Actions, Order and Administrative Hearing Decisions: C

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Subject	Order Issued	Date Issued
C&R Mortgage Corporation	Administrative Action See also CFL Licensee Listing # 60DBO-87038	04/03/19
Credova Financial, LLC	Administrative Action	01/09/24
C-1 Enterprises, Inc	Administrative Action	12/09/09
C-III Commercial Mortgage LLC	Administrative Action	12/27/17
C-Quadrant, LLC; GPA Enterprises, LLC; Green Bud Initiatives, LLC, also known as GBI Marketing; Johnson, Jeremy Taylor; Johnson, Anthony Todd; and Gregory, Michael	Administrative Action	11/12/21
C3 Finance, Inc.	Administrative Action	07/30/18
C4 Equity, LLC	Administrative Action	01/15/21
C 22 Capital, Inc, C22 LLC, Inc.	Desist & Refrain Order	12/13/11
C & D Management, Inc.	Administrative Order	05/19/08
C & D Professional Services, Inc. dba C & N Wealth Management	Administrative Order	04/04/19
C N Broker Service	Desist & Refrain Order	09/08/08
C.A.I Financial aka Canada Advantage International, Inc., C.A.I Financial International, Inc., and C.A.I Loans; Sewak, Shaneil	Administrative Action	02/04/20
C. Boggs, Inc.	Desist & Refrain Order	10/29/07
C. Gull Escrow, Inc.	Administrative Action (see also Estrada, Naomi)	09/05/11
C.C.B. Testing Group, Inc.	Desist & Refrain Order	05/08/09
C. J. Financial Group, Inc.	Administrative Action	05/12/10
Civic Community Partners, Inc.	Administration Action	09/30/22
C. Palmieri Enterprises, Inc.	Civil Action	03/22/03
C. R. Boggs Financial Services, Inc.	Desist & Refrain Order	10/29/07
C.L.C. BancGroup, Inc.	Desist & Refrain Order see also Rescission of Desist & Refrain Order for Sharon Baker only.	04/16/08
C.L.C. Bank.	Desist & Refrain Order see also Rescission of Desist & Refrain Order for Sharon Baker only.	04/16/08
C.M.A. Mortgage Inc.	Administrative Order	06/09/08
C.M.A.C. International, Inc.	Administrative Action	11/21/13
C.T. Franchising Systems, Inc., dba Caring Transactions	Administrative Action	12/13/21
C.W.D. Partners	Desist & Refrain Order	03/30/98
C+ Capital Management, LLC	Administrative Action	05/24/04
CA Consolidated Mortgage Corporation	Administrative Action	02/24/11
CA GRANTS	Administrative Action	03/12/21
CA Licensed Lenders LLC	Administrative Action See also CFL Licensee Listing # 60DBO-102552	04/03/20
CA Opportunity License Fund, LLC	Administrative Action	12/30/19
Caboto’s (PDF)	Desist & Refrain Order	05/19/04
Caboto’s Associated Food Services, Inc. (PDF)	Desist & Refrain Order	05/19/04
Caboto’s Franchise Development Corporation (PDF)	Desist & Refrain Order	05/19/04
Cabrera, Araceli	Administrative Action	10/27/15
Cabrera & Noack, Inc.	Administrative Action	03/25/09
Cabrera, Ida Lodriguito	Desist & Refrain Order	03/17/06
Cabrera, Rubebdario III	Desist & Refrain Order	03/17/06
Cabrillo Credit Union	Order	07/01/20
Cacchione, David Scott	Administrative Action	03/05/15
Cache Financial Services	Desist & Refrain Order; Stipulation	04/12/13
Cadenasso, Sue.	Desist & Refrain Order	06/23/11
Caesar, Don	Desist & Refrain Order	04/01/09
Cafaro, Mark	Administrative Action	05/01/09
Caffe Vergnano USA Corp	Desist & Refrain Order	11/05/15
Caffino Franchise Corporation aka Caffino, Inc. and www.caffino.com	Desist & Refrain Order	08/22/12
Cahn, Monte	Desist & Refrain Order	11/16/07
Cal Coast Financial Corp.	Administrative Action See also CFL Licensee Listing # 60DBO-83886	09/01/10
Cal-Bay Mortgage Group	Administrative Order	06/05/08
Cal-Pac Capital Advisors, Cal Pac Capital Advisors, Cal-Pac Management, Inc, Cal-Pac Mortgage Funding, LLC, Cal-Pac Funding Corporation	Desist & Refrain Order	10/26/11
Cal-State Corporations aka Cal-State Financial	Administrative Action	11/26/12
Cal-Terra Partners, LLC (PDF)	Stipulation to Desist & Refrain Order and Desist & Refrain Order	01/06/10
Cal-Vada Financial Services	Administrative Action	06/09/10
Cala Corporation	Desist & Refrain Order	03/28/12
Cala, Joseph	Desist & Refrain Order	03/28/12
Calculated Risk Analytics LLC	Administrative Action See also CRMLA # 41DBO-45150	09/07/23
Calabria Funding	Administrative Action	08/30/10
Caldera, Tenisha	Administrative Action See also NMLS Licensee Listing # 1743408	01/02/22
Calderon, Sandra	Desist & Refrain Order	09/25/09
Calfund LLC	Administrative Action See also CFL Licensee Listing # 6037589	11/17/20
Calhoun IV, Andrew B	Desist and Refrain Order; Order Withdrawing Desist & Refrain Order	01/17/08
Calhoun Jr., Andrew B.	Desist and Refrain Order; Order Withdrawing Desist & Refrain Order	01/17/08
Calhoun, John	Desist & Refrain Order	03/25/09
CALI Finance Group, Inc.	Administrative Action	04/03/19
Caliber Home Loans, Inc.	Administrative Action See also CFL # ’s 4130994 and 6032484	07/19/24
Caliber Funding LLC	Administrative Action See also FSD Licensee Listing #413-0987	03/04/14
Caliber Escrow, Incc	Administrative Order See also: FSD licensee file #963-2058 See also: Tamaryn Finazzo and Joanne Finazzo	05/28/08
California Access Mortgage, Inc.	Administrative Action	12/01/06
California Attorney Lending II, Inc.	Administrative Action See also CFL Licensee Listing # 603C212	05/20/24
California Budget Finance	Desist & Refrain Order See also FSD licensee file # 100-1123	07/11/14
California Bear Credit Union	Order	03/15/21
California Business Bank	Administrative Action	08/30/19
California Capital Development, LLC	Administrative Action	11/02/11
California Capital Mortgage Bank	Administrative Action See also CFL # 60DBO-45483	04/16/21
California Check Cashing Stores, LLC	Administrative Action See also CFL # 60DBO-64585; CDDTL # 1003304	01/22/19
California Classic Escrow, Inc.	Administrative Action	01/28/09
California Economic Development Lending Initiative	Administrative action	08/31/11
California Escrow	Desist & Refrain Order	05/04/04
California Escrow Service	Administrative Action	10/26/16
California Farm Link	Administrative Action See also CFL Licensee Listing # 6054397	04/03/20
California Financial Group	Administrative Action	12/08/08
California Financial Services, Inc.	Administrative Action	01/31/08
California Financial Network	Administrative Action	12/15/05
California Health Scan, LLC.	Desist & Refrain Order; Civil Action	02/08/07
California Investments	Administrative Action	07/01/08
California Investment Mortgage Fund I LP	Administrative Action See also CFL Licensee Listing # 603J689	03/15/21
California Investors Escrow, Inc.	Administrative Order	05/22/08
California Life Settlements LLC	Administrative Action; Desist and Refrain Order	11/15/23
California Loan And Jewelry Company, Inc.	Amended Desist & Refrain Order	05/14/08
California Loan Servicing, LLC	Administrative Order	05/01/09
California Loan Solutions, LLC	Administrative Action	05/19/10
California MedSpas, Inc. aka CALMED SPAS	Administrative Action See also Office of Administrative Law Decision (PDF) -OAH No. L2007010385	12/27/06
California Mortgage & Finance	Administrative Order	07/11/12
California Mortgage and Realty	Administrative Action	12/09/08
California Payday Advance	Administrative Action See also CDDTL # 1004091	07/13/21
California Pathfinders Mortgage	Administrative Action	05/12/10
California Premier Escrow Company, Inc	Administrative Action	06/04/09
California Property Escrow, Inc.	Administrative Order	11/01/11
California, TLG (PDF)	Administrative Order	09/19/07
California Trading & Placement Agency	Desist & Refrain Order	07/21/09
California United Bank Los Angeles, California	Consent Order	09/23/16
California Quik Check, Inc.	Desist & Refrain Order	06/10/08
California Renewable Energy, LLC	Administrative Action	11/19/21
California-deal.net (PDF)	Desist & Refrain Order	10/20/04
California-safetrade.com (PDF)	Desist & Refrain Order	10/06/04
California Star Properties, Inc.	Desist & Refrain Order	09/16/08
California Western Financial Investments, Inc.	Desist & Refrain Order	10/07/14
California-trade.com	Desist & Refrain Order See also order rescinding for Robert Shipley only)	05/11/04
Californiatrade.net	Desist & Refrain Order	10/20/04
Calimas, Bruno	Desist & Refrain Order	05/15/07
CalJet Air, LLC; CalJet Management, LLC	Administrative Action	08/23/21
Callahan, Mars; Abundance Entertainment, LLC; Poker Junkies Production, LLC; John Hermansen	Desist & Refrain Order	09/15/17
Callahan, Mars	Desist & Refrain Order	03/28/08
Callahan, Stephen B. aka Callahan Steve	Desist & Refrain Order	05/14/07
CALMED SPAS	Administrative Action See also Office of Administrative Law Decision (PDF) – OAH No. L2007010385	12/27/06
Calpac Mortgage Fund, LLC	Administrative Action	07/27/11
CalStar Energy, LLC	Desist & Refrain Order	11/19/09
Caltex Funding, LP	Administrative Order	01/05/11
Calusa-investments.net	Desist & Refrain Order	05/29/06
Calwest Capital Group (DBA Ivan Alejandro Gamarra)	Administrative Order	05/01/09
Camacho, Raul Munoz Jr	Administrative Action	02/07/11
Camarena, Gino S.	Desist & Refrain Order	01/28/09
Cambridge Energy Waste Management, Ltd.	Desist & Refrain Order	04/30/08
Cambridge Financial Consultants, LLC	Administrative Order	05/01/09
Cambridge Financial Services aka Cambridge Home Loan	Administrative Action	05/12/10
Cambridge Home Capital, LLC	Administrative Action	09/02/10
Cambridge Lending Group, Inc.	Administrative Action	05/01/19
Camcor, Inc.	Desist & Refrain Order	08/08/08
Camericane.com	Desist & Refrain Order	09/27/10
Cameron Park Check Cashing (PDF)	Administrative Order	05/01/07
Cameron, Christine (PDF)	Desist & Refrain Order	12/24/02
Cameron-Kramer, Chris (PDF)	Desist & Refrain Order	12/24/02
Camion Finance Co., Inc.	Administrative Action	05/07/13
Commerce Capital Advance Co.	Administrative Action	08/09/18
Camp, Steven	Desist & Refrain Order and Stipulation to Desist and Refrain Order	10/26/10
Camp, Steven Wayne	Administrative Action	10/13/07
Campany, Jamie B.	Desist & Refrain Order	01/09/09
Campanella, Peter	Administrative Action See also NMLS # 353453	12/10/21
Campbell Investments	Desist & Refrain Order	12/07/10
Campbell, Carole Marie	Administrative Action	12/07/10
