Actions, Order and Administrative Hearing Decisions: C

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Subject Order Issued Date Issued
C&R Mortgage Corporation Administrative Action
See also CFL Licensee Listing # 60DBO-87038
04/03/19
Credova Financial, LLC Administrative Action 01/09/24
C-1 Enterprises, Inc Administrative Action 12/09/09
C-III Commercial Mortgage LLC Administrative Action 12/27/17
C-Quadrant, LLC; GPA Enterprises, LLC; Green Bud Initiatives, LLC, also known as GBI Marketing; Johnson, Jeremy Taylor; Johnson, Anthony Todd; and Gregory, Michael Administrative Action 11/12/21
C3 Finance, Inc. Administrative Action 07/30/18
C4 Equity, LLC Administrative Action 01/15/21
C 22 Capital, Inc, C22 LLC, Inc. Desist & Refrain Order 12/13/11
C & D Management, Inc. Administrative Order 05/19/08
C & D Professional Services, Inc. dba C & N Wealth Management Administrative Order 04/04/19
C N Broker Service Desist & Refrain Order 09/08/08
C.A.I Financial aka Canada Advantage International, Inc., C.A.I Financial International, Inc., and C.A.I Loans; Sewak, Shaneil Administrative Action 02/04/20
C. Boggs, Inc. Desist & Refrain Order 10/29/07
C. Gull Escrow, Inc. Administrative Action (see also Estrada, Naomi) 09/05/11
C.C.B. Testing Group, Inc. Desist & Refrain Order 05/08/09
C. J. Financial Group, Inc. Administrative Action 05/12/10
Civic Community Partners, Inc. Administration Action 09/30/22
C. Palmieri Enterprises, Inc. Civil Action 03/22/03
C. R. Boggs Financial Services, Inc. Desist & Refrain Order 10/29/07
C.L.C. BancGroup, Inc. Desist & Refrain Order see also Rescission of Desist & Refrain Order for Sharon Baker only. 04/16/08
C.L.C. Bank. Desist & Refrain Order see also Rescission of Desist & Refrain Order for Sharon Baker only. 04/16/08
C.M.A. Mortgage Inc. Administrative Order 06/09/08
C.M.A.C. International, Inc. Administrative Action 11/21/13
C.T. Franchising Systems, Inc., dba Caring Transactions Administrative Action 12/13/21
C.W.D. Partners Desist & Refrain Order 03/30/98
C+ Capital Management, LLC Administrative Action 05/24/04
CA Consolidated Mortgage Corporation  Administrative Action 02/24/11
CA GRANTS Administrative Action 03/12/21
CA Licensed Lenders LLC Administrative Action
See also CFL Licensee Listing # 60DBO-102552  
04/03/20
CA Opportunity License Fund, LLC Administrative Action 12/30/19
Caboto’s (PDF) Desist & Refrain Order 05/19/04
Caboto’s Associated Food Services, Inc. (PDF) Desist & Refrain Order 05/19/04
Caboto’s Franchise Development Corporation (PDF) Desist & Refrain Order 05/19/04
Cabrera, Araceli Administrative Action 10/27/15
Cabrera & Noack, Inc. Administrative Action 03/25/09
Cabrera, Ida Lodriguito Desist & Refrain Order 03/17/06
Cabrera, Rubebdario III Desist & Refrain Order 03/17/06
Cabrillo Credit Union Order 07/01/20
Cacchione, David Scott Administrative Action 03/05/15
Cache Financial Services Desist & Refrain Order; Stipulation 04/12/13
Cadenasso, Sue. Desist & Refrain Order 06/23/11
Caesar, Don Desist & Refrain Order 04/01/09
Cafaro, Mark Administrative Action 05/01/09
Caffe Vergnano USA Corp Desist & Refrain Order 11/05/15
Caffino Franchise Corporation aka Caffino, Inc. and www.caffino.com Desist & Refrain Order 08/22/12
Cahn, Monte Desist & Refrain Order 11/16/07
Cal Coast Financial Corp.  Administrative Action
See also CFL Licensee Listing # 60DBO-83886
09/01/10
Cal-Bay Mortgage Group Administrative Order 06/05/08
Cal-Pac Capital Advisors, Cal Pac Capital Advisors, Cal-Pac Management, Inc, Cal-Pac Mortgage Funding, LLC, Cal-Pac Funding Corporation Desist & Refrain Order 10/26/11
Cal-State Corporations aka Cal-State Financial Administrative Action 11/26/12
Cal-Terra Partners, LLC (PDF) Stipulation to Desist & Refrain Order and Desist & Refrain Order 01/06/10
Cal-Vada Financial Services Administrative Action 06/09/10
Cala Corporation Desist & Refrain Order 03/28/12
Cala, Joseph Desist & Refrain Order 03/28/12
Calculated Risk Analytics LLC Administrative Action
See also CRMLA # 41DBO-45150
09/07/23
Calabria Funding Administrative Action 08/30/10
Caldera, Tenisha Administrative Action
See also NMLS Licensee Listing # 1743408
01/02/22
Calderon, Sandra Desist & Refrain Order 09/25/09
Calfund LLC Administrative Action
See also CFL Licensee Listing # 6037589
11/17/20
Calhoun IV, Andrew B Desist and Refrain Order; Order Withdrawing Desist & Refrain Order 01/17/08
Calhoun Jr., Andrew B. Desist and Refrain Order; Order Withdrawing Desist & Refrain Order 01/17/08
Calhoun, John Desist & Refrain Order 03/25/09
CALI Finance Group, Inc. Administrative Action 04/03/19
Caliber Funding LLC Administrative Action See also FSD Licensee Listing #413-0987 03/04/14
Caliber Escrow, Incc Administrative Order See also: FSD licensee file #963-2058 See also: Tamaryn Finazzo and Joanne Finazzo 05/28/08
California Access Mortgage, Inc. Administrative Action 12/01/06
California Budget Finance Desist & Refrain Order See also FSD licensee file # 100-1123 07/11/14
California Bear Credit Union Order 03/15/21
California Business Bank Administrative Action 08/30/19
California Capital Development, LLC  Administrative Action 11/02/11
California Capital Mortgage Bank  Administrative Action
See also CFL # 60DBO-45483 
04/16/21
California Check Cashing Stores, LLC Administrative Action
See also CFL # 60DBO-64585CDDTL  # 1003304
01/22/19
California Classic Escrow, Inc. Administrative Action 01/28/09
California Economic Development Lending Initiative Administrative action 08/31/11
California Escrow Desist & Refrain Order 05/04/04
California Escrow Service Administrative Action 10/26/16
California Farm Link Administrative Action
See also CFL Licensee Listing # 6054397
04/03/20
California Financial Group Administrative Action 12/08/08
California Financial Services, Inc. Administrative Action 01/31/08
California Financial Network Administrative Action 12/15/05
California Health Scan, LLC. Desist & Refrain Order; Civil Action 02/08/07
California Investments Administrative Action 07/01/08
California Investment Mortgage Fund I LP Administrative Action
See also CFL Licensee Listing  # 603J689
03/15/21
California Investors Escrow, Inc. Administrative Order 05/22/08
California Life Settlements LLC
Administrative Action; Desist and Refrain Order 11/15/23
California Loan And Jewelry Company, Inc. Amended Desist & Refrain Order 05/14/08
California Loan Servicing, LLC Administrative Order 05/01/09
California Loan Solutions, LLC Administrative Action 05/19/10
California MedSpas, Inc. aka CALMED SPAS Administrative Action
See also Office of Administrative Law Decision (PDF) -OAH No. L2007010385
12/27/06
California Mortgage & Finance  Administrative Order 07/11/12
California Mortgage and Realty Administrative Action 12/09/08
California Payday Advance Administrative Action
See also CDDTL # 1004091
07/13/21
California Pathfinders Mortgage Administrative Action 05/12/10
California Premier Escrow Company, Inc Administrative Action 06/04/09
California Property Escrow, Inc. Administrative Order 11/01/11
California, TLG (PDF) Administrative Order 09/19/07
California Trading & Placement Agency Desist & Refrain Order 07/21/09
California United Bank Los Angeles, California Consent Order 09/23/16
California Quik Check, Inc. Desist & Refrain Order 06/10/08
