio, Carmen Valdavino Civil Action 01/10/13 Provencio, Richard William Civil Action 01/10/13 Providence Escrow, Inc. Administrative Action See also FSD Licensee #963-1699 08/16/11 Providence Financial Group Desist & Refrain Order 06/09/09 ProVision Business Systems, Inc. Desist & Refrain Order 06/15/05 Public Capital Bankorp Inc Administrative Action 03/18/11 Prudential Mortgage Capital Company, LLC Administrative Order 11/21/11 Pruet, Jack Phillips Administrative Action 02/02/18 Prudential Real Estate Affiliates, Inc. Administrative Order 02/22/12 Prudhomme, M.J. Desist & Refrain Order 10/07/05 PRS Franchise Systems, LLC Desist & Refrain Order 06/01/09 PSR Corporate Income Fund I, L.P Desist & Refrain Order 03/30/98 PS Finance, LLC Administrative Action 03/06/18 PS Financial Services, LLC Administrative Action 05/16/18 Puente Hills Financing, LLC. Administrative Action See also FSD licensee listing #603I012 06/20/17 Puette, Judith P. Desist & Refrain Order 12/24/02 Pugeda, Rebecca Administrative Action See Also Foundation Escrow Company and FSD Licensee Listing #963-1973 10/10/14 Puglise, Joseph Samuel Administrative Action See Also NMLS # 1993115 09/21/20 Pukini, Joshua Raymond aka Pukini, Joshua Desist & Refrain Order 10/26/11 Pukke, Andris Desist & Refrain Order 09/30/04 Pukke, Erik Desist & Refrain Order 02/01/05 Pump Vitamin Sprays, LLC.; Burbage, James R.; Bailey, Kathleen Administrative Action 04/17/20 Punch TV Studios, Inc.; Collins, Joseph Edward, Jr. Administrative Action 05/14/20 Purchasing Power, LLC Administrative Action See also CFL Licensee Listing # 60DBO-87468 04/03/20 Pure Barre Licensing, L.L.C. Administrative Action 07/09/09 Pure Entertainment Partners, Inc. Desist & Refrain Order 12/10/08 Pure Lending Solutions Administrative Action 06/27/18 Purpose Acquired Portfolio Assets, LLC Desist & Refrain Order 02/03/09 Pursol Solar Systems, Inc Civil Action 03/23/10 Purrington, Sharon L. Desist & Refrain Order 06/12/08 Purrington, Thomas W. Desist & Refrain Order 06/12/08 Pusateri, Greg. Desist & Refrain Order 04/08/09 PVP Investment Management, LLC. Administrative Action 03/02/17 PWGR Administrative Action 03/15/07 Pyramid Screening Technology, Inc. dba BulletHire Administrative Action 01/05/10 Last updated: Oct 26, 2020 @ 6:29 pm