Campbell, Ian Michael; Jump Swim Schools Franchise Corporation	Administrative Action	05/18/20
Campbell, John	Desist & Refrain Order	12/29/03
Campbell, Laroy Randall; Campbell, Laroy, Cambell, Laroy R.	Administrative Action	12/07/10
Campbell, Mark	Desist & Refrain Order (see also Shannon K. Rodriquez)	10/23/07
Campbell, William Lawson	Desist & Refrain Order	11/25/09
Campos, Ben	Administrative Action	03/23/17
Campos, Bernadette Renee	Administrative Action	08/14/14
Campos, Jeffrey	Amended Desist & Refrain Order; Desist & Refrain Order	01/09/09
Campus Decision Support System Inc.	Administrative Action	07/24/17
Campus DSS	Administrative Action	07/24/17
Camoson Financial Services Group	Administrative Action	02/03/11
Comucapital LLC.	Administrative Action	12/27/17
Canada, Kate	Administrative Action See also NMLS Licensee Listing # 1142186	12/17/21
CanAm Capital Corp	Civil Action	02/11/09
Candedo, Francisco	Civil Action	02/01/05
Candlelight Financial Services dba Candlelight Investment Partners 2010-1, LLC	Administrative Order	03/07/12
Cane, John	Desist & Refrain Order	09/27/10
Cano, Luis H.	Administrative Action	09/21/10
Cano, Nia (Nghia) S.	Civil Action	02/01/05
Candide Group, LLC.	Administrative Action	10/12/17
Cantor Commercial Real Estate Lending, L.P.	Administrative Action See also CFL Licensee Listing #’s 603I493, 603I497, 603I498, 603K971, 603K972, 603L030, 603L092, 60DBO-35808, 60DBO-43722 and 60DBO-46324	04/19/22
Cantor Real Estate Finance Lending, LLC.	Administrative Action	03/17/17
Cao, Vi Truong	Administrative Action	02/25/09
Cap City Mortgage Inc.	Administrative Action See also CFL Licensee Listing # 60DBO-109819	04/16/21
Capacete, Octavio Aguirre	Administrative Order See also Licensee Listing MNLS #:173983	11/16/11
Capapie, Inc.	Administrative Action See also Office of Administrative Law Decision – OAH No.2008030939	02/25/08
CapexMD, LLC	Administrative Action See also CFL Licensee Listing # 603I925	02/16/21
Capricorn Investment Group, LLC	Administrative Action	05/12/10
Capital Alliance Group	Administrative Action See also CFL Licensee Listing # 603I782	04/19/22
Capital Alliance Partners LLC	Administrative Action	04/03/19
Capital City Finance LLC	Administrative Action See also CFL Licensee Listing # 60DBO-135223	05/03/23
Cheerlending, LLC	Administrative Action See also CFL Licensee Listing # 60DBO-59500	05/03/23
Cinq Holdings Inc.	Administrative Action See also CFL Licensee Listing # 60DBO-148208	05/03/23
Clarity Capital Solutions LLC	Administrative Action See also CFL Licensee Listing # 60DBO-134137	05/03/23
Clarkston Mortgage LLC	Administrative Action See also CFL Licensee Listing # 60DBO-145334	05/03/23
Capital Currency, Inc.	Desist & Refrain Order	05/12/08
Capital Creation Investments LP	Administrative Action See also Investment Adviser Firm Summary – CRD # 155438	01/21/21
Capital Energy Group, LLC; Cap E Oil Fund I, LLP; Cap E Oil Fund II, LLC; Cap E Oil Fund III, LLC; Cap E Oil Fund IV, LLC; Cap E Oil Fund V, LLC	Administrative Action	09/21/21
Capital Funding Corporation	Administrative Action	12/27/17
Capital Funding Group	Desist & Refrain Order	08/16/06
Capital Group Financial, Inc.	Administrative Action	10/18/16
Capital Group One, Inc.	Administrative Action See also Office of Administrative Law Decision – OAH No. L2008020165	11/27/07
Capital Growth Group Associates	Administrative Action	09/18/17
Capital Growth Planning, Inc.	Desist & Refrain Order	11/27/06
Capital Guardian, Inc.	Desist & Refrain Order	07/26/07
Capital Innovations, Inc.	Administrative Action	09/17/08
Capital Investors, Inc.	Desist & Refrain Order	12/10/10
Capital Liberty	Administrative Action	03/10/23
Capital Link Finance	Administrative Action	03/12/21
Capital Management Group	Desist & Refrain Order	07/11/05
Capital Mortgage Funding, LLC	Administrative Order	12/15/10
Capital Serve Invest	Administrative Action	06/04/20
Capital Servicing Group	Administrative Action	03/18/11
Capital Six Funding	Administrative Order	09/27/07
Capital Escrow, Inc.	Administrative Action See also FSD Licensee Listing #9632541	01/26/18
Capital Plus Financial Corporation	Administrative Action	12/12/17
Capital Quest Mortgage	Administrative Order	12/08/08
Capital Resource Group, Inc.	Administrative Action	07/31/18
Capitalsource CF LLC	Administrative Order	11/28/12
Capitol Mortgage Services (Central Coast One Stop Mortgage Group, Inc., dba)	Administrative Order	05/01/09
Capitol Mortgage Services, Inc. (PDF)	Administrative Order	07/10/07
Capizzi II, Vincent A.	Administrative Action See also CFL Licensee Listing # 60DBO-56013	01/26/23
Capstone Commercial Lending Group & Investment, Inc	Administrative Action	06/05/19
Capstone Financial	Administrative Action See also CRD # 291312	01/17/24
Capstone Investments	Administrative Action	10/11/06
Capstone Realty Advisors, LLC	Administrative Order	05/01/09
Capstone Wealth Management, Inc.	Administrative Action See also CRD Licensee Listing # 172040	09/08/22
Capx, LLC	Administrative Action See also CFL # 60DBO-88540	05/24/24
Capwest Asset Management, Inc.	Administrative Action	05/12/10
Capwest Income Fund, LLC	Administrative Order	09/14/11
Car Capital Financial, Inc.	Administrative Action See also FSD Licensee Listing #603-8638	02/18/15
Carabba, Nicholas Stephen	Administrative Action See also Licensee Listing NMLS #202137	01/15/16
Car Sell Site, Car Sell Site (IDIS)	Desist & Refrain Order	06/24/07
Car Title Loan Center	Desist & Refrain Order	09/28/09
Car Title Loan Specialists, Inc. aka Car Title Loan Specialists	Desist & Refrain Order	02/07/11
Carabet, Armyn	Desist & Refrain Order	07/05/16
Carbone, Valeria; Polivera Limited; www.polivera.ai; www.api-polivera.ai	Administrative Action	08/20/24
Carbonez, Jean-Paul	Desist & Refrain Order	08/07/07
Carbucks, Inc.	Administrative Action	12/08/10
Cardona, Sergia Marina	Administrative Action, See also MS Escrow	05/09/12
Carepoint Financial Services, LLC	Administrative Action	05/07/13
CarFinance Capital, LLC	Administrative Action See also CFL Licensee Listing # ’s 603J038 and 603K308	06/05/20
Carl, Ronald Lee	Administrative Action	05/12/10
Carlin Trend Mining, LLC.	Desist & Refrain Order	09/23/15
Carlo Joseph Investments, Inc.	Desist & Refrain Order	10/04/10
Carlson, Anthony Trae	Desist & Refrain Order	05/02/12
Carlson, Arvina Joyce	Desist & Refrain Order	05/02/12
Carlton, Mark	Desist & Refrain Order	05/24/04
Carlton Carrera, Inc	Desist & Refrain Order	05/03/11
Carre d’artistes Great America, LLC dba Carre d’artistes	Administrative Action	04/08/22
Carlucci, Alexander Thomas	Administrative Action See also Licensee Listing NMLS #229891	11/21/18
Carmichael, Terrens T.	Desist & Refrain Order	05/28/15
Carmichael, Tony	Desist & Refrain Order	05/28/15
Carmichael, Terry	Desist & Refrain Order	05/28/15
Carnegie Capital Group, Inc	Desist & Refrain Order	12/10/02
Carnevale, Raymond Vincent	Administrative Action See also NMLS # 1954315	11/10/21
Caron, Robert T.	Desist & Refrain Order	06/22/05
Caro, Jennifer	Administrative Action See also NMLS # 362668	12/07/21
Carpe Datum Corporation	Desist & Refrain Order	12/10/02
Carr, Joseph R.	Desist & Refrain Order	05/12/10
Carrillo, Lorena	Administrative Action	10/30/18
Carrillo, Robert W.	Administrative Action	09/01/10
Carroll & Company Capital Management	Administrative Action See also Investment Adviser Firm Summary – CRD # 135185	03/25/19
Carroll, Jonathan Pitts dba Carroll & Company Capital Management	Administrative Action	03/25/19
Carroll, Ryan (Alpine Pictures)	Civil Action	04/15/11
carsellsite.com	Desist & Refrain Order	06/24/07
Carter, Helen	Administrative Action	11/08/19
Carter, Michael Dewayne Sr	Administrative Action	12/12/18
Carter, Patrick Sean	Desist & Refrain Order	01/19/10
Carter, Robert G.	Desist & Refrain Order	05/13/08
Carter, Susan G.	Desist & Refrain Order	04/23/08
Carver, Robert L.	Administrative Action See also Office of Administrative Law Decision – OAH No. L2007070907	11/22/04
Carver II, Robert L.	Desist & Refrain Order	05/29/08
Ca$h4me, LLC	Administrative Action	05/22/15
Casa Bella Escrow Services Inc.	Administrative Order See also FSD Licensee Listing #9632749	10/30/18
Casa Blanca Escrow, Inc.	Administrative Order See also Office of Administrative Law Decision – OAH No. 2012070639	07/06/12
Casa Del Caffe Vergnano	Desist & Refrain Order	11/05/15
Casa Simpatica	Administrative Action See also Office of Administrative Law Decision – OAH No. L200505044 7	12/22/05
Casanega, Christopher Thomas	Desist & Refrain Order	08/30/07
Casas Finance Co , Casas Group Inc. 603H191 Casas Finance Co , Casas Group Inc. 603H728	Administrative Action	05/12/10
Cascade Acceptance Corp.	Administrative Action	03/18/11
Cascade Exploration, Inc. (PDF)	Desist & Refrain Order	07/20/05
Cascade Sierra Solutions – 603H333 Cascade Sierra Solutions – 6073158	Administrative Order	5/2/2012
Case Funding, Inc. 603K016 603J695	Administrative Action	05/07/13
Cofield Advisors LLC	Administrative Action See also Investment Adviser Firm Summary – CRD # 291043	09/08/22
Case, William	Desist & Refrain Order; see also Rescission of Desist & Refrain order for Paul J. Stewart	06/14/11
Casey, Daniel	Desist & Refrain Order	04/20/05
Casey-Richmond, Chanara Susan Mae	Desist & Refrain Order	12/09/04
Cash & Gold Financial Services	Administrative Action	03/18/11
Cash 1	Administrative Action See also CDDTL Licensee Listing # 1003421	10/11/22
Cash 1 Advance	Administrative Action	04/03/06
Cash 2 Loan	Desist & Refrain Order	03/13/06
Cash 2000	Administrative Action	02/03/10
Cash 4 Checking Center	Administrative Action	06/22/07
Cash-4-Checks	Administrative Order	10/14/08
Cash America Advance, Inc.	Administrative Action See also FSD Licensee Listing #603B441	08/31/18
Cash America Today	Administrative Action	01/30/23
Cash Advance California	Administrative Action	01/29/08
Cash Advance Centers of California LLC	Administrative Action See also FSD Licensee Listing #’s 603J244 and 1001204	02/23/09
Cash Advance Expert; cashadvanceexpert.com	Desist & Refrain Order	09/16/09
Cash Advance Now; cashadvancenow.com	Desist & Refrain Oder	03/07/11