California Renewable Energy, LLC Administrative Action 11/19/21
California-deal.net (PDF) Desist & Refrain Order 10/20/04
California-safetrade.com (PDF) Desist & Refrain Order 10/06/04
California Star Properties, Inc. Desist & Refrain Order 09/16/08
California Western Financial Investments, Inc. Desist & Refrain Order 10/07/14
California-trade.com Desist & Refrain Order See also order rescinding for Robert Shipley only) 05/11/04
Californiatrade.net Desist & Refrain Order 10/20/04
Calimas, Bruno Desist & Refrain Order 05/15/07
CalJet Air, LLC; CalJet Management, LLC Administrative Action 08/23/21
Callahan, Mars; Abundance Entertainment, LLC; Poker Junkies Production, LLC; John Hermansen Desist & Refrain Order 09/15/17
Callahan, Mars Desist & Refrain Order 03/28/08
Callahan, Stephen B. aka Callahan Steve Desist & Refrain Order 05/14/07
CALMED SPAS Administrative Action
See also Office of Administrative Law Decision (PDF) – OAH No. L2007010385
12/27/06
Calpac Mortgage Fund, LLC Administrative Action 07/27/11
CalStar Energy, LLC Desist & Refrain Order 11/19/09
Caltex Funding, LP  Administrative Order 01/05/11
Calusa-investments.net Desist & Refrain Order 05/29/06
Calwest Capital Group (DBA Ivan Alejandro Gamarra) Administrative Order 05/01/09
Camacho, Raul Munoz Jr Administrative Action 02/07/11
Camarena, Gino S. Desist & Refrain Order 01/28/09
Cambridge Energy Waste Management, Ltd. Desist & Refrain Order 04/30/08
Cambridge Financial Consultants, LLC Administrative Order 05/01/09
Cambridge Financial Services aka Cambridge Home Loan  Administrative Action 05/12/10
Cambridge Home Capital, LLC Administrative Action 09/02/10
Cambridge Lending Group, Inc. Administrative Action 05/01/19
Camcor, Inc. Desist & Refrain Order 08/08/08
Camericane.com Desist & Refrain Order 09/27/10
Cameron Park Check Cashing (PDF) Administrative Order 05/01/07
Cameron, Christine (PDF) Desist & Refrain Order 12/24/02
Cameron-Kramer, Chris (PDF) Desist & Refrain Order 12/24/02
Camion Finance Co., Inc. Administrative Action 05/07/13
Commerce Capital Advance Co. Administrative Action 08/09/18
Camp, Steven Desist & Refrain Order and Stipulation to Desist and Refrain Order 10/26/10
Camp, Steven Wayne Administrative Action 10/13/07
Campany, Jamie B. Desist & Refrain Order 01/09/09
Campanella, Peter Administrative Action
See also NMLS # 353453
12/10/21
Campbell Investments Desist & Refrain Order 12/07/10
Campbell, Carole Marie Administrative Action 12/07/10
Campbell, Ian Michael; Jump Swim Schools Franchise Corporation Administrative Action 05/18/20
Campbell, John Desist & Refrain Order 12/29/03
Campbell, Laroy Randall; Campbell, Laroy, Cambell, Laroy R. Administrative Action 12/07/10
Campbell, Mark Desist & Refrain Order (see also Shannon K. Rodriquez) 10/23/07
Campbell, William Lawson Desist & Refrain Order 11/25/09
Campos, Ben Administrative Action 03/23/17
Campos, Bernadette Renee Administrative Action 08/14/14
Campos, Jeffrey Amended Desist & Refrain Order; Desist & Refrain Order 01/09/09
Campus Decision Support System Inc. Administrative Action 07/24/17
Campus DSS Administrative Action 07/24/17
Camoson Financial Services Group Administrative Action 02/03/11
Comucapital LLC. Administrative Action 12/27/17
Canada, Kate Administrative Action
See also NMLS Licensee Listing # 1142186
12/17/21
CanAm Capital Corp Civil Action 02/11/09
Candedo, Francisco Civil Action 02/01/05
Candlelight Financial Services dba Candlelight Investment Partners 2010-1, LLC Administrative Order 03/07/12
Cane, John Desist & Refrain Order 09/27/10
Cano, Luis H. Administrative Action 09/21/10
Cano, Nia (Nghia) S. Civil Action 02/01/05
Candide Group, LLC. Administrative Action 10/12/17
Cantor Commercial Real Estate Lending, L.P. Administrative Action
See also CFL Licensee Listing #’s 603I493, 603I497, 603I498, 603K971, 603K972, 603L030, 603L092, 60DBO-35808, 60DBO-43722 and 60DBO-46324
04/19/22
Cantor Real Estate Finance Lending, LLC. Administrative Action 03/17/17
Cao, Vi Truong Administrative Action 02/25/09
Cap City Mortgage Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-109819
04/16/21
Capacete, Octavio Aguirre Administrative Order See also Licensee Listing MNLS #:173983 11/16/11
Capapie, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No.2008030939
02/25/08
CapexMD, LLC Administrative Action
See also CFL Licensee Listing # 603I925
02/16/21
Capricorn Investment Group, LLC Administrative Action 05/12/10
Capital Alliance Group Administrative Action
See also CFL Licensee Listing # 603I782
04/19/22
Capital Alliance Partners LLC Administrative Action 04/03/19
Capital City Finance LLC Administrative Action
See also CFL Licensee Listing # 60DBO-135223
05/03/23
Cheerlending, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-59500
05/03/23
Cinq Holdings Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-148208
05/03/23
Clarity Capital Solutions LLC Administrative Action
See also CFL Licensee Listing # 60DBO-134137
05/03/23
Clarkston Mortgage LLC Administrative Action
See also CFL Licensee Listing # 60DBO-145334
05/03/23
Capital Currency, Inc. Desist & Refrain Order 05/12/08
Capital Creation Investments LP Administrative Action
See also Investment Adviser Firm Summary – CRD # 155438
01/21/21
Capital Energy Group, LLC; Cap E Oil Fund I, LLP; Cap E Oil Fund II, LLC; Cap E Oil Fund III, LLC; Cap E Oil Fund IV, LLC; Cap E Oil Fund V, LLC Administrative Action 09/21/21
Capital Funding Corporation Administrative Action 12/27/17
Capital Funding Group Desist & Refrain Order 08/16/06
Capital Group Financial, Inc. Administrative Action 10/18/16
Capital Group One, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. L2008020165
11/27/07
Capital Growth Group Associates Administrative Action 09/18/17
Capital Growth Planning, Inc. Desist & Refrain Order 11/27/06
Capital Guardian, Inc. Desist & Refrain Order 07/26/07
Capital Innovations, Inc. Administrative Action 09/17/08
Capital Investors, Inc. Desist & Refrain Order 12/10/10
Capital Liberty Administrative Action 03/10/23
Capital Link Finance Administrative Action 03/12/21
Capital Management Group Desist & Refrain Order 07/11/05
Capital Mortgage Funding, LLC Administrative Order 12/15/10
Capital Serve Invest Administrative Action 06/04/20
Capital Servicing Group Administrative Action 03/18/11
Capital Six Funding Administrative Order 09/27/07
Capital Escrow, Inc. Administrative Action See also FSD Licensee Listing #9632541 01/26/18
Capital Plus Financial Corporation Administrative Action 12/12/17
Capital Quest Mortgage Administrative Order 12/08/08
Capital Resource Group, Inc. Administrative Action 07/31/18
Capitalsource CF LLC Administrative Order 11/28/12
Capitol Mortgage Services (Central Coast One Stop Mortgage Group, Inc., dba) Administrative Order 05/01/09
Capitol Mortgage Services, Inc. (PDF) Administrative Order 07/10/07
Capizzi II, Vincent A. Administrative Action
See also CFL Licensee Listing # 60DBO-56013
01/26/23
Capstone Commercial Lending Group & Investment, Inc Administrative Action 06/05/19
Capstone Financial Administrative Action
See also CRD # 291312
01/17/24
Capstone Investments Administrative Action 10/11/06
Capstone Realty Advisors, LLC Administrative Order 05/01/09
Capstone Wealth Management, Inc.