Cash Advanced Title Loans, LLC	Administrative Action	5/12/2010
Cash Box	Administrative Order	05/19/08
Cash By Loans aka Cashbyloans	Administrative Action	03/15/17
Cash California, Inc.	Administrative Action	12/06/07
Cash4Rent, Inc.	Administrative Order See also FSD Licensee Listing #603-K061	02/18/15
CashCall, Inc.	Administrative Action also see FSD licensee files #’s 603-8780, 603-H991, 603-J333 , 603-J514 AND 603-J823	06/04/14
Cash Centers, Inc	Desist & Refrain Order, Citations, and Order Voiding Deferred Deposit Transactions; Settlement Agreement	06/29/07
Cash Central	Administrative Action See also FSD Licensee Listing #100-3039	04/01/15
Cash Central of California dba Cash Central	Administrative Action See also FSD Licensee Listing #100-3039	04/01/15
Cash Club	Desist & Refrain Order	10/21/08
Cash Connection Sources.	Desist & Refrain Order	05/05/08
Cash Cow Payday Advance.	Administrative Orders	09/06/05
Cash Cure LLC	Desist & Refrain Order	08/19/13
Cash Direct Express	Desist & Refrain Order	01/07/09
Cash Express 4 Less	Administrative Action	11/30/07
Cash Flow Energy Fund, LLC, Cash Flow Management, LLC	Desist & Refrain Order	06/13/12
Cash Financial Services, Inc.	Administrative Action See also CFL Licensee Listing # 603C371	04/03/20
Cash Flow Check Cashing #2	Administrative Order	12/22/08
Cash Flow Creators	Desist & Refrain Order	01/31/05
Cash Flow Investment Partners, LLC	Desist & Refrain Order	03/03/15
Cash For Cars Wholesalers	Desist & Refrain Order	10/02/12
Cash In A Wink	Administrative Action	07/19/12
Cash in Flash	Administrative Action	08/02/07
Cash It Now	Administrative Action	10/25/07
Cash it Quick	Administrative Action See also Office of Administrative Law Decision – L2005060355 See also Office of Administrative Law Decision – L2008020258	06/02/05
Cash Jar	Desist & Refrain Order	05/24/10
Cash Loan	Administrative Action	03/15/17
Cash Mart	Desist & Refrain Order	09/17/08
Cash Maxx	Administrative Action	11/30/07
Cash N Advance	Administrative Action	05/01/07
Cash N Advance (Khurana Holdings Corporation)	Administrative Order	12/16/08
Cash N Go	Administrative Action – Revocation	06/28/06
Cash N More	Desist & Refrain Order, Citations, and Order Voiding Deferred Deposit Transactions; Settlement Agreement	05/15/07
Cash n Ride	Administrative Action	10/13/16
Cash N Run	Administrative Action	11/30/07
Cash Net Plus	Administrative Action	02/01/10
Cash Now	Administrative Action	05/10/06
Cash Now Santa Rosa	Administrative Action	01/21/09
Cash Now-USA.Com, Inc.	Desist & Refrain Order	02/26/05
Cash On A Dot, Inc.	Desist & Refrain Order; Settlement Agreement	08/30/07
Cash Place	Administrative Action	05/02/17
Cash Plus (Camcor, Inc.).	Desist & Refrain Order	08/08/08
Cash Plus (Mooncha)	Administrative Action	01/09/07
Cash Plus (Curo)	Desist & Refrain Order	07/30/07
Cash Plus (Dowell)	Administrative Order	12/22/08
Cash Plus (Hot Lava Flow)	Administrative Action	05/16/08
Cash Plus (Lim)	Administrative Action	05/06/11
Cash Plus (Mid City Financial Solution)	Administrative Order	05/13/08
Cash Plus (Pham)	Administrative Action	12/10/08
Cash Plus	Administrative Action See also Office of Administrative Law Decision – OAH No. 2009050040	02/19/09
Cash Plus, Inc.	Administrative Action See also Office of Administrative Law Decision – OAH No. 2009050040	02/19/09
Cash Plus Office No. 96	Administrative Action See also Office of Administrative Law Decision – OAH No. 2009050040	02/19/09
Cash Plus #132	Desist & Refrain Order	02/18/09
Cash Plus #154	Administrative Action	12/28/07
Cash Plus #196	Desist & Refrain Order	02/18/09
Cash Plus of Rancho	Administrative Action	11/30/07
Cash Plus Ventura	Administrative Action	12/28/07
Cash Plus #208	Administrative Action See also FSD Licensee Listing #100-4121	01/19/12
Cash Til Payday	Administrative Action See also Office of Administrative of Law Decision – OAH No.: L2008030198	12/28/07
Cash Time Loan Centers, CA LLC	Administrative Action See also CFL Licensee Listing # 60DBO-72511	04/06/22
Cash Tonic – 603H692 Cash Tonic – 603G854	Administrative Action	05/12/10
Cash Transfer Centers	Desist & Refrain Order	08/27/08
Cash Until Payday (Kelly, Dwight and Susan)	Administrative Action	10/02/06
Cash Until Payday	Administrative Action	12/04/07
Cashbak, LLC	Administrative Action See also FSD Licensee Listing # 603H297	03/09/18
Cashbloom Business Loans LLC	Administrative Action See also CFL Licensee Listing # 603K101	04/03/20
Cashbloom LLC	Administrative Action See also CFL Licensee Listing # 603I598	04/03/20
CashInYourCity.Com	Desist & Refrain Order	10/19/09
Cashman, Christopher Todd	Administrative Action See also Investment Adviser Firm Summary CRD # 1954676; CRD # 159860	02/16/21
Cashman, Robert L. aka Bob Cashman	Desist & Refrain Order	11/25/14
Cashman2/Postal Services	Administrative Order	12/28/07
CashNet Asset Management (aka The Breakfast Trade)	Civil Action	07/25/06
CashNet USA	Administrative Order See also FSD Licensee Listing #100-3271	01/12/15
Cashstand, Inc.	Administrative Action	05/07/13
Cash Yes	Administrative Action	03/28/14
Cash-Pro Management, Inc.	Desist & Refrain Order See also FSD Licensee Listing #100-4613	06/05/15
Casino Check Cashing	Administrative Action	12/06/07
Casita Financial, Ixnc.	Administrative Action	03/18/11
Cason, Raymond Harold	Desist & Refrain Order	05/20/09
Caspillo, David	Administrative Action	05/01/09
Casper, Kevin Daniel	Administrative Action	04/30/15
Cast Capital Lending Corp	Administrative Action See also CFL Licensee Listing # 60DBO-58373	04/16/21
Cast Shield International, Inc. (PDF)	Desist & Refrain Order	07/20/05
Castaneda Investments Inc.	Administrative Action See also CFL Licensee Listing # 60DBO-86486	04/03/20
Castano Holdings LLC	Administrative Action See also CFL Licensee Listing # 60DBO-152148	03/07/23
Casselberry, Todd	Administrative Action	10/22/19
Casso, Michael Jon	Administrative Action See also NMLS Licensee Listing # 288651	04/11/22
Castellanos, Susan Andrea	Administrative Action	03/18/14
CascoFi Fund I, LLC.	Administrative Action	08/09/17
Castellon, Geraldinne aka Castellon,GiGi	Administrative Action	12/09/14
Castellanos, James Rudolph	Administrative Action	08/09/17
Castellanos, James Rudolph; Riva DCM, LLC	Administrative Action See also CFL Licensee Listing # 60DBO-164771	09/08/22
Castillo, Dolores	Administrative Order	10/20/10
Castillo, Jose	Desist & Refrain Order	05/18/04
Castle & Cooke Mortgage, LLC	Administrative Action See also FSD Licensee Listing #413-0740	12/16/14
Castle Mortgage Corporation	Administrative Action See also CRMLA # 4131263	08/16/24
Castle Peak Mortgage, LLC	Administrative Action See also CFL Licensee Listing # 60DBO-93053	12/30/19
Castle Pharmaceuticals, Inc. (PDF)	Desist & Refrain Order	07/20/05
Castre. Michael Grant	Desist & Refrain Order	03/15/10
Charanvattankit, Narin aka Charan, Narin	Administrative Order	03/25/21
Castro, Charles V.	Desist & Refrain Order	07/24/04
Castro, Christopher Damon	Administrative Order	04/11/11
Castro, Chuck de	Desist & Refrain Order	07/21/16
Castro, Daniel	Administrative Action See also NMLS Licensee Listing # 1033695	12/15/21
Castro, Joseph	Desist & Refrain Order	01/06/09
Castro, Rene	Administrative Actions	04/11/19
Catalina Escrow, Inc.	Administrative Actions	10/21/09
Catamount Strategic Advisors, LLC	Administrative Actions	01/17/17
Catapult Consulting Associates LLC	Administrative Actions See Also FSD Licensee Listing #6053204	09/24/19
Catapult Consulting Associates, LLC	Desist & Refrain Order	04/30/09
Catalyst Wealth Management, LLC dba Synergist Wealth Advisors, LLC; De Vos, Paula F.	Administrative Action	06/24/19
Catellier, Timothy Stewart	Administrative Action See also NMLS Licensee Listing #1448671	11/23/20
Caterino, Daniel A.- Orange Case #: 02CC15333	Civil Action	10/02/02
Caterino, Daniel A.	Civil Action	11/15/05
Cathcart, Dr. Charles	Civil Action	09/25/02
Cathcart, Scott	Civil Action	09/25/02
Ca-trading.net	Desist & Refrain Order	06/07/04
Cavanaugh, Matt	Administrative Action	09/11/08
Cavalcade Escrow Corporation	Administrative Action See also Escrow # 9630535	08/30/24
Cavendish, Alexander	Administrative Action; Desist & Refrain Order	05/02/24
CB Financial aka CBLoans.com	Administrative Action	05/07/13
CBSK Financial Group, Inc.	Administrative Action	10/09/07
CBRE Capital Partners U.S. Special Situations I Holdings, LLC	Administrative Order	11/21/11
CC of Iowa	Desist & Refrain Order	04/16/03
CC&K Trust	Civil Action	03/22/02
CCC of Des Moines, IA	Desist & Refrain Order	04/16/03
CCM Management Group, LLC	Administrative Action	08/05/14
CCO California, Inc.	Administrative Action	11/30/07
CCR Finance	Administrative Action	5/12/10
CCS	Desist & Refrain Order	05/19/08
CCSF, LLC (PDF)	Administrative Order	09/28/09
CD Mid-Market Us Private Fund Holdings L, L.P.	Administrative Action See also CFL Licensee Listing # 60DBO-96580	12/30/22
CD Mid-Market Us Private Fund Holdings U, LLC	Administrative Action See also CFL Licensee Listing # 60DBO-96579	12/30/22
CDL Mortgage Services, Inc.	Administrative Action See also CFL Licensee Listing # 60DBO-44051	07/12/19
CDNX Fund, LLC	Civil Action	02/11/09
Cedar Funding Mortgage Fund, LLC	Administrative Action	04/30/08
Celebrity Financial, LLC	Administrative Order	07/23/08
Celebrity Home Loans, LLC	Administrative Action See also CRMLA Licensee Listing # 413-1112	06/21/23
Celestine, Dan; Celestine Daniel F.	Rescission of Desist & Refrain Order and Desist & Refrain Order	09/14/07
Celestine, Geri	Rescission of Desist & Refrain Order and Desist & Refrain Order	09/14/07
Celink	Administrative Action See also Licensee Listing #4131131	12/31/12
Celsius Network Inc.; Celsius Network Limited; Celsius US Holding LLC; Celsius Network LLC; Celsius Lending LLC	Administrative Action See also CFL Licensee Listing # 60DBO-133776	08/08/22
Cembrus, Inc.	Administrative Action	06/21/17
Cementos Exportadora, SA	Desist & Refrain Order	01/31/14
Cenko, Robert John	Statement of Issues	11/17/16
Center for Loan Servicing (The)	Administrative Action	12/14/06