Administrative Action
See also CRD Licensee Listing # 172040
09/08/22
Capwest Asset Management, Inc. Administrative Action 05/12/10
Capwest Income Fund, LLC Administrative Order 09/14/11
Car Capital Financial, Inc. Administrative Action
See also FSD Licensee Listing #603-8638
02/18/15
Carabba, Nicholas Stephen Administrative Action See also Licensee Listing NMLS #202137 01/15/16
Car Sell Site, Car Sell Site (IDIS) Desist & Refrain Order 06/24/07
Car Title Loan Center Desist & Refrain Order 09/28/09
Car Title Loan Specialists, Inc. aka Car Title Loan Specialists Desist & Refrain Order 02/07/11
Carabet, Armyn Desist & Refrain Order 07/05/16
Carbonez, Jean-Paul Desist & Refrain Order 08/07/07
Carbucks, Inc. Administrative Action 12/08/10
Cardona, Sergia Marina Administrative Action, See also MS Escrow 05/09/12
Carepoint Financial Services, LLC Administrative Action 05/07/13
CarFinance Capital, LLC Administrative Action
See also CFL Licensee Listing # ’s 603J038 and 603K308
06/05/20
Carl, Ronald Lee Administrative Action 05/12/10
Carlin Trend Mining, LLC. Desist & Refrain Order 09/23/15
Carlo Joseph Investments, Inc. Desist & Refrain Order 10/04/10
Carlson, Anthony Trae Desist & Refrain Order 05/02/12
Carlson, Arvina Joyce Desist & Refrain Order 05/02/12
Carlton, Mark Desist & Refrain Order 05/24/04
Carlton Carrera, Inc Desist & Refrain Order 05/03/11
Carre d’artistes Great America, LLC dba Carre d’artistes Administrative Action 04/08/22
Carlucci, Alexander Thomas Administrative Action
See also Licensee Listing NMLS #229891
11/21/18
Carmichael, Terrens T. Desist & Refrain Order 05/28/15
Carmichael, Tony Desist & Refrain Order 05/28/15
Carmichael, Terry Desist & Refrain Order 05/28/15
Carnegie Capital Group, Inc Desist & Refrain Order 12/10/02
Carnevale, Raymond Vincent Administrative Action
See also NMLS # 1954315
11/10/21
Caron, Robert T. Desist & Refrain Order 06/22/05
Caro, Jennifer Administrative Action
See also NMLS # 362668
12/07/21
Carpe Datum Corporation Desist & Refrain Order 12/10/02
Carr, Joseph R. Desist & Refrain Order 05/12/10
Carrillo, Lorena Administrative Action 10/30/18
Carrillo, Robert W.  Administrative Action 09/01/10
Carroll & Company Capital Management Administrative Action
See also Investment Adviser Firm Summary – CRD # 135185
03/25/19
Carroll, Jonathan Pitts dba Carroll & Company Capital Management Administrative Action 03/25/19
Carroll, Ryan (Alpine Pictures) Civil Action 04/15/11
carsellsite.com Desist & Refrain Order 06/24/07
Carter, Helen Administrative Action 11/08/19
Carter, Michael Dewayne Sr Administrative Action 12/12/18
Carter, Patrick Sean Desist & Refrain Order 01/19/10
Carter, Robert G. Desist & Refrain Order 05/13/08
Carter, Susan G. Desist & Refrain Order 04/23/08
Carver, Robert L. Administrative Action
See also Office of Administrative Law Decision – OAH No. L2007070907
11/22/04
Carver II, Robert L. Desist & Refrain Order 05/29/08
Ca$h4me, LLC Administrative Action 05/22/15
Casa Bella Escrow Services Inc. Administrative Order See also FSD Licensee Listing #9632749 10/30/18
Casa Blanca Escrow, Inc. Administrative Order See also Office of Administrative Law Decision – OAH No. 2012070639 07/06/12
Casa Del Caffe Vergnano Desist & Refrain Order 11/05/15
Casa Simpatica Administrative Action
See also Office of Administrative Law Decision – OAH No. L200505044 7
12/22/05
Casanega, Christopher Thomas Desist & Refrain Order 08/30/07
Casas Finance Co , Casas Group Inc. 603H191 Casas Finance Co , Casas Group Inc. 603H728 Administrative Action 05/12/10
Cascade Acceptance Corp. Administrative Action 03/18/11
Cascade Exploration, Inc. (PDF) Desist & Refrain Order 07/20/05
Cascade Sierra Solutions – 603H333 Cascade Sierra Solutions – 6073158 Administrative Order 5/2/2012
Case Funding, Inc.

Administrative Action 05/07/13
Cofield Advisors LLC Administrative Action
See also Investment Adviser Firm Summary – CRD # 291043
09/08/22
Case, William Desist & Refrain Order; see also Rescission of Desist & Refrain order for Paul J. Stewart 06/14/11
Casey, Daniel Desist & Refrain Order 04/20/05
Casey-Richmond, Chanara Susan Mae Desist & Refrain Order 12/09/04
Cash & Gold Financial Services  Administrative Action 03/18/11
Cash 1 Administrative Action
See also CDDTL Licensee Listing  #  1003421 
10/11/22
Cash 1 Advance Administrative Action 04/03/06
Cash 2 Loan Desist & Refrain Order 03/13/06
Cash 2000 Administrative Action 02/03/10
Cash 4 Checking Center Administrative Action 06/22/07
Cash-4-Checks Administrative Order 10/14/08
Cash America Advance, Inc. Administrative Action
See also FSD Licensee Listing #603B441
08/31/18
Cash America Today Administrative Action 01/30/23
Cash Advance California Administrative Action 01/29/08
Cash Advance Centers of California LLC Administrative Action
See also FSD Licensee Listing #’s 603J244 and 1001204
02/23/09
Cash Advance Expert; cashadvanceexpert.com Desist & Refrain Order 09/16/09
Cash Advance Now; cashadvancenow.com Desist & Refrain Oder 03/07/11
Cash Advanced Title Loans, LLC Administrative Action 5/12/2010
Cash Box Administrative Order 05/19/08
Cash By Loans aka Cashbyloans Administrative Action 03/15/17
Cash California, Inc. Administrative Action 12/06/07
Cash4Rent, Inc. Administrative Order See also FSD Licensee Listing #603-K061 02/18/15
CashCall, Inc. Administrative Action also see FSD licensee files #’s 603-8780, 603-H991, 603-J333 , 603-J514 AND 603-J823 06/04/14
Cash Centers, Inc Desist & Refrain Order, Citations, and Order Voiding Deferred Deposit Transactions; Settlement Agreement 06/29/07
Cash Central Administrative Action
See also FSD Licensee Listing #100-3039
04/01/15
Cash Central of California dba Cash Central Administrative Action
See also FSD Licensee Listing #100-3039
04/01/15
Cash Club Desist & Refrain Order 10/21/08
Cash Connection Sources. Desist & Refrain Order 05/05/08
Cash Cow Payday Advance. Administrative Orders 09/06/05
Cash Cure LLC Desist & Refrain Order 08/19/13
Cash Direct Express Desist & Refrain Order 01/07/09
Cash Express 4 Less Administrative Action 11/30/07
Cash Flow Energy Fund, LLC, Cash Flow Management, LLC Desist & Refrain Order 06/13/12
Cash Financial Services, Inc. Administrative Action
See also CFL Licensee Listing # 603C371
04/03/20
Cash Flow Check Cashing #2  Administrative Order 12/22/08
Cash Flow Creators Desist & Refrain Order 01/31/05
Cash Flow Investment Partners, LLC Desist & Refrain Order 03/03/15
Cash For Cars Wholesalers Desist & Refrain Order 10/02/12
Cash In A Wink Administrative Action 07/19/12
Cash in Flash Administrative Action 08/02/07
Cash It Now Administrative Action 10/25/07
Cash it Quick Administrative Action
See also Office of Administrative Law Decision – L2005060355 See also Office of Administrative Law Decision – L2008020258
06/02/05
Cash Jar Desist & Refrain Order 05/24/10
Cash Loan Administrative Action 03/15/17
Cash Mart Desist & Refrain Order 09/17/08
Cash Maxx Administrative Action 11/30/07
Cash N Advance Administrative Action 05/01/07
Cash N Advance (Khurana Holdings Corporation) Administrative Order 12/16/08
Cash N Go Administrative Action – Revocation 06/28/06
Cash N More Desist & Refrain Order, Citations, and Order Voiding Deferred Deposit Transactions; Settlement Agreement 05/15/07
Cash n Ride Administrative Action 10/13/16
Cash N Run Administrative Action 11/30/07
Cash Net Plus Administrative Action 02/01/10
Cash Now Administrative Action 05/10/06
Cash Now Santa Rosa Administrative Action 01/21/09
Cash Now-USA.Com, Inc. Desist & Refrain Order 02/26/05