Center Street Lending Fund IV SPE, LLC	Administrative Action See also CFL Licensee Listing # 60DBO-57756	04/03/20
Center Street Lending V SPE, LLC	Administrative Action See also CFL Licensee Listing # 60DBO-93787	04/19/22
Center Street Loans, Inc.	Administrative Action See also CFL Licensee Listing # 60DBO-75819	03/15/21
Centerline Finance Corporation	Administrative Action See also FSD Licensee Listing # 603-D616, Centerline Mortgage Partners, Inc.	03/18/11
Centerline Mortgage Capital Corporation – 6053509 Centerline Mortgage Capital Corporation – 6053518 Centerline Mortgage Capital Corporation – 603D617	Administrative Order	01/24/13
Centerline Mortgage Partners Inc.	Administrative Action See also FSD Licensee Listing # 605-3519, Centerline Finance Corporation	02/02/11
Centerpointe Financial Group	Administrative Order	11/17/10
CenCal Value Investments, LLP	Desist & Refrain Order	09/24/07
Centennial Lending Group, LLC	Administrative Action See also FSD Licensee Listing #4131166 See also NMLS Licensee Listing #340534	08/29/19
Centennial Management	Administrative Action	11/23/03
Centennial Services	Administrative Action	10/23/23
Centennial Bank	Administrative Action	04/24/10
Centra Palm Court, LLC	Desist & Refrain Order	05/11/09
Central California Escrow Co.	Administrative Action See also FSD Licensee Listing #963-0491	10/11/10
Central Mortgage	Administrative Action	05/12/10
Central Pacific Mortgage Company	Administrative Order	04/11/07
Central Valley Home Center, Inc.	Administrative Order	05/01/09
Central-Escrow.com	Desist & Refrain Order	04/28/04
Centralescrowinc.com	Desist & Refrain Order	07/12/05
Centro Estudios Universitarios, Inc.	Administrative Action See also CFL # 60DBO-43531	05/25/18
Centuria Growth Fund, LP	Desist & Refrain Order	05/11/06
Centurion Finance, Inc.	Administrative Action	03/28/12
Centurion Fund	Desist & Refrain Order	10/28/09
Century Financial Escrows, Inc.	Administrative Action	11/02/07
Century Lending Group	Administrative Action	02/17/22
Century Affordable Development, Inc.	Administrative Action See also CFL # 6038582	04/16/21
Century Capital Partners Inc.	Administrative Action See also CFL # 60DBO-134379	12/29/23
Centurywide Group,Inc	Administrative Action See also CFL # 60DBO-139578	12/30/22
Citicapital Group	Administrative Action See also CFL # 60DBO-144268	12/30/22
CGTR Commercial Capital, LLC	Administrative Action See also CFL # 60DBO-152807	12/30/22
Charities Benefit Mortgage, Inc.	Administrative Action See also CFL # 60DBO-108583	12/30/22
Cerato, Jan Gregory, aka Maxpread Technologies Limited	Desist & Refrain Order	04/19/23
Cerato, Jan Gregory; BitHarvest Ltd; www.bitharvest.io; Lee, Logan; Herlin, Lenni	Administrative Action	08/20/24
Cerritos Escrow, Inc.	Administrative action	05/22/12
Certain Lending, Inc.	Administrative Action See also CFL Licensee Listing # 60DBO-87471	04/03/20
Certified Monetary Trust	Administrative action	11/08/19
Cervantes, Francisco J.	Administrative Action	09/01/10
Cervantes, Juan Pablo	Administrative Action	09/12/08
Cervantes, Sergio Hernandez	Administrative Action	04/24/18
CF Escrow, Inc., now known as PIRON ESCROW, Inc.	Administrative Order	05/12/10
CFC Investment Company	Administrative Action See also CFL Licensee Listing # 603K807	04/19/22
CFIC Mortgage	Administrative Order	09/17/07
CFP Fund I, LLC	Administrative Action	01/03/23
Cha, Inhee	Desist & Refrain Order	05/14/14
Cha, Peter	Administrative Order	11/30/18
Chaat Café, Inc.	Order Revoking Effectiveness of Franchise Registration See also Consent Order (04/14/05)	01/11/05
Chad, Clement aka Chad, Clem	Desist & Refrain Order	05/29/08
Chaing, Lien H.	Desist & Refrain Order	01/24/05
Chais, Stanley	Desist & Refrain Order	07/01/09
Challenge Finanical Investors Corp	Administrative Order	09/14/07
Chamberlin, Paul Francis; Chamberlin Asset Management	Administrative Order	08/14/24
Chameleon Tree, LLC	Desist & Refrain Order	01/31/06
Champion Home Loans Inc.	Administrative Action See also CFL Licensee Listing # 60DBO-70199	05/18/18
Chan, Alfred K.	Administrative Action	10/20/20
Chan, Fanny	Desist & Refrain Order – Also see Life Partners, LLC	02/27/14
Chandran, Neil	Desist & Refrain Order	04/13/06
Chang, Kay Kyong Hui	Administrative Action	12/14/15
WealthBridge Inc.	Administrative Action See also CRD # 144198 and CRD # 5020283	04/25/22
Chang, Jorge	Administrative Action See also NMLS Licensee Listing # 1489690	01/02/22
Chanla, Pam	Desist & Refrain Order	12/12/08
Channel 1 Escrow	Administrative Action	07/28/09
Channel Investments	Civil Action	05/03/06
Channel_Trading.Com, Inc.	Desist & Refrain Order	12/20/12
Chao, Peter	Desist & Refrain Order	12/12/11
Chao, Phoebe	Desist & Refrain Order	12/12/11
Chao, Yvonne aka Chao, Hiuyi; Lee, Yvonee; Lee, Yvonne Hiuyi; and Lee, Yvonne C.	Desist & Refrain Order	12/26/07
Chaos Home Loan LLC	Administrative Action	04/22/19
Chapin, John	Desist & Refrain Order	03/07/07
Chapman, Cory	Administrative Action	04/18/23
Chapman, Gregory T.	Civil Action	01/04/06
Chapman, William Dean	Desist & Refrain Order	06/30/11
Char Jea Financial Group (Charles B. Norman, dba)	Administrative Order	05/01/09
Charita Private Banking	Administrative Action	02/04/20
Charcole Capital Corporation	Administrative Action	03/18/11
Charlene Goodrich Loan Servicing, LLP	Desist & Refrain Order	04/05/11
Charles Winn, LLC	Administrative Action	10/05/21
Charter Dispatch	Desist & Refrain Order	02/04/09
Charter Funding	Administrative Order	04/23/08
Charter School Funding 1-2-3	Desist & Refrain Order	05/24/11
Chartwell American Mortgage LLC	Administrative Action See also CFL Licensee Listing #’s 60DBO-91051 and 60DBO-91092	04/03/20
Chase Metals, Inc., Chase Metals, LLC	Administrative Action	09/22/20
Chase Morgan Financial Network	Desist & Refrain Order, see also National Foundation of America	08/29/07
Chastain Joint Venture I	Desist & Refrain Order	06/27/06
Chatime USA, LLC	Administrative Action	11/07/17
Chaudhry, Azzam	Administrative Action See also CFL Licensee Listing # 60DBO-115755	04/19/22
Chavez, Linda J.	Administrative Action	05/16/06
Chavis, Ladio	Desist & Refrain Order	06/22/06
Chazel Capital, Inc.	Administrative Action	06/20/12
Clear Choice Lending LLC	Administrative Action See also FSD Licensee Listing # 603L127	08/16/18
Cheatham, Njeri	Administrative Action	03/25/15
Check 2 Payday	Administrative Action	11/08/06
Check Advance of San Diego	Desist & Refrain Order	05/14/08
Check 4 Check	Administrative Action	08/30/10
Check Ahead	Administrative Action	05/12/08
Check By Check (Ramiro Serrano)	Administrative Action	05/15/08
Check By Check	Desist & Refrain Order	07/17/08
Check By Check – Chino A	Desist & Refrain Order	07/17/08
Check By Check – Citrus A	Desist & Refrain Order	07/17/08
Check By Check – Cloverdale A	Desist & Refrain Order	07/17/08
Check By Check – Farmerville	Desist & Refrain Order	07/17/08
Check By Check – Farrfield 02050801	Desist & Refrain Order	07/17/08
Check By Check – Folsom A	Desist & Refrain Order	07/17/08
Check By Check – Gilroy	Desist & Refrain Order	07/17/08
Check By Check – Hayward 02050801	Desist & Refrain Order	07/17/08
Check By Check – Imperial	Desist & Refrain Order	07/17/08
Check By Check – Lake Elsinore	Desist & Refrain Order	07/17/08
Check By Check – Livermore 02050801	Desist & Refrain Order	07/17/08
Check By Check (Moorpark)	Administrative Action	09/12/08
Check By Check – Napa 02040801	Desist & Refrain Order	07/17/08
Check By Check – Oakland Int	Desist & Refrain Order	07/17/08
Check By Check – Sac Del Paso	Desist & Refrain Order	07/17/08
Check By Check – Santa Rosa A	Desist & Refrain Order	07/17/08
Check By Check – South El Monte	Desist & Refrain Order	07/17/08
Check By Check – Van Nuys A	Desist & Refrain Order	07/17/08
Check Cash & Pay Day Loan	Administrative Action	08/02/11
Check Cashing Center	Administrative Action	06/22/07
Check Cashing of Rancho	Administrative Action	11/30/07
Check Cashing Place	Desist & Refrain Order	06/12/08
Check Cashing Plus Mail Center	Administrative Action	02/25/08
Check Connection Furniture Connection	Desist & Refrain Order	02/28/07
Check Exchange	Civil, Administrative Action & Desist & Refrain Order	06/29/05
Changemyrate.com A Mortgage Corporation	Administrative Action	08/13/21
Check In Cash Out	Administrative Action	05/04/17
Check Into Cash of California, Inc. dba Check into Cash	Administrative Action See also CFL Licensee Listing # 603I709	12/11/17
Check-Mate (PDF)	Administrative Action	08/30/10
Check Mark Enterprises	Administrative Action	09/16/08
Check Max Plus	Administrative Action	03/09/12
Check ‘N Go	Administrative Action	03/26/07
Check Point Check Cashing	Desist & Refrain Order	05/13/08
Check ‘TIL Payday	Desist & Refrain Order; Administrative Action	05/12/06
CheckCity.com	Administrative Action	11/30/07
CheckMate	Administrative Order See also FSD Licensee Listing: #100-0910, #100-0911, #100-0912, #100-0913, #100-0914, #100-1890, #100-1891, #100-1892, #100-1893	05/20/08
Check-Mate	Administrative Action	07/17/08
Checking Check Cashing Centers	Desist & Refrain Order	06/10/08
Checks Cashed and More	Administrative Action	11/30/07
Checks Cashed for Less	Administrative Action See also Office of Administrative Hearing Decision – OAH No. L2008010638 See also Office of Administrative Law Decision – OAH No. L2008010638	12/28/07
Checks for Cash	Administrative Action	11/30/07
Checks Cashed of Southern California	Administrative Action	05/03/07
Checks-N-Advance	Desist & Refrain Order	09/12/08
Cheetah Escrow Services, Inc.	Administrative Action	03/28/08
Chen, Dennis; Wu, Daniel; GPS Capital Management LLC	Administrative Action See also CRD # 136330; CRD # 2651056; CRD # 2767010	07/24/24
Chen, Tsang-Chi aka Chen, James	Desist & Refrain Order	08/12/10
Chen, Frank	Desist & Refrain Order	06/23/14
Chen, Jerry Gang	Administrative Action See also NMLS Licensee Listing # 1195768	01/10/20
Chen, Steve	Administrative Action	09/06/18
Chen, Yan Yao	Desist & Refrain Order	06/23/14
Chen, Yangquan	Desist & Refrain Order	06/23/14