Cash On A Dot, Inc. Desist & Refrain Order; Settlement Agreement 08/30/07
Cash Place Administrative Action 05/02/17
Cash Plus (Camcor, Inc.). Desist & Refrain Order 08/08/08
Cash Plus (Mooncha) Administrative Action 01/09/07
Cash Plus (Curo) Desist & Refrain Order 07/30/07
Cash Plus (Dowell) Administrative Order 12/22/08
Cash Plus (Hot Lava Flow) Administrative Action 05/16/08
Cash Plus (Lim) Administrative Action 05/06/11
Cash Plus (Mid City Financial Solution) Administrative Order 05/13/08
Cash Plus (Pham) Administrative Action 12/10/08
Cash Plus Administrative Action
See also Office of Administrative Law Decision – OAH No. 2009050040
02/19/09
Cash Plus, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. 2009050040
02/19/09
Cash Plus Office No. 96 Administrative Action
See also Office of Administrative Law Decision – OAH No. 2009050040
02/19/09
Cash Plus #132 Desist & Refrain Order 02/18/09
Cash Plus #154 Administrative Action 12/28/07
Cash Plus #196 Desist & Refrain Order 02/18/09
Cash Plus of Rancho Administrative Action 11/30/07
Cash Plus Ventura Administrative Action 12/28/07
Cash Plus #208 Administrative Action See also FSD Licensee Listing #100-4121 01/19/12
Cash Til Payday Administrative Action
See also Office of Administrative of Law Decision – OAH No.: L2008030198
12/28/07
Cash Time Loan Centers, CA LLC Administrative Action
See also CFL Licensee Listing # 60DBO-72511
04/06/22
Cash Tonic – 603H692 Cash Tonic – 603G854 Administrative Action 05/12/10
Cash Transfer Centers Desist & Refrain Order 08/27/08
Cash Until Payday (Kelly, Dwight and Susan) Administrative Action 10/02/06
Cash Until Payday Administrative Action 12/04/07
Cashbak, LLC Administrative Action
See also FSD Licensee Listing # 603H297
03/09/18
Cashbloom Business Loans LLC Administrative Action
See also CFL Licensee Listing # 603K101
04/03/20
Cashbloom LLC Administrative Action
See also CFL Licensee Listing # 603I598
04/03/20
CashInYourCity.Com Desist & Refrain Order 10/19/09
Cashman, Christopher Todd Administrative Action
See also Investment Adviser Firm Summary CRD # 1954676CRD # 159860
02/16/21
Cashman, Robert L. aka Bob Cashman Desist & Refrain Order 11/25/14
Cashman2/Postal Services Administrative Order 12/28/07
CashNet Asset Management (aka The Breakfast Trade) Civil Action 07/25/06
CashNet USA Administrative Order See also FSD Licensee Listing #100-3271 01/12/15
Cashstand, Inc. Administrative Action 05/07/13
Cash Yes Administrative Action 03/28/14
Cash-Pro Management, Inc. Desist & Refrain Order See also FSD Licensee Listing #100-4613 06/05/15
Casino Check Cashing Administrative Action 12/06/07
Casita Financial, Ixnc. Administrative Action 03/18/11
Cason, Raymond Harold Desist & Refrain Order 05/20/09
Caspillo, David Administrative Action 05/01/09
Casper, Kevin Daniel Administrative Action 04/30/15
Cast Capital Lending Corp Administrative Action
See also CFL Licensee Listing # 60DBO-58373
04/16/21
Cast Shield International, Inc. (PDF) Desist & Refrain Order 07/20/05
Castaneda Investments Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-86486
04/03/20
Castano Holdings LLC Administrative Action
See also CFL Licensee Listing # 60DBO-152148
03/07/23
Casselberry, Todd Administrative Action 10/22/19
Casso, Michael Jon Administrative Action
See also NMLS Licensee Listing # 288651
04/11/22
Castellanos, Susan Andrea Administrative Action 03/18/14
CascoFi Fund I, LLC. Administrative Action 08/09/17
Castellon, Geraldinne aka Castellon,GiGi Administrative Action 12/09/14
Castellanos, James Rudolph Administrative Action 08/09/17
Castellanos, James Rudolph; Riva DCM, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-164771
09/08/22
Castillo, Dolores  Administrative Order 10/20/10
Castillo, Jose Desist & Refrain Order 05/18/04
Castle & Cooke Mortgage, LLC Administrative Action
See also FSD Licensee Listing #413-0740
12/16/14
Castle Peak Mortgage, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-93053
12/30/19
Castle Pharmaceuticals, Inc. (PDF) Desist & Refrain Order 07/20/05
Castre. Michael Grant Desist & Refrain Order 03/15/10
Charanvattankit, Narin aka Charan, Narin Administrative Order 03/25/21
Castro, Charles V. Desist & Refrain Order 07/24/04
Castro, Christopher Damon Administrative Order 04/11/11
Castro, Chuck de Desist & Refrain Order 07/21/16
Castro, Daniel Administrative Action
See also NMLS Licensee Listing # 1033695
12/15/21
Castro, Joseph Desist & Refrain Order 01/06/09
Castro, Rene Administrative Actions 04/11/19
Catalina Escrow, Inc. Administrative Actions 10/21/09
Catamount Strategic Advisors, LLC Administrative Actions 01/17/17
Catapult Consulting Associates LLC Administrative Actions See Also FSD Licensee Listing #6053204 09/24/19
Catapult Consulting Associates, LLC Desist & Refrain Order 04/30/09
Catalyst Wealth Management, LLC dba Synergist Wealth Advisors, LLC; De Vos, Paula F. Administrative Action 06/24/19
Catellier, Timothy Stewart Administrative Action
See also NMLS Licensee Listing #1448671
11/23/20
Caterino, Daniel A.- Orange Case #: 02CC15333 Civil Action 10/02/02
Caterino, Daniel A. Civil Action 11/15/05
Cathcart, Dr. Charles Civil Action 09/25/02
Cathcart, Scott Civil Action 09/25/02
Ca-trading.net Desist & Refrain Order 06/07/04
Cavanaugh, Matt Administrative Action 09/11/08
CB Financial aka CBLoans.com Administrative Action 05/07/13
CBSK Financial Group, Inc. Administrative Action 10/09/07
CBRE Capital Partners U.S. Special Situations I Holdings, LLC Administrative Order 11/21/11
CC of Iowa Desist & Refrain Order 04/16/03
CC&K Trust Civil Action 03/22/02
CCC of Des Moines, IA Desist & Refrain Order 04/16/03
CCM Management Group, LLC Administrative Action 08/05/14
CCO California, Inc. Administrative Action 11/30/07
CCR Finance Administrative Action 5/12/10
CCS Desist & Refrain Order 05/19/08
CCSF, LLC (PDF) Administrative Order 09/28/09
CD Mid-Market Us Private Fund Holdings L, L.P. Administrative Action
See also CFL Licensee Listing # 60DBO-96580
12/30/22
CD Mid-Market Us Private Fund Holdings U, LLC Administrative Action
See also CFL Licensee Listing  # 60DBO-96579
12/30/22
CDL Mortgage Services, Inc. Administrative Action
See also  CFL Licensee Listing # 60DBO-44051
07/12/19
CDNX Fund, LLC Civil Action 02/11/09
Cedar Funding Mortgage Fund, LLC Administrative Action 04/30/08
Celebrity Financial, LLC Administrative Order 07/23/08
Celebrity Home Loans, LLC Administrative Action
See also CRMLA Licensee Listing # 413-1112
06/21/23
Celestine, Dan; Celestine Daniel F. Rescission of Desist & Refrain Order and Desist & Refrain Order 09/14/07
Celestine, Geri Rescission of Desist & Refrain Order and Desist & Refrain Order 09/14/07
Celink Administrative Action See also Licensee Listing #4131131 12/31/12
Celsius Network Inc.; Celsius Network Limited; Celsius US Holding LLC; Celsius Network LLC; Celsius Lending LLC Administrative Action
See also CFL Licensee Listing # 60DBO-133776
08/08/22
Cembrus, Inc. Administrative Action 06/21/17
Cementos Exportadora, SA Desist & Refrain Order 01/31/14
Cenko, Robert John Statement of Issues 11/17/16
Center for Loan Servicing (The) Administrative Action 12/14/06
Center Street Lending Fund IV SPE, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-57756
04/03/20
Center Street Lending V SPE, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-93787
04/19/22
Center Street Loans, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-75819
03/15/21
Centerline Finance Corporation Administrative Action
See also FSD Licensee Listing # 603-D616, Centerline Mortgage Partners, Inc.
03/18/11
Centerline Mortgage Capital Corporation – 6053509 Centerline Mortgage Capital Corporation – 6053518 Centerline Mortgage Capital Corporation – 603D617 Administrative Order 01/24/13
Centerline Mortgage Partners Inc. Administrative Action
See also FSD Licensee Listing # 605-3519, Centerline Finance Corporation
02/02/11
Centerpointe Financial Group  Administrative Order 11/17/10
CenCal Value Investments, LLP Desist & Refrain Order 09/24/07
Centennial Lending Group, LLC Administrative Action
See also FSD Licensee Listing #4131166 See also NMLS Licensee Listing #340534
08/29/19
Centennial Management Administrative Action 11/23/03
Centennial Services Administrative Action 10/23/23
Centennial Bank Administrative Action 04/24/10
Centra Palm Court, LLC Desist & Refrain Order 05/11/09
Central California Escrow Co. Administrative Action
See also FSD Licensee Listing #963-0491
10/11/10
Central Mortgage  Administrative Action 05/12/10
Central Pacific Mortgage Company Administrative Order 04/11/07
Central Valley Home Center, Inc. Administrative Order 05/01/09
Central-Escrow.com Desist & Refrain Order 04/28/04
Centralescrowinc.com Desist & Refrain Order 07/12/05
Centro Estudios Universitarios, Inc. Administrative Action
See also CFL # 60DBO-43531
05/25/18
Centuria Growth Fund, LP Desist & Refrain Order 05/11/06
Centurion Finance, Inc.  Administrative Action 03/28/12
Centurion Fund Desist & Refrain Order 10/28/09
Century Financial Escrows, Inc. Administrative Action 11/02/07
Century Lending Group Administrative Action 02/17/22
Century Affordable Development, Inc. Administrative Action
See also  CFL # 6038582
04/16/21
Centurywide Group,Inc Administrative Action
See also CFL # 60DBO-139578
12/30/22
Citicapital Group Administrative Action
See also CFL # 60DBO-144268
12/30/22
CGTR Commercial Capital, LLC Administrative Action
See also CFL # 60DBO-152807
12/30/22
Charities Benefit Mortgage, Inc. Administrative Action
See also CFL # 60DBO-108583
12/30/22
Cerato, Jan Gregory, aka Maxpread Technologies Limited Desist & Refrain Order 04/19/23
Cerritos Escrow, Inc. Administrative action 05/22/12
Certain Lending, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-87471
04/03/20
Certified Monetary Trust Administrative action 11/08/19
Cervantes, Francisco J.  Administrative Action 09/01/10
Cervantes, Juan Pablo Administrative Action 09/12/08
Cervantes, Sergio Hernandez Administrative Action 04/24/18
CF Escrow, Inc., now known as PIRON ESCROW, Inc. Administrative Order 05/12/10
CFC Investment Company Administrative Action
See also CFL Licensee Listing # 603K807
04/19/22
CFIC Mortgage Administrative Order 09/17/07
CFP Fund I, LLC Administrative Action 01/03/23
Cha, Inhee Desist & Refrain Order 05/14/14
Cha, Peter Administrative Order 11/30/18
Chaat Café, Inc. Order Revoking Effectiveness of Franchise Registration
See also Consent Order (04/14/05)
01/11/05
Chad, Clement aka Chad, Clem Desist & Refrain Order 05/29/08
Chaing, Lien H. Desist & Refrain Order 01/24/05
Chais, Stanley Desist & Refrain Order 07/01/09
Challenge Finanical Investors Corp Administrative Order 09/14/07
Chameleon Tree, LLC Desist & Refrain Order 01/31/06
Champion Home Loans Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-70199
05/18/18
Chan, Alfred K. Administrative Action 10/20/20
Chan, Fanny Desist & Refrain Order – Also see Life Partners, LLC 02/27/14
Chandran, Neil Desist & Refrain Order 04/13/06
Chang, Kay Kyong Hui Administrative Action 12/14/15
WealthBridge Inc. Administrative Action
See also CRD # 144198 and CRD # 5020283
04/25/22
Chang, Jorge Administrative Action
See also NMLS Licensee Listing # 1489690
01/02/22
Chanla, Pam Desist & Refrain Order 12/12/08
Channel 1 Escrow Administrative Action 07/28/09
Channel Investments Civil Action 05/03/06
Channel_Trading.Com, Inc. Desist & Refrain Order 12/20/12
Chao, Peter Desist & Refrain Order 12/12/11
Chao, Phoebe Desist & Refrain Order 12/12/11
Chao, Yvonne aka Chao, Hiuyi; Lee, Yvonee; Lee, Yvonne Hiuyi; and Lee, Yvonne C. Desist & Refrain Order 12/26/07
Chaos Home Loan LLC Administrative Action 04/22/19
Chapin, John Desist & Refrain Order 03/07/07
Chapman, Cory Administrative Action 04/18/23
Chapman, Gregory T. Civil Action 01/04/06
Chapman, William Dean Desist & Refrain Order 06/30/11
Char Jea Financial Group (Charles B. Norman, dba) Administrative Order 05/01/09
Charita Private Banking Administrative Action 02/04/20
Charcole Capital Corporation  Administrative Action 03/18/11
Charlene Goodrich Loan Servicing, LLP Desist & Refrain Order 04/05/11
Charles Winn, LLC Administrative Action 10/05/21
Charter Dispatch Desist & Refrain Order 02/04/09
Charter Funding Administrative Order 04/23/08
Charter School Funding 1-2-3 Desist & Refrain Order 05/24/11
Chartwell American Mortgage LLC Administrative Action
See also CFL Licensee Listing #’s 60DBO-91051 and 60DBO-91092
04/03/20
Chase Metals, Inc., Chase Metals, LLC Administrative Action 09/22/20
Chase Morgan Financial Network Desist & Refrain Order, see also National Foundation of America 08/29/07
Chastain Joint Venture I Desist & Refrain Order 06/27/06
Chatime USA, LLC Administrative Action 11/07/17
Chaudhry, Azzam Administrative Action
See also CFL Licensee Listing # 60DBO-115755
04/19/22
Chavez, Linda J. Administrative Action 05/16/06
Chavis, Ladio Desist & Refrain Order 06/22/06
Chazel Capital, Inc. Administrative Action 06/20/12
Clear Choice Lending LLC Administrative Action
See also FSD Licensee Listing # 603L127
08/16/18
Cheatham, Njeri Administrative Action 03/25/15
Check 2 Payday Administrative Action 11/08/06
Check Advance of San Diego Desist & Refrain Order 05/14/08
Check 4 Check Administrative Action 08/30/10
Check Ahead Administrative Action 05/12/08
Check By Check (Ramiro Serrano) Administrative Action 05/15/08
Check By Check Desist & Refrain Order 07/17/08
Check By Check – Chino A Desist & Refrain Order 07/17/08
Check By Check – Citrus A Desist & Refrain Order 07/17/08
Check By Check – Cloverdale A Desist & Refrain Order 07/17/08
Check By Check – Farmerville Desist & Refrain Order 07/17/08
Check By Check – Farrfield 02050801 Desist & Refrain Order 07/17/08
Check By Check – Folsom A Desist & Refrain Order 07/17/08
Check By Check – Gilroy Desist & Refrain Order 07/17/08
Check By Check – Hayward 02050801 Desist & Refrain Order 07/17/08
Check By Check – Imperial Desist & Refrain Order 07/17/08
Check By Check – Lake Elsinore Desist & Refrain Order 07/17/08
Check By Check – Livermore 02050801 Desist & Refrain Order 07/17/08
Check By Check (Moorpark) Administrative Action 09/12/08
Check By Check – Napa 02040801 Desist & Refrain Order 07/17/08