Cheney-Jamison, Stacy Elizabeth	Administrative Action See also NMLS # 2051810	10/13/21
Cheng, Marvin	Desist & Refrain Order	04/16/08
Chens Family Rock Foundation	Desist & Refrain Order	08/12/10
Cheon, Abe.	Desist & Refrain Order	10/28/10
ChequeIn.com; ChequeIn.net	Desist & Refrain Order	05/05/08
Cherokee Oil and Natural Gas Acquisition Company, LLC	Administrative Action See also Office of Administrative Law Decision – OAH No. L2007070922	06/01/07
Cherry Avenue, Inc	Desist & Refrain Order	06/06/02
Cherry LLC	Administrative Action See also CFL Licensee Listing # 60DBO-102549	04/03/20
Cherry On Top	Desist & Refrain Order	09/19/12
Cherry Technologies, LLC	Administrative Action See also CFL Licensee Listing # 60DBO-102549	02/04/21
Cherrywood Mortgage, LLC	Administrative Action See also CFL #’s 60DBO-91129, 60DBO-93551, 60DBO-93552, 60DBO-94125	04/16/21
Chetcuti and Associates	Desist & Refrain Order	11/16/11
Chetcuti, Benny, Jr.	Desist & Refrain Order	11/16/11
Chex Check Cashing	Administrative Action	07/20/05
Chicago Bancorp, Inc.	Administrative Order	01/13/12
Chicago Financial Services, Inc.	Administrative Action See also FSD Licensee Listing #603-K804	06/08/17
Chicago Mortgage Solutions, LLC, fka Chicago Mortgage Solutions Corporation	Administrative Action See also FSD Licensee Listing #4131031	12/27/17
Chicha San Chen Corporation	Consent Order	02/01/22
Children Family Films, LP, dba Children Family Films and Children’s Family Films	Desist & Refrain Order	04/01/09
Children’s Educational Network, Inc.	Desist & Refrain Order	12/01/14
Children’s Edutainment Network, Inc.	Desist & Refrain Order	12/01/14
Chime Financial, Inc.	Administrative Action	03/29/21
Chinen, Theodore T. aka Tanaka, Teddy or Ted	Desist & Refrain Order	07/27/07
Ching, Cynthia aka Ching, Diana aka Maratas, Cynthia aka Eco, Diana	Desist & Refrain Order	12/29/09
Chiu, Warren Wai Hung	Desist & Refrain Order and Erratum	03/15/07
Cho, Hin-Kong	Desist & Refrain Order	05/21/07
Cho, Robin Kyu	Desist & Refrain Order	01/24/06
Cho, Tim	Desist & Refrain Order	05/21/07
Cho, Timothy	Desist & Refrain Order	05/21/07
Choctaw Trading & Analytics, Inc.	Administrative Action See also CRD #’s 322691 and 706327	11/17/23
Choi, Jeffery D.	Administrative Action	05/02/18
Choi, Jinsup	Desist & Refrain Order	06/05/07
Choi, Yong Shik	Administrative Action See also NMLS Licensee Listing # 613306	11/04/14
Choice Exploration, Inc.	Administrative Action See also Office of Administrative Law Decision – OAH No. 2008070340	06/06/08
Choice Lending Corp.	Administrative Action See also CRMLA Licensee list# 4131005	04/22/21
Choice Equity	Administrative Action	02/16/18
Chortkoff, Rand Jay aka Gregory Martin	Desist & Refrain Order	03/28/08
Chou, Kurt	Desist & Refrain Order	09/19/12
Chow, Gary	Administrative Action See also CRD #146706, CRD # 5522751	06/29/12
Chow, Llanoson Kamwah; Database Investment, Inc.	Desist & Refrain Order	07/28/06
Chow, Llanoson Kamwah; Lamonex Financial, Inc.; Parmanathan George Govender	Desist & Refrain Order	08/26/04
Christ Investment Service Inc., Christ Investment Service, LLC	Desist & Refrain Order	04/02/08
Christanto, Teddy Avian	Administrative Action	11/26/12
Christen Financial Services	Desist & Refrain Order	12/24/02
Christen Financial Services	Desist & Refrain Order	12/24/02
Christen, Rosemary	Desist & Refrain Order	12/24/02
Christenot, Andrea	Administrative Action See also NMLS Licensee Listing # 283390	12/22/21
Christenot, Shannon	Administrative Action See also NMLS Licensee Listing # 278136	12/22/21
Christensen Financial, Inc.	Administrative Order	12/19/12
Christensen, Jeanne Louise	Desist & Refrain Order	02/17/15
Christianos, Michael Francis	Administrative Action See also CFL # 603I408; NMLS # 1510664	02/15/22
Christiansen, Charles T.	Administrative Action See also Office of Administrative Hearing Decision	03/02/09
Chu, Hsiao Mei	Desist & Refrain Order	06/23/14
Chu, James K	Administrative Action See also CFL # 60DBO-117619	03/07/23
Chu, Jerry	Administrative Action	11/14/22
Chulak, Michael Todd	Administrative Action	06/08/17
Chun, Eugene	Administrative Order	04/21/16
Chung, Christine	Administrative Action See also FSD Licensee Listing #963-1752; United Escrow Co.	07/09/14
Chung, Jin K.	Desist & Refrain Order	05/18/11
Cicotte, John	Desist & Refrain Order	04/13/09
CIBC, Inc.	Administrative Action	12/27/17
CIBO	Desist & Refrain Order	03/28/16
CIG Corp.	Administrative Order	05/01/09
Cig Realty & Loans Sacramento	Administrative Action See also FSD Licensee Listing #607-2622	09/08/16
Cimarron Escrow	Administrative Order	11/05/07
Cimarron Ventures	Desist & Refrain Order	10/28/09
Cimu Wholesale	Administrative Action	12/08/08
Cina, Cameron formerly known as Maleki, Sam	Administrative Action	11/21/13
Cinamour Entertainment, LLC	Administrative Action; see also Desist & Refrain Order	03/24/09
Cinema Partners LLC	Desist & Refrain Order	01/05/10
Cinetech Entertainment, Cinetech Films, Cintek Films	Desist & Refrain Order	04/02/09
Cintiva Financial Corporations	Administrative Action	12/01/06
Cirino, Armando	Desist & Refrain Order	11/17/09
CIS Investment Service, LLC, CIS International, LLC, CIS Service, Inc.	Desist & Refrain Order	04/02/08
Cisco Systems Capital Corporation	Administrative Action	9/14/12
CIT Commercial Finance/Business Credit, Inc. – 6033211 CIT Commercial Finance/Business Credit, Inc. – 6033212 CIT Commercial Finance/Business Credit, Inc. – 6033213 CIT Commercial Finance/Business Credit, Inc. – 6032547	Administrative Order	10/19/10
CIT Commercial Finance/Commercial Services	Administrative Order	10/12/10
CIT Financial Services II, LLC	Administrative Action See also CFL Licensee Listing # 60DBO-96799	12/30/19
CIT Lending Services Corporation – 6032749 CIT Lending Services Corporation – 6032750 CIT Lending Services Corporation – 6032752	Administrative Order	10/19/10
Citadel Capital Management Group, Inc	Desist & Refrain Order	02/14/02
Citadel Escrow Inc.	Administrative Action	08/05/16
Citadel RE and Investments, LLC. aka www.citadelbayarea.com; Le, Carl Bao	Administrative Action	02/06/20
CitcCal Financial Corporation	Desist & Refrain Order	01/06/09
Citcon USA LLC	Administrative Action	11/09/20
Citi Capital Investments LLC	Administrative Action See also CFL Licensee Listing # 60DBO-11328	04/28/22
Citi Home Loan	Administrative Action	10/10/06
Citi Travelers Insurance Management	Desist & Refrain Order, Stipulation	10/27/08
Citigroup Global Markets, Inc.	Administrative Action	03/13/09
CitiGroup, LLC	National Mortgage Settlement, See also National Mortgage Settlement website for more information	02/09/11
CitiMortgage, Inc.	Administrative Action	06/18/19
Citiprop Corporations, Inc.	Desist & Refrain Order	09/08/11
Citirise Redevelopment, LLC	Desist & Refrain Order	07/03/06
Citivest Residential Income and Total Return Fund, LLC.	Administrative Order	07/17/15
Citizen’s Choice Mortgage	Administrative Action See also CFL Licensee Listing # 60DBO-90349	04/16/21
Citizens Business Finance	Administrative Action	10/10/16
Citracado Market Advisors Corporation	Administrative Action	12/30/19
City 1st Mortgage	Administrative Action See also # 413-0732	05/16/14
City 1st Mortgage Services	Administrative Action, See also # 413-0732	05/16/14
City Cel Wireless, Inc.	Desist & Refrain Order	11/02/06
City Escrow	Administrative Action	10/03/07
City First Mortgage Services LLC also doing business as City 1st Mortgage, City 1st Mortgage Services	Administrative Action, See also # 413-0732	05/16/14
City Home Lending Corporation	Administrative Action See also CFL Licensee Listing # 60DBO-137102	04/19/22
City Loan	Administrative Action See also FSD Licensee Listing #603-I940	06/07/17
City Title Loan, LLC. dba City Loan	Administrative Action See also FSD Licensee Listing #603-I940	06/07/17
CityMutual Financial, CityMutual Corporation	Administrative Action	12/08/08
Cityone Mortgage Bankers, Inc.	Administrative Action	05/12/10
CJCLive Media, LLC	Administrative Action	07/30/20
CK Financial Group, Inc.	Administrative Action See also CFL Licensee Listing # 60DBO-68186	02/05/20
CKT Logistic, Inc.	Administrative Action	04/03/19
Claremont Funding Group, LLC	Administrative Action	03/18/11
Clarity Development Corporation	Desist & Refrain Order; Civil Action	11/19/04
Clark Estate Services, LLC	Administrative Action See also Office of Administrative Law Decision – OAH No. L2003060888	01/05/04
Clark, David B.	Administrative Action	10/10/18
Clark, Gillian	Desist & Refrain Order	11/28/11
Clark, Greg	Desist & Refrain Order	02/01/05
Clark, Marshall	Administrative Action See also NMLS # 1561075	12/22/21
Clark, James M.	Administrative Action See also Office of Administrative Law Decision – OAH No. 2013120577	05/05/14
Clark, Robert M.	Administrative Action See also Office of Administrative Law Decision – OAH No. L2003060888	01/05/04
Clark, Susan M.	Administrative Action See also CFL Licensee Listing # 60DBO-77385	04/03/19
Clarke Capital LLC	Administrative Action See also CFL Licensee Listing # 60DBO-97641	04/03/20
Class One Capital	Administrative Action	05/12/10
Classic Consultants	Desist & Refrain Order	12/01/05
Classic Expo, LLC	Desist & Refrain Order	03/14/11
Classic Financial & Investment Services, Inc.	Administrative Action	04/16/19
Classic Games U.S.A.; Classic Gaming	Desist & Refrain Order	12/01/05
Classic Home Lending, Inc.	Administrative Action	01/18/07
Classic Rock Coffee Co. Franchising LLC	Administrative Action	01/10/19
Clayton Banner and Associates	Administrative Action	01/30/23
Claus, David	Desist & Refrain Order	04/30/08
Clawson, William Gary	Desist & Refrain Order	08/11/16
Clawson, Darby Cole	Desist & Refrain Order	08/11/16
Clean Energy Finance, LLC	Administrative Action See also CFL Licensee Listing #603C664	10/22/19
Clean Power Finance, Inc.	Administrative Action	05/07/13
Clear Escrow	Administrative Order	12/18/12
ClearPoint Funding, Inc.	Administrative Action	01/01/14
Clear Vision MPG, LLC; ClearVision Media Production Group, Inc.	Desist & Refrain Order	05/05/09
Clear2Mortgage Inc.	Administrative Action See also CFL Licensee Listing # 60DBO-117860	04/16/21
Clearcoast Capital, LLC	Administrative Action See also CFL Licensee Listing # 60DBO-103851	04/16/21
Clearinghouse Community Development Financial Institution	Administrative Action	11/26/12
Clement Financial, Inc.	Administrative Action See also CFL Licensee Listing # 60DBO-74124	05/07/18
Clements, Christine Renee	Administrative Action See also NMLS # 2064285	08/17/21
Clements, David Lee	Administrative Action	06/27/17
Clerkie Lending LLC	Administrative Action See also CFL Licensee Listing # 79009	12/29/23
Clicklease LLC	Administrative Action	04/03/19
ClickN Kids, Inc.	Desist & Refrain Order	07/05/16
Climb Investco, LLC dba Climb Credit	Administrative Action See also CFL #’s 60DBO-44527, 60DBO-86584	04/16/21
Client Financial Services, LLC	Administrative Order	05/02/12
Clinger & Co., Inc.	Administrative Action See also FINRA Detailed Report – CRD # 1471	01/30/20
Clinton, Larry	Administrative Action See also NMLS # 869020	12/21/21
CLO Funding Corporation, dba Great Mortgage Corporation	Order to Discontinue	04/12/12
ClosingMark Home Loans, Inc.	Administrative Action See also FS Licensee Listing #4130023	03/04/20
Cloud 9 Marketing, LLC.	Desist & Refrain Order	05/13/14
Cloud & Associates	Desist & Refrain Order	12/24/02
Cloud, Thomas G.	Desist & Refrain Order	12/24/02
CLSF Management, LLC	Desist & Refrain Order	10/10/16
Club Tuki, LLC	Desist & Refrain Order	12/01/14
Clyde’s Liquor	Administrative Action	12/26/07
CMC Mortgage Corporation	Administrative Order	06/16/08
CMB Capital Investments, LLC	Administrative Order	08/06/15
CMG Financial	Administrative Action See also FSD Licensee Listing #4150025	10/23/18
CMG Mortgage, Inc. dba CMG Financial, Sterling Mortgage and Diversified Mortgage Group	Administrative Action See also FSD Licensee Listing #4150025	10/23/18
CMG-Capital Management Group	Desist & Refrain Order	07/11/05
CMP Capital, Inc.	Administrative Action See also CFL Licensee Listing # 60DBO-99457	04/03/20
CMR Mortgage Fund III	Administrative Action	12/09/08
CNG Financial Management, Inc.	Administrative Action See also Office of Administrative Law Decision – OAH No. 2008080015	03/12/07
CNN Mortgage	Administrative Order See also FSD Licensee Listing #’s 4131232 and 603E254 See also NMLS Licensee Listing #148530	04/19/19
CNU of California, LLC dba Cashnet USA	Administrative Order See also FSD Licensee Listing #100-3271	01/12/15
CoActiv Capital Partners	Administrative Action	02/27/09
Coale Financial, Inc. aka Coale Financial Services	Administrative Action	11/26/12
Coast Capital Mortgage Company; Coast Capital Corporation	Administrative Action	05/12/10
Coast Capital Financial Corporation	Administrative Action	03/18/11
Coast Capital Income Fund, LLC	Administrative Action	03/18/11
Coast Capital Management, LLC.	Administrative Action	15/18/16
Coast Cities Financial	Administrative Order	12/10/10
Coast Mortgage Bankers	Administrative Action	12/08/08
Coast To Coast Lending Group, Inc.	Administrative Action See also FSD Licensee Listing #603-F369	09/02/16
Coast to Coast Money Solution	Administrative Order	11/21/11
Coast to Coast Mortgage Financial, Inc.	Desist & Refrain Order	12/15/09
Coast to Coast Real Estate Solutions	Administrative Action	11/01/05
Coast Wealth Management, Inc.	Administrative Action See also Investment Adviser Firm Summary – CRD # 129090	10/06/22
Coastal Capital Corporation	Administrative Action	08/07/07
Coastal Cash and Loan LLC	Administrative Action	12/30/19
Coastal Express Escrow, Inc.	Administrative Action	03/13/12
Coastal Lending Financial Corporation, Inc.	Administrative Order	05/01/09
Coastal Resources Corporation	Desist & Refrain Order	01/31/03
Coastal States Mortgage Corporation	Administrative Action	09/19/12
CoastalStates Mortgage, Inc.	Administrative Action	09/19/12
Coastline Credit Ltd	Desist & Refrain Order	03/06/07
Coates, Tom	Desist & Refrain Order	04/16/03
Cobalt Mortgage, Inc.	Administrative Action	12/11/15
Cobbold, Stanley G	Desist & Refrain Order	04/14/03
Coburn, James R.	Desist & Refrain Order	06/16/08
Coceptive Credit Union	Cease and Desist Order	04/26/18
Cochran, Joseph E.	Administration Action See also FSD Licensee #963-0037 See also Office of Administrative Law Decision – OAH No. 2014020568	07/29/14
Cocomo LLC	Administration Action See also CFL # 60DBO-153599	12/29/23
Coffee Cooperative, Inc.	Desist & Refrain Order	12/18/06
Coffin, Harold P.	Civil Action	02/10/00
Coffman, Tracy	Administrative Action	12/22/08
Cogar Financial Services, Inc.	Administrative Action	12/15/06
Cohen, Al	Desist & Refrain Order	04/30/12
Cohen, Alvin Marc	Administrative Action	06/11/19
Cohen, Daniel	Desist & Refrain Order; Civil Action	02/06/06
Cohen Financial Group, LLC	Desist & Refrain Order	04/14/11
Cohen, John D	Desist & Refrain Order	04/14/11
Cohen, Marie Clarissa	Desist & Refrain Order	04/14/11
Cohen,Mark Steven	Administrative Order See also NMLS File #459798	11/18/14
Cohn, John C. (PDF)	Desist & Refrain Order	07/20/05
Coinbase Global, Inc. and Coinbase, Inc.	Administrative Action	06/06/23
CoinMarketBull aka Coin Market Bull aka CMB	Administrative Action	08/09/23
CloudFi; www.cloudfi.app; www.cloudfi.info; Cerato, Jan Gregory	Administrative Action	08/09/23
Coinbot, aka www.coinbot.cx	Desist & Refrain	04/19/23
Coker, Jacob William	Administrative Action See also NMLS Licensee Listing # 141159	06/08/20
Colclasure, Carol Valentine	Administrative Action See also NMLS Licensee Listing # 2000568	01/20/21
Coldwater Canyon Capital, LLC	Administrative Action	05/12/10
Cole, Otha	Civil Action	10/23/06
Cole, John Albert	Administrative Action	01/04/21
Cole, Matthew	Administrative Action See also NMLS Licensee Listing # 633188	01/02/22
Codefu, LLC. aka Codefu	Administrative Action	12/19/23
Coleman, Cody	Administrative Action See also NMLS Licensee Listing # 667753	01/02/22
Coleman, Gary	Desist & Refrain Order	07/27/07
Coleman, Kanya T.	Desist & Refrain Order	06/01/07
Colin, George M.	Desist & Refrain Order	12/01/10
Collaborative Financial Consulting, LLC	Administrative Action See also Investment Adviser Summary – CRD # 2732394	08/24/22
Collar Capital Management, LLC	Administrative Action	04/10/19
Collateral Equities Corporation	Desist & Refrain Oder	06/26/02
Collazo, Ivan	Desist & Refrain Order	03/24/09
Collectors Finance Corporation	Administrative Action	05/12/10
Collier, Daniel	Desist & Refrain Order	0823/11
Collino, Peter	Desist & Refrain Order	11/01/11
Collins, James	Desist & Refrain Order	11/04/10
Collins, Joseph Edward, Jr.;Punch TV Studios, Inc.	Administrative Action	05/14/20
Collins, Troy	Administrative Action See also NMLS Licensee Listing # 322488	12/24/21
Collinsburg Financial Group	Administrative Action	05/02/23
Colonial Realty Group,Inc.	Desist & Refrain Order	05/19/14
Colonial Mortgage & Investment, Inc	Administrative Action	11/01/05
Colony Escrow Company	Administrative Action See also FSD Licensee Listing # 963-0359	08/30/2016
Colorado Sun West Mtg	Administrative Action	06/02/10
Colortyme	Administrative Action See also FSD Licensee Listing #100-3529 See also FSD Licensee Listing #100-4248	12/15/14
Colter, Mark	Administrative Action	08/01/19
Columbia Equipment Finance Corporation	Administrative Order	06/15/11
Columbia National, Inc.	Administrative Action	08/03/07
Columbus Capital Lending, LLC	Administrative Action	05/09/17
Comdata Network, Inc. of California	Final Order	12/27/16
Combined Acceptance Corporation	Administrative Action	07/27/10
Comet Confections PBC	Administrative Action	01/27/21
Commerce Community Service Center	Desist & Refrain Order	05/17/07
Commerce Financial Services, LLC	Administrative Action	04/03/19
Commerce Home Mortgage LLC	Administrative Action See also CRMLA # 4150083	12/19/19
Commerce Point Capital, Inc.	Administrative Action See also CFL Licensee Listing # 60DBO-74546	04/19/22
Commercial Business Credit Union	Administrative Action	01/09/20
Commercial Capital Company, L.L.C	Administrative Action	04/03/19
CommerceWest Bank	Final Order	04/12/16
Commercial Capital Corporation, dba Universal Lending Corporation	Desist & Refrain Order	02/27/14
Commercial Capital Investments Inc.	Administrative Action	04/03/19
Commercial Debt Counseling Corporation dba AmerAssist Turnaround Management Corporation	Administrative Action See also Office of Administrative Law Decision – OAH No. 2014040633	07/25/15
Commercial Escrow Services, Inc.	Administrative Action See also FSD Licensee Listing #9635075	10/12/11
Commercial Finance & Leasing Bank of Cardiff, Inc.	Administrative Order	05/01/09
Commercial Finance Partners Holdings, Inc	Administrative Action See also CFL Licensee Listing # 60DBO-65922	04/19/22
Commercial Finance Partners L.L.C.	Administrative Action See also CFL Licensee Listing # 60DBO-65921	04/19/22
Commercial Fleet Financing, Inc.	Administrative Action See also CFL Licensee Listing # 60DBO-137694	12/30/22
Commercial Real Estate Lender, Inc.	Administrative Action	07/22/16
Commercial Real Estate Finance, LLC; CRE-Finance, LLC	Administrative Action	02/22/24
Commission Express Austin, LLC	Desist & Refrain Order	05/26/10
Commissions2day LLC	Administrative Action See also CFL Licensee Listing # 60DBO-80434	04/03/20
Common Cents	Administrative Order	04/15/09
Community Business Services, Inc.	Desist & Refrain Order	09/16/08
Community Solar Inc.	Administrative Action	03/30/21
Community Check Cashing	Administrative Action	11/30/07
Community Development Financing	Administrative Action	11/30/07
Community Electric and Power L.L.P.	Desist & Refrain Order	09/13/06
Community Electric and Power LLP	Desist & Refrain Order	09/13/06
Community First Credit Union	Administrative Action	09/17/21
Community First Lending, LLC	Administrative Action	05/02/18
Community Independent Business Owner, Inc., d.b.a. CIBO	Desist & Refrain Order	03/28/16
Community Lending, Incorporated	Administrative Order	05/01/09
Community Payday Advance, LLC	Administrative Action	12/28/07
Community Reinvestment Fund, Inc.	Administrative Action	05/12/10