Check By Check – Oakland Int Desist & Refrain Order 07/17/08
Check By Check – Sac Del Paso Desist & Refrain Order 07/17/08
Check By Check – Santa Rosa A Desist & Refrain Order 07/17/08
Check By Check – South El Monte Desist & Refrain Order 07/17/08
Check By Check – Van Nuys A Desist & Refrain Order 07/17/08
Check Cash & Pay Day Loan Administrative Action 08/02/11
Check Cashing Center Administrative Action 06/22/07
Check Cashing of Rancho Administrative Action 11/30/07
Check Cashing Place Desist & Refrain Order 06/12/08
Check Cashing Plus Mail Center Administrative Action 02/25/08
Check Connection Furniture Connection Desist & Refrain Order 02/28/07
Check Exchange Civil, Administrative Action & Desist & Refrain Order 06/29/05
Changemyrate.com A Mortgage Corporation Administrative Action 08/13/21
Check In Cash Out Administrative Action 05/04/17
Check Into Cash of California, Inc. dba Check into Cash Administrative Action
See also CFL Licensee Listing # 603I709
12/11/17
Check-Mate (PDF) Administrative Action 08/30/10
Check Mark Enterprises Administrative Action 09/16/08
Check Max Plus Administrative Action 03/09/12
Check ‘N Go Administrative Action 03/26/07
Check Point Check Cashing Desist & Refrain Order 05/13/08
Check ‘TIL Payday Desist & Refrain Order; Administrative Action 05/12/06
CheckCity.com Administrative Action 11/30/07
CheckMate Administrative Order See also FSD Licensee Listing: #100-0910, #100-0911, #100-0912, #100-0913, #100-0914, #100-1890, #100-1891, #100-1892, #100-1893 05/20/08
Check-Mate Administrative Action 07/17/08
Checking Check Cashing Centers Desist & Refrain Order 06/10/08
Checks Cashed and More Administrative Action 11/30/07
Checks Cashed for Less Administrative Action
See also Office of Administrative Hearing Decision – OAH No. L2008010638 See also Office of Administrative Law Decision – OAH No. L2008010638
12/28/07
Checks for Cash Administrative Action 11/30/07
Checks Cashed of Southern California Administrative Action 05/03/07
Checks-N-Advance Desist & Refrain Order 09/12/08
Cheetah Escrow Services, Inc. Administrative Action 03/28/08
Chen, Tsang-Chi aka Chen, James Desist & Refrain Order 08/12/10
Chen, Frank Desist & Refrain Order 06/23/14
Chen, Jerry Gang Administrative Action
See also NMLS Licensee Listing # 1195768
01/10/20
Chen, Steve Administrative Action 09/06/18
Chen, Yan Yao Desist & Refrain Order 06/23/14
Chen, Yangquan Desist & Refrain Order 06/23/14
Cheney-Jamison, Stacy Elizabeth Administrative Action
See also NMLS # 2051810
10/13/21
Cheng, Marvin Desist & Refrain Order 04/16/08
Chens Family Rock Foundation Desist & Refrain Order 08/12/10
Cheon, Abe. Desist & Refrain Order 10/28/10
ChequeIn.com; ChequeIn.net Desist & Refrain Order 05/05/08
Cherokee Oil and Natural Gas Acquisition Company, LLC Administrative Action
See also Office of Administrative Law Decision – OAH No. L2007070922
06/01/07
Cherry Avenue, Inc Desist & Refrain Order 06/06/02
Cherry LLC Administrative Action
See also CFL Licensee Listing # 60DBO-102549
04/03/20
Cherry On Top Desist & Refrain Order 09/19/12
Cherry Technologies, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-102549
02/04/21
Cherrywood Mortgage, LLC Administrative Action
See also CFL #’s 60DBO-91129, 60DBO-93551, 60DBO-93552, 60DBO-94125
04/16/21
Chetcuti and Associates Desist & Refrain Order 11/16/11
Chetcuti, Benny, Jr. Desist & Refrain Order 11/16/11
Chex Check Cashing Administrative Action 07/20/05
Chicago Bancorp, Inc. Administrative Order 01/13/12
Chicago Financial Services, Inc. Administrative Action See also FSD Licensee Listing #603-K804 06/08/17
Chicago Mortgage Solutions, LLC, fka Chicago Mortgage Solutions Corporation Administrative Action See also FSD Licensee Listing #4131031 12/27/17
Chicha San Chen Corporation Consent Order 02/01/22
Children Family Films, LP, dba Children Family Films and Children’s Family Films Desist & Refrain Order 04/01/09
Children’s Educational Network, Inc. Desist & Refrain Order 12/01/14
Children’s Edutainment Network, Inc. Desist & Refrain Order 12/01/14
Chime Financial, Inc. Administrative Action 03/29/21
Chinen, Theodore T. aka Tanaka, Teddy or Ted Desist & Refrain Order 07/27/07
Ching, Cynthia aka Ching, Diana aka Maratas, Cynthia aka Eco, Diana Desist & Refrain Order 12/29/09
Chiu, Warren Wai Hung Desist & Refrain Order and Erratum 03/15/07
Cho, Hin-Kong Desist & Refrain Order 05/21/07
Cho, Robin Kyu Desist & Refrain Order 01/24/06
Cho, Tim Desist & Refrain Order 05/21/07
Cho, Timothy Desist & Refrain Order 05/21/07
Choctaw Trading & Analytics, Inc. Administrative Action
See also CRD #’s 322691 and 706327
11/17/23
Choi, Jeffery D. Administrative Action 05/02/18
Choi, Jinsup Desist & Refrain Order 06/05/07
Choi, Yong Shik Administrative Action
See also NMLS Licensee Listing # 613306
11/04/14
Choice Exploration, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. 2008070340
06/06/08
Choice Lending Corp. Administrative Action
See also CRMLA Licensee list# 4131005
04/22/21
Choice Equity Administrative Action 02/16/18
Chortkoff, Rand Jay aka Gregory Martin Desist & Refrain Order 03/28/08
Chou, Kurt Desist & Refrain Order 09/19/12
Chow, Gary Administrative Action
See also CRD #146706CRD # 5522751
06/29/12
Chow, Llanoson Kamwah; Database Investment, Inc. Desist & Refrain Order 07/28/06
Chow, Llanoson Kamwah; Lamonex Financial, Inc.; Parmanathan George Govender Desist & Refrain Order 08/26/04
Christ Investment Service Inc., Christ Investment Service, LLC Desist & Refrain Order 04/02/08
Christanto, Teddy Avian  Administrative Action 11/26/12
Christen Financial Services Desist & Refrain Order 12/24/02
Christen Financial Services Desist & Refrain Order 12/24/02
Christen, Rosemary Desist & Refrain Order 12/24/02
Christenot, Andrea Administrative Action
See also NMLS Licensee Listing # 283390
12/22/21
Christenot, Shannon Administrative Action
See also NMLS Licensee Listing # 278136
12/22/21
Christensen Financial, Inc.  Administrative Order 12/19/12
Christensen, Jeanne Louise Desist & Refrain Order 02/17/15
Christianos, Michael Francis Administrative Action
See also CFL # 603I408NMLS # 1510664
02/15/22
Christiansen, Charles T. Administrative Action
See also Office of Administrative Hearing Decision
03/02/09
Chu, Hsiao Mei Desist & Refrain Order 06/23/14
Chu, James K Administrative Action
See also CFL # 60DBO-117619
03/07/23
Chu, Jerry Administrative Action 11/14/22
Chulak, Michael Todd Administrative Action 06/08/17
Chun, Eugene Administrative Order 04/21/16
Chung, Christine Administrative Action
See also FSD Licensee Listing #963-1752; United Escrow Co.
07/09/14
Chung, Jin K. Desist & Refrain Order 05/18/11
Cicotte, John Desist & Refrain Order 04/13/09
CIBC, Inc. Administrative Action 12/27/17
CIBO Desist & Refrain Order 03/28/16
CIG Corp. Administrative Order 05/01/09
Cig Realty & Loans Sacramento Administrative Action See also FSD Licensee Listing #607-2622 09/08/16
Cimarron Escrow Administrative Order 11/05/07
Cimarron Ventures Desist & Refrain Order 10/28/09
Cimu Wholesale Administrative Action 12/08/08
Cina, Cameron formerly known as Maleki, Sam Administrative Action 11/21/13
Cinamour Entertainment, LLC Administrative Action; see also Desist & Refrain Order 03/24/09
Cinema Partners LLC Desist & Refrain Order 01/05/10
Cinetech Entertainment, Cinetech Films, Cintek Films Desist & Refrain Order 04/02/09
Cintiva Financial Corporations Administrative Action 12/01/06
Cirino, Armando Desist & Refrain Order 11/17/09
CIS Investment Service, LLC, CIS International, LLC, CIS Service, Inc. Desist & Refrain Order 04/02/08
Cisco Systems Capital Corporation Administrative Action 9/14/12
CIT Commercial Finance/Business Credit, Inc. – 6033211 CIT Commercial Finance/Business Credit, Inc. – 6033212 CIT Commercial Finance/Business Credit, Inc. – 6033213 CIT Commercial Finance/Business Credit, Inc. – 6032547 Administrative Order 10/19/10
CIT Commercial Finance/Commercial Services  Administrative Order 10/12/10
CIT Financial Services II, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-96799
12/30/19
CIT Lending Services Corporation – 6032749 CIT Lending Services Corporation – 6032750 CIT Lending Services Corporation – 6032752 Administrative Order 10/19/10
Citadel Capital Management Group, Inc Desist & Refrain Order 02/14/02
Citadel Escrow Inc. Administrative Action 08/05/16
Citadel RE and Investments, LLC. aka www.citadelbayarea.com; Le, Carl Bao Administrative Action 02/06/20
CitcCal Financial Corporation Desist & Refrain Order 01/06/09
Citcon USA LLC Administrative Action 11/09/20
Citi Capital Investments LLC Administrative Action
See also CFL Licensee Listing # 60DBO-11328
04/28/22
Citi Home Loan Administrative Action 10/10/06
Citi Travelers Insurance Management Desist & Refrain Order, Stipulation 10/27/08
Citigroup Global Markets, Inc. Administrative Action 03/13/09
CitiGroup, LLC National Mortgage Settlement, See also National Mortgage Settlement website for more information 02/09/11
CitiMortgage, Inc. Administrative Action 06/18/19
Citiprop Corporations, Inc. Desist & Refrain Order 09/08/11
Citirise Redevelopment, LLC Desist & Refrain Order 07/03/06
Citivest Residential Income and Total Return Fund, LLC. Administrative Order 07/17/15
Citizen’s Choice Mortgage Administrative Action
See also CFL Licensee Listing # 60DBO-90349
04/16/21
Citizens Business Finance Administrative Action 10/10/16
Citracado Market Advisors Corporation Administrative Action 12/30/19
City 1st Mortgage Administrative Action See also # 413-0732 05/16/14
City 1st Mortgage Services Administrative Action, See also # 413-0732 05/16/14
City Cel Wireless, Inc. Desist & Refrain Order 11/02/06
City Escrow Administrative Action 10/03/07
City First Mortgage Services LLC also doing business as City 1st Mortgage, City 1st Mortgage Services Administrative Action, See also # 413-0732 05/16/14
City Home Lending Corporation Administrative Action
See also CFL Licensee Listing # 60DBO-137102
04/19/22
City Loan Administrative Action See also FSD Licensee Listing #603-I940 06/07/17
City Title Loan, LLC. dba City Loan Administrative Action See also FSD Licensee Listing #603-I940 06/07/17
CityMutual Financial, CityMutual Corporation Administrative Action 12/08/08
Cityone Mortgage Bankers, Inc. Administrative Action 05/12/10
CJCLive Media, LLC Administrative Action 07/30/20
CK Financial Group, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-68186 
02/05/20
CKT Logistic, Inc. Administrative Action 04/03/19
Claremont Funding Group, LLC Administrative Action 03/18/11
Clarity Development Corporation Desist & Refrain Order; Civil Action 11/19/04
Clark Estate Services, LLC Administrative Action
See also Office of Administrative Law Decision – OAH No. L2003060888
01/05/04
Clark, David B. Administrative Action 10/10/18
Clark, Gillian Desist & Refrain Order 11/28/11
Clark, Greg Desist & Refrain Order 02/01/05
Clark, Marshall Administrative Action
See also NMLS # 1561075
12/22/21
Clark, James M. Administrative Action
See also Office of Administrative Law Decision – OAH No. 2013120577
05/05/14
Clark, Robert M. Administrative Action
See also Office of Administrative Law Decision – OAH No. L2003060888
01/05/04
Clark, Susan M. Administrative Action
See also CFL Licensee Listing # 60DBO-77385
04/03/19
Clarke Capital LLC Administrative Action
See also CFL Licensee Listing # 60DBO-97641
04/03/20
Class One Capital Administrative Action 05/12/10
Classic Consultants Desist & Refrain Order 12/01/05
Classic Expo, LLC Desist & Refrain Order 03/14/11
Classic Financial & Investment Services, Inc. Administrative Action 04/16/19
Classic Games U.S.A.; Classic Gaming Desist & Refrain Order 12/01/05
Classic Home Lending, Inc. Administrative Action 01/18/07
Classic Rock Coffee Co. Franchising LLC Administrative Action 01/10/19
Clayton Banner and Associates Administrative Action 01/30/23
Claus, David Desist & Refrain Order 04/30/08
Clawson, William Gary Desist & Refrain Order 08/11/16
Clawson, Darby Cole Desist & Refrain Order 08/11/16
Clean Energy Finance, LLC Administrative Action
See also CFL Licensee Listing #603C664
10/22/19
Clean Power Finance, Inc. Administrative Action 05/07/13
Clear Escrow Administrative Order 12/18/12
ClearPoint Funding, Inc. Administrative Action 01/01/14
Clear Vision MPG, LLC; ClearVision Media Production Group, Inc. Desist & Refrain Order 05/05/09
Clear2Mortgage Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-117860 
04/16/21
Clearcoast Capital, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-103851
04/16/21
Clearinghouse Community Development Financial Institution Administrative Action 11/26/12
Clement Financial, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-74124
05/07/18
Clements, Christine Renee Administrative Action
See also NMLS # 2064285
08/17/21
Clements, David Lee Administrative Action 06/27/17
Clerkie Lending LLC Administrative Action
See also CFL Licensee Listing # 79009
12/29/23
Clicklease LLC Administrative Action 04/03/19
ClickN Kids, Inc. Desist & Refrain Order 07/05/16
Climb Investco, LLC dba Climb Credit Administrative Action
See also CFL #’s 60DBO-44527, 60DBO-86584 
04/16/21
Client Financial Services, LLC Administrative Order 05/02/12
Clinger & Co., Inc. Administrative Action
See also FINRA Detailed Report – CRD # 1471
01/30/20
Clinton, Larry Administrative Action
See also NMLS # 869020
12/21/21
CLO Funding Corporation, dba Great Mortgage Corporation Order to Discontinue 04/12/12
ClosingMark Home Loans, Inc. Administrative Action
See also FS Licensee Listing #4130023
03/04/20
Cloud 9 Marketing, LLC. Desist & Refrain Order 05/13/14
Cloud & Associates Desist & Refrain Order 12/24/02