Compass Escrow, Inc.	Administrative Action	06/03/10
Compass Mortgage Lending, Inc.	Administrative Action See also CRMLA Licensee Listing # 4131332	06/23/22
Compassionate Care Community Services, Inc. aka 420 Delivery Service	Administrative Action	10/28/14
Compitum Corporation, Inc.	Desist & Refrain Order	06/11/03
Complete Business Solutions Group- Pacific Coast, Inc.	Administrative Action See also CFL Licensee Listing # 60DBO-96108	04/03/20
Complete Mortgage and Financial Solutions, LLC	Administrative Order	05/01/09
Complete-trading.com	Desist & Refrain Order; See rescinding order for Dr. Stanley Skavery only.	06/29/04
Comprehensive Professional Services	Administrative Action	12/01/10
Compton, Barry	Desist & Refrain Order	11/28/11
Comstock Bancorp, Inc.	Administrative Order	050/2/12
Comusal, Inc.	Desist & Refrain Order	03/18/13
Concierge Money Managers	Administrative Action See also Investment Adviser Firm Summary – CRD # 295677	01/21/21
Concentric Network Corporation	Desist & Refrain Order	03/10/05
Concord Credit	Desist & Refrain Order; See also Consent Order issued	12/16/02
Concord Mortgage Company	Administrative Order	07/30/07
Concordia Financing Co., Ltd	Desist & Refrain Order	10/07/13
Conde Jr., Louis Ortega	Administrative Action	05/25/11
Condon, Christopher T.	Desist & Refrain Order	01/23/17
Conestoga International, LLC; Conestoga Settlement Services, LLC	Desist and Refrain Order	02/06/13
Confident Capital, Inc.	Administrative Action See also CFL Licensee Listing # # 60DBO-92229	04/03/20
Congleton, David William dba The Four Percent Solution, LLC	Administrative Action	03/25/19
Conley, Michael aka Conley, Mike	Desist & Refrain Order	11/10/10
Conlee, Robert LaVern	Administrative Action See also Office of Administrative Law Decision – OAH NO. L2004020472	10/26/04
Conlin, Kelly P.	Desist & Refrain Order	01/30/14
Connecticut Financial, LLC	Administrative Action, See also FSD Licensee Listing – CFL # 603A958	12/13/19
Conner, Christopher See also Tomii Franchising, Inc.	Administrative Action	12/01/14
Conner and Associates, LLC dba. Franchise Marketing Systems See also Tomii Franchising, Inc.	Administrative Action	12/01/14
Conquest Escrow, Inc.	Administrative Action See also FSD #963-2235, Martinez, Lorena Y.	08/18/14
Consolidated Leasing Anadarko Joint Venture	Administrative Action See also Office of Administrative Law Decision – OAH No. N2006020680	01/19/06
Consolidated Leasing Hugoton Joint Venture #2	Administrative Action See also Office of Administrative Law Decision – OAH No. N2006020680	01/19/06
Consolidated Management Group, LLC	Administrative Action See also Office of Administrative Law Decision – OAH No. N2006020680	01/19/06
Const LLC dba MyConstant, Constant, and ConstantP2P; Chu, Zon; Huynh, Duy	Administrative Action	12/21/22
Contrade Finance	Administrative Action	12/19/23
Construction Funds Control Services, Inc.	Desist & Refrain Order	12/01/11
Construction Loan Company, Inc. (The)	Administrative Action	11/26/12
Consumer Capital Advocates, LLC.	Desist & Refrain Order	01/17/17
Consumer Counseling Services, Inc.	Desist & Refrain Order	10/25/02
Consumer Credit Counseling of Des Moines	Desist & Refrain Order	04/16/03
Consumer Credit of Iowa	Desist & Refrain Order	04/16/03
Consumer Mortgage Group, Inc.	Administrative Action	05/12/10
Consumer Protection Law Center (The)	Amended Desist & Refrain Order; Desist & Refrain Order	01/09/09
Conte, Renee M.	Administrative Order	11/21/11
Contempo Capital Funding, Inc.	Administrative Order	05/01/09
Contenta Global Capital Group	Administrative Order	03/19/19
Continental Communities, LLC.	Desist & Refrain Order	10/10/16
Continental Currency Services, Inc.	Desist & Refrain Order See also FSD Licensee Listing #100-3227	05/19/08
Continental Investment Management Company	Administrative Action	05/21/19
Continental Life Settlement Fund, II, LLC	Desist & Refrain Order	10/10/16
Continuum Clubs, Inc., (THE)	Desist & Refrain Order	10/08/10
Continuum Financial Partners, LLC.	Administrative Action	06/20/17
Contour Mortgage Corporation	Administrative Action Also See FSD Licensee Listing #413-1135	11/23/15
Contreras, Lorena	Administrative Action	12/27/17
Contreras, Emma Galindo	Administrative Action See also CFL Licensee Listing # 60DBO-97871	05/03/23
Convergent Management Group, LLC	Desist & Refrain Order	05/17/10
Convict Cash	Administrative Action	08/19/22
Conway, Douglas E	Civil Action	03/21/02
Cook, Jeri	Desist & Refrain and Stipulation	11/18/11
Cook, Mark A.	Desist & Refrain Order	05/04/06
Cook, Norman W.	Desist & Refrain Order	05/04/06
Cool Cash, Inc.	Desist & Refrain Order	07/16/08
Cooley, Darnell Ellis; Cooley Investments, Inc.	Administrative Action	09/03/19
Coombs, Michael A.	Desist & Refrain Order	08/16/06
Coombs, Michael Anthony	Desist & Refrain Order	08/16/06
Coomer Energy, Inc.	Desist & Refrain Order	09/08/08
Coomer, Travis (Coomer Energy)	Desist & Refrain Order	09/08/08
Coomer, Travis (Mid South Energy)	Desist & Refrain Order	03/07/07
Cooper, Brandon David	Administrative Action See also CFL # 60DBO-102149	04/16/21
Cooper, Peggy Sue	Administrative Action See also Office of Administrative Law Decision – OAH No. L2006010092	07/26/06
Cooper, Steve O., Sr.	Administrative Action See also Office of Administrative Law Decision	07/26/06
Cooper, Tatum	Administrative Action	10/02/07
Cooper’s Escrow	Administrative Action, See also Escrow Licensee Listing #963-1835 See also Office of Administrative Law Decision – OAH No. L-2008100882	10/20/08
Cooper, Vilma E.	Administrative Action See also FSD Licensee Listing #963-1835	11/04/14
CopaTV, LLC	Administrative Action	08/12/16
Copa Freestyle, Inc.	Administrative Action	08/12/16
Cope & McPhetres, Inc.	Administrative Order	05/01/09
Coplien, Nicholas Alan	Administrative Action See also NMLS Licensee Listing #1712295	03/26/20
Copperline Capital, LLC	Administrative Action	06/18/18
Cops and Robbers, Inc.	Desist & Refrain Order	05/27/04
Coral Mortgage Bankers Corp	Administrative Order	11/30/10
Corbin Motors Daytona Beach, Inc.	Civil Action	05/06/03
Corbin Motors, Inc.	Civil Action	05/06/03
Corbin, Mike	Civil Action	05/06/03
Corbin, Tom	Civil Action	05/06/03
CorbinMotors.Com, Inc.	Civil Action	05/06/03
Cordell Reserve Advisors	Administrative Action See also Investment Adviser Firm Summary – CRD # 291665	01/30/20
Cordova Capital Holdings, Inc,, Cordova Realty Advisors, Inc.	Desist & Refrain Order	05/27/11
Cordova, Andrew	Administrative Action See also Office of Administrative Law Decision – OAH No. 2012070150	01/13/12
Cordova, Guadalupe (CFL)	Administrative Order	05/01/09
Cordova, Guadalupe (CDDTL)	Administrative Action	03/24/09
Cordova, Jose Carmen (CFL)	Administrative Order	05/01/09
Cordova, Jose Carmen (CDDTL)	Administrative Action	03/24/09
Core Business Credit – 603G820 Core Business Credit – 603G821	Administrative Order	04/21/11
Core Mortgage Group, LLC	Administrative Action	03/18/11
CoreStar Financial Group	Administrative Action	04/18/07
Coretech Leasing, Inc.	Administrative Action See also CFL Licensee Listing # 603J469	12/16/22
Corn, Catherine Irene	Administrative Action	08/06/15
Corner Escrow	Administrative Action	06/19/11
Cornerstone Bancorp Mortgage Corporation	Administrative Action	12/08/09
Cornerstone Capital Management Inc.	Administrative Action See also Office of Administrative Law Decision – OAH No. 2013050773	11/29/12
Cornerstone Capital Systems, Inc.	Administrative Action See also CRD # 132317	01/21/22
Cornerstone First Financial, LLC	Administrative Action See also CFL Licensee Listing # 60DBO-93157	04/03/20
Cornerstone First Mortgage, Inc.	Administrative Action See also CFL Licensee Listing # 603K2497	01/27/21
Cornerstone Charities	Desist & Refrain Order	03/02/07
Cornerstone Equity Group, Inc.	Administrative Action	06/25/19
Cornerstone Equity Partners, LLC	Desist & Refrain Order; Administrative Action	07/06/07
Cornerstone Home Lending, Inc.	Administrative Action See also FSD Licensee Listing #4130843	09/18/17
Cornerstone Income Fund I, LP	Desist & Refrain Order; Administrative Action	07/06/07
Cornerstone Mortgage Group, Inc. (Cornerstone Realty & Mortgages, Inc., dba)	Administrative Order	05/01/09
Cornerstone Realty Group, Inc. aka CRG Properties LLC, CRG	Administrative Action	06/13/18
Cornerstone Property Investments LLC	Desist & Refrain Order	10/29/09
Cornerstone Wealth Partners, LLC	Administrative Action See also CRD Licensee Listing #146602	01/12/24
Corporate American Escrow	Desist & Refrain Order	09/23/10
Corporate Escrow Services, Inc, Corporate Escrow Services,LLC, corporateescrowservices.com	Desist & Refrain Order	06/22/10
Corporate Funding Financial Of America	Desist & Refrain Order	07/30/07
Corridor Mortgage Group, Inc.	Administrative Action See also CRMLA Licensee Listing # 41DBO-56286	11/02/20
Corona Car TItle Loans	Desist & Refrain Order	03/24/11
Cortez, Ignacio	Administrative Action	11/17/09
Cortez, Jose Ignacio	Administrative Action	04/29/15
Cortina, III, Avelino	Administrative Action	03/04/19
Cortopassi, Wayne	Administrative Action	09/16/13
Coset Home	Administrative Action	03/18/11
Cosmo Financial, LLC	Administrative Action See also CDDTL Licensee Listing # 10DBO-43833	01/28/21
Cossu, Claude G	Administrative Action	06/12/18
Costa Mesa Car Title Loans	Desist & Refrain Order	03/24/11
Costa, Paul	Desist & Refrain Order	10/09/02
Costabile, Thomas; TLA Bancorp, Inc.; and The Lending Answe	Administrative Action See also CFL Licensee Listing # 60DBO-87635; NMLS # 1727092	04/03/20
Costello, William	Desist & Refrain Order	03/25/08
Costes, Bob;Heart Scan LLC	Civil Action	11/15/05
Costes, Bob;Valensky, Dana S.	Civil Action	10/02/02
Cota, Luis A.	Administrative Action	12/22/17
Cothran, Paul	Desist & Refrain Order; See also Order Withdrawing	05/18/06
Couba Du Large Joint Venture	Desist & Refrain Order	11/29/07
Coughlin, Scott	Administrative Action	12/30/19
Couglar, Harold Francis	Administrative Action	04/16/19
Country Financial, Inc.	Desist & Refrain Order	10/25/11
Country Financial Services (Automotive Funding Group)	Administrative Action	06/23/10
Country Western Dance	Desist & Refrain Order	03/30/98
Country Western Dance Partners II	Desist & Refrain Order	03/30/98
County Financial Services	Administrative Order	08/11/10
Countywide Escrow, Inc.	Administrative Action	07/19/19
Court St. Financial Funding	Administrative Order	02/21/20
Courthouse Factoring Services, Inc.	Administrative Order	09/25/12
Courtney, Donald J.	Administrative Action	07/27/05
Consolidated Enterprises, Inc, Towns Financial Group	Desist & Refrain Order	06/01/09
Covenant Family Trust	Desist & Refrain Order	10/06/09
Covenant Financial Advisors	Desist & Refrain Order	07/19/02
Covey, Steven P.	Desist & Refrain Order	05/13/11
Covenant Escrow Services Corporation	Administrative Action See also FSD license listing # 9632662	03/23/18
Cox, Barbara Bailey	Administrative Action See also Office of Administrative Law Decision – OAH NO. 2011100520	05/23/12
Cox, Bob	Desist & Refrain Order	05/28/15
Cox, Michael Allen	Desist & Refrain Order	10/19/07
Cox, Richard Albert	Administrative Action See also Office of Administrative Law Decision – OAH NO. 2011100520	05/23/12
Coyle, John E.	Desist & Refrain Order (Unity Pay)	08/07/06
Coyle, John E..	Desist & Refrain Order (Unigroup Funding)	02/25/08
Cozi Capital, LLC	Administrative Action	12/30/19
CP Investors	Civil Action	01/17/14
CPPIB Credit Investments III Inc.	Administrative Action	05/16/17
Craig M. Shults, Equities and Investments, Inc.	Desist & Refrain Order	08/31/06
Craig, Josh	Desist & Refrain Order	08/07/06
Crakow, Norman Lee	Administrative Order	01/25/12
Crane and Equipment Financing Co., LLC	Administrative Action See also CFL # 60DBO-49317	05/24/24
Craven, Mark A.	Desist & Refrain Order	04/07/05
Crawford Capital, LLC	Administrative Order	11/08/18
CRE Finance REIT, LLC	Administrative Action	07/25/12
Creal, Thomas	Civil Action	09/30/10
Creational Loans	Administrative Action	09/01/10
Creative Capital Group, Inc.	Administrative Action	08/11/10
Credit Bureau of Northern California Collection Services, Inc.	Administrative Action See also NMLS # 2327267	04/15/24
Credit Counseling Bureau of San Diego, Inc.	Desist & Refrain Order	02/01/08
Credit Karma, Inc.	Administrative Action	09/21/18
Creative Customized Resourceful Finance	Administrative Action	05/12/10
Creative Commercial Funding, Inc.	Administrative Action	03/21/18
Creative Entertainment & Media Inc.	Desist & Refrain Order	10/05/11
Creative Explosions, Inc.	Desist & Refrain Order	05/07/07
Creative Funding Home & Commercial, Inc.	Administrative Order	05/01/09
Creative Insurance Concepts, Inc.	Civil Action	07/28/08
Creative Legal Fundings in CA	Administrative Action	11/17/23
Creative Option Corporation	Administrative Action	04/25/12
Credibility Capital Inc.	Administrative Action See also CFL # 60DBO-48790	05/03/23
Credential Credit Union	Cease and Desist Order	11/12/15
Credeo Finance, Inc.	Administrative Action See also CFL # 60DBO-61880	01/01/20
Credimex Finance, LLC.	Administrative Action	11/14/16
Credit Counseling Express, Inc.	Desist & Refrain Order	01/23/04
Credit Suisse Securities (USA), LLC	Administrative Action	12/10/09
Credit Xpress	Desist & Refrain Order	01/23/04
CreditNinja	Administrative Action See also CFL # 10DBO-89178	07/18/23
Creech, YuWen	Desist & Refrain Order	06/19/13
Creed, John	Administrative Action	04/10/13
Crenshaw, Robert C.	Administrative Action	09/25/13
Cressida Capital Corp.	Administrative Action See also CFL # 60DBO-117718	04/16/21
Crest Capital LLC	Administrative Action See also FINRA Detailed Report – CRD # 172664	01/30/20
Cresta Verde Escrow Inc.	Administrative Action (See also Lic. Number 9630855 )	09/25/13
Crestline Financial, Inc.	Administrative Action See also CFL # 60DBO-53471	04/16/21
Crestwood Escrow Service, Inc.	Administrative Action	09/14/11
CRG Properties LLC, CRG	Administrative Action	06/13/18
Cribb, Susan Silverman	Administrative Action See also NMLS Licensee Listing # 1520318	12/17/20
Crimson Fund, LLC (The)	Civil Action	08/31/09
Crisp, Bob; Crisp Robert; Crisp, Robert E	Desist & Refrain Order	12/18/06
Crisp, Troy	Desist & Refrain Order; See Order Withdrawing Desist & Refrain Order for Dicksey Battle and Vernon Battle	10/22/09
Crittenden, Steven	Desist & Refrain Order	06/09/09
Croce, Kristyne	Desist & Refrain Order	10/26/11
Croce, Sam, Croce, Sam J., Croce, Croce, Sam John, Samuel J, Croce, Samuel John	Desist & Refrain Order	10/26/11
Cronic, Kevin Lee	Desist & Refrain Order	05/23/05
Crosby, David	Desist & Refrain Order	08/05/10
Cross State Funding Corp.	Administrative Action See also FSD Licensee Listing # 603L440	07/18/18
Cross-Eyed Toad, LLC	Administrative Action	12/28/07
CrossCountry Mortgage, Inc.	Administrative Action See also FSD licensee file # 4131098	10/26/16
Crosspoint Leasing & Financial Services, Inc.	Administrative Action See also FSD Licensee Listing # 6073489	04/25/19
Crossroads Financial Services, Inc.	Administrative Order	05/02/12
Crosswind Capital, Inc.	Administrative Action See also CFL Licensee Listing # 6038926	04/03/20
Crossing Paths – Multi Film Production	Desist & Refrain Order	12/08/06
Crossroads Financial, LLC	Administrative Action	06/23/10
Crowder, Chris	Desist & Refrain Order	10/07/13
Crowder, Kenneth	Desist & Refrain Order	10/07/13
Crowder, Larry Ray	Administrative Action	10/10/16
Crowdsite B.V	Administrative Action	06/12/18
Crowdsite.com	Administrative Action	06/12/18
Crowley, Gregory Charles	Desist & Refrain Order	03/08/05
Crown Capital Lending	Administrative Action	04/27/18
Crown Capital Securities, LP	Administrative Action	05/06/24
Crown Leaders Escrow, Ihc.	Administrative Order	01/09/09
Crown Mortgage of the West, LLC	Administrative Action See also CFL # 60DBO-181793	06/13/24
CRS & Associates	Desist & Refrain Order	04/10/08
Cruisin’ Tikis, LLC	Administrative Action	02/03/22
Crumbley, Kenneth	Desist & Refrain Order	03/30/07
Cruthers, Sally	Desist & Refrain Order	05/28/15
Cruz, Brian Alexis	Administrative Action	10/12/11
Cruz, Eloisa	Desist & Refrain Order	11/17/09
Crystal, Frederick (Fred) Morris	Desist & Refrain Order	09/18/03
CSK Group aka CSK Leasing	Administrative Action	05/07/13
Cryotherm USA, Inc.	Administrative Action	07/24/23
CryptoFX LLC; CryptoFX Academy; CryptoFX Learning Academy; CFX Lifestyle Academy; CFX Academy; CFX;	Administrative Action	06/27/23
CryptoProgram aka CryptoProgram.me aka Crypto Program	Administrative Action	06/28/23
Cryptos OTC Trading Platform Limited dba COTP	Administrative Action	09/27/22
CSMG Corp.	Administrative Order	05/01/09
CSW Financial, Inc,	Administrative Action	05/09/11
CT Investment Group, Inc.	Administrative Action See also FSD Licensee Listing # 603-K234	10/24/16
CT Loans aka CT Loan Center, inc.	Desist & Refrain Order	09/28/09
CTC Escrow, Inc.	Administrative Action	01/26/11
CTC Resources, Inc.	Administrative Action See also FSD Licensee Listing # 6037632	12/13/11
CTF Financial, LLC	Administrative Action See also CFL Licensee Listing # 60DBO-44178	04/03/20
CTS Tax & Financial Services	Desist & Refrain Order	02/03/09
Cu-Corus Corp	Desist & Refrain Order	09/04/02
Cucinella, John Natale	Administrative Action	10/22/18
Cueto, Bob	Administrative Action	05/23/17
Cueva, Maricruz	Administrative Action See also Office of Administrative Law Decision – OAH No. 2015020315	12/22/14
Cuevas, Cesar	Administrative Action	01/24/11
Culin, Alcira P	Administrative Action	02/03/10
Culichitown Management Group, Inc. dba Culichi Town	Administrative Action	03/09/23
Cullen, William P.	Civil Action	06/12/02
Cullen-Jones, Robert	Desist & Refrain Order	12/07/04
Culture Escrow	Administrative Action	06/03/11
Culver Pacific, Inc.	Administrative Action See also CFL Licensee Listing # 603I020	04/19/22
Cummings, Blake Lange	Desist & Refrain Order	03/13/06
Cunningham, Daniel	Administrative Action	04/17/24
Cunningham, Michael	Administrative Action	12/28/07
Cunningham, Peter Edward	Administrative Action See also CRD # 6670 and CRD # 2400211	07/09/21
Cure Service Group, Inc., (The)	Administrative Action	04/05/06
Curo, Inc.	Desist & Refrain Order	07/30/07
Currency Options Hotline, Inc.	Desist & Refrain Order	07/21/16
Customized Mortgage Solutions, LLC	Administrative Action	12/16/14
Cuzco Capital Investment Management, LLC	Administrative Action See also NMLS # 1472316	04/15/24
Currency Warriors Inc.	Desist & Refrain Order	05/28/14
Currency Warriors LP	Desist & Refrain Order	05/28/14
Currie, Jon	Administrative Action See also NMLS Licensee Listing # 256849	12/15/21
Curry, Mark	Desist & Refrain Order	08/31/09
Curtean, Daniel	Administrative Action See also NMLS # 515524	12/17/21
Curve Capital LLC	Administrative Action See also Investment Adviser Firm Summary – CRD # 166408, CRD # 5306819	03/22/23
Curtis Tax Service, Inc.	Desist & Refrain Order	05/11/16
Customescrow.com	Desist & Refrain Order	06/22/06
Cushnirenco, Alexandre	Administrative Action	07/29/20
Customer First Financial	Administrative Action	02/19/08
Cva Partners, L.P.	Administrative Action See also CFL Licensee Listing # 6054368	01/08/21
CVC California II, LLC	Administrative Action	03/28/12
CVCredit, Inc.	Administrative Action	12/17/18
CVEX Markets LLC	Administrative Action See also CRD # 311448	01/17/24
CWB Services, LLC	Desist & Refrain Order	06/13/13
CWS Capital Partners, LLC	Administrative Action	02/19/15
Cyber Centers, Inc.	Desist & Refrain Order	05/15/03
Cybertech, Inc.	Administrative Order	01/05/11
Cybertek Studios, Inc.	Desist & Refrain Order	02/26/14
Cybulski, Glenn	Administrative Action	07/20/15
CYCO Financial Services Center, Inc.	Administrative Action See also CFL #’s 603K054 and 603K207	01/10/23
Cypress Financial, Inc, Cypress Financial NW, Inc.	Administrative Action See also Office of Administrative Law Decision – OAH No. 2004090023	08/06/08
Czapka, Raymond	Administrative Action See also Investment Adviser Firm Summary – CRD # 162121	05/31/13
Czeschin, Robert W.	Desist & Refrain Order	07/21/16

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Last updated: Sep 4, 2024 @ 12:13 pm