Cloud, Thomas G. Desist & Refrain Order 12/24/02
CLSF Management, LLC Desist & Refrain Order 10/10/16
Club Tuki, LLC Desist & Refrain Order 12/01/14
Clyde’s Liquor Administrative Action 12/26/07
CMC Mortgage Corporation Administrative Order 06/16/08
CMB Capital Investments, LLC Administrative Order 08/06/15
CMG Financial Administrative Action See also FSD Licensee Listing #4150025 10/23/18
CMG Mortgage, Inc. dba CMG Financial, Sterling Mortgage and Diversified Mortgage Group Administrative Action See also FSD Licensee Listing #4150025 10/23/18
CMG-Capital Management Group Desist & Refrain Order 07/11/05
CMP Capital, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-99457
04/03/20
CMR Mortgage Fund III Administrative Action 12/09/08
CNG Financial Management, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. 2008080015
03/12/07
CNN Mortgage Administrative Order See also FSD Licensee Listing #’s 4131232 and 603E254 See also NMLS Licensee Listing #148530 04/19/19
CNU of California, LLC dba Cashnet USA Administrative Order See also FSD Licensee Listing #100-3271 01/12/15
CoActiv Capital Partners Administrative Action 02/27/09
Coale Financial, Inc. aka Coale Financial Services Administrative Action 11/26/12
Coast Capital Mortgage Company; Coast Capital Corporation Administrative Action 05/12/10
Coast Capital Financial Corporation Administrative Action 03/18/11
Coast Capital Income Fund, LLC Administrative Action 03/18/11
Coast Capital Management, LLC. Administrative Action 15/18/16
Coast Cities Financial Administrative Order 12/10/10
Coast Mortgage Bankers Administrative Action 12/08/08
Coast To Coast Lending Group, Inc. Administrative Action
See also FSD Licensee Listing #603-F369
09/02/16
Coast to Coast Money Solution Administrative Order 11/21/11
Coast to Coast Mortgage Financial, Inc. Desist & Refrain Order 12/15/09
Coast to Coast Real Estate Solutions Administrative Action 11/01/05
Coast Wealth Management, Inc. Administrative Action
See also Investment Adviser Firm Summary – CRD # 129090
10/06/22
Coastal Capital Corporation Administrative Action 08/07/07
Coastal Cash and Loan LLC Administrative Action 12/30/19
Coastal Express Escrow, Inc. Administrative Action 03/13/12
Coastal Lending Financial Corporation, Inc. Administrative Order 05/01/09
Coastal Resources Corporation Desist & Refrain Order 01/31/03
Coastal States Mortgage Corporation Administrative Action 09/19/12
CoastalStates Mortgage, Inc. Administrative Action 09/19/12
Coastline Credit Ltd Desist & Refrain Order 03/06/07
Coates, Tom Desist & Refrain Order 04/16/03
Cobalt Mortgage, Inc. Administrative Action 12/11/15
Cobbold, Stanley G Desist & Refrain Order 04/14/03
Coburn, James R. Desist & Refrain Order 06/16/08
Coceptive Credit Union Cease and Desist Order 04/26/18
Cochran, Joseph E. Administration Action
See also FSD Licensee #963-0037 See also Office of Administrative Law Decision – OAH No. 2014020568
07/29/14
Cocomo LLC Administration Action
See also CFL # 60DBO-153599
12/29/23
Coffee Cooperative, Inc. Desist & Refrain Order 12/18/06
Coffin, Harold P. Civil Action 02/10/00
Coffman, Tracy Administrative Action 12/22/08
Cogar Financial Services, Inc. Administrative Action 12/15/06
Cohen, Al Desist & Refrain Order 04/30/12
Cohen, Alvin Marc Administrative Action 06/11/19
Cohen, Daniel Desist & Refrain Order; Civil Action 02/06/06
Cohen Financial Group, LLC Desist & Refrain Order 04/14/11
Cohen, John D Desist & Refrain Order 04/14/11
Cohen, Marie Clarissa Desist & Refrain Order 04/14/11
Cohen,Mark Steven Administrative Order See also NMLS File #459798 11/18/14
Cohn, John C. (PDF) Desist & Refrain Order 07/20/05
Coinbase Global, Inc. and Coinbase, Inc. Administrative Action 06/06/23
CoinMarketBull aka Coin Market Bull aka CMB Administrative Action 08/09/23
CloudFi; www.cloudfi.app; www.cloudfi.info; Cerato, Jan Gregory Administrative Action 08/09/23
Coinbot, aka www.coinbot.cx Desist & Refrain 04/19/23
Coker, Jacob William Administrative Action
See also NMLS Licensee Listing # 141159 
06/08/20
Colclasure, Carol Valentine Administrative Action
See also NMLS Licensee Listing # 2000568 
01/20/21
Coldwater Canyon Capital, LLC Administrative Action 05/12/10
Cole, Otha Civil Action 10/23/06
Cole, John Albert Administrative Action 01/04/21
Cole, Matthew Administrative Action
See also NMLS Licensee Listing # 633188
01/02/22
Codefu, LLC. aka Codefu Administrative Action 12/19/23
Coleman, Cody Administrative Action
See also NMLS Licensee Listing # 667753
01/02/22
Coleman, Gary Desist & Refrain Order 07/27/07
Coleman, Kanya T. Desist & Refrain Order 06/01/07
Colin, George M. Desist & Refrain Order 12/01/10
Collaborative Financial Consulting, LLC Administrative Action
See also Investment Adviser Summary – CRD # 2732394
08/24/22
Collar Capital Management, LLC Administrative Action 04/10/19
Collateral Equities Corporation Desist & Refrain Oder 06/26/02
Collazo, Ivan Desist & Refrain Order 03/24/09
Collectors Finance Corporation Administrative Action 05/12/10
Collier, Daniel Desist & Refrain Order 0823/11
Collino, Peter Desist & Refrain Order 11/01/11
Collins, James Desist & Refrain Order 11/04/10
Collins, Joseph Edward, Jr.;Punch TV Studios, Inc. Administrative Action 05/14/20
Collins, Troy Administrative Action
See also NMLS Licensee Listing # 322488
12/24/21
Collinsburg Financial Group Administrative Action 05/02/23
Colonial Realty Group,Inc. Desist & Refrain Order 05/19/14
Colonial Mortgage & Investment, Inc Administrative Action 11/01/05
Colony Escrow Company Administrative Action
See also FSD Licensee Listing # 963-0359
08/30/2016
Colorado Sun West Mtg Administrative Action 06/02/10
Colortyme Administrative Action
See also FSD Licensee Listing #100-3529 See also FSD Licensee Listing #100-4248
12/15/14
Colter, Mark Administrative Action 08/01/19
Columbia Equipment Finance Corporation Administrative Order 06/15/11
Columbia National, Inc. Administrative Action 08/03/07
Columbus Capital Lending, LLC Administrative Action 05/09/17
Comdata Network, Inc. of California Final Order 12/27/16
Combined Acceptance Corporation  Administrative Action 07/27/10
Comet Confections PBC  Administrative Action 01/27/21
Commerce Community Service Center Desist & Refrain Order 05/17/07
Commerce Financial Services, LLC Administrative Action 04/03/19
Commerce Home Mortgage LLC Administrative Action
See also CRMLA # 4150083
12/19/19
Commerce Point Capital, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-74546
04/19/22
Commercial Business Credit Union Administrative Action 01/09/20
Commercial Capital Company, L.L.C Administrative Action 04/03/19
CommerceWest Bank Final Order 04/12/16
Commercial Capital Corporation, dba Universal Lending Corporation Desist & Refrain Order 02/27/14
Commercial Capital Investments Inc. Administrative Action 04/03/19
Commercial Debt Counseling Corporation dba AmerAssist Turnaround Management Corporation Administrative Action
See also Office of Administrative Law Decision – OAH No. 2014040633
07/25/15
Commercial Escrow Services, Inc. Administrative Action
See also FSD Licensee Listing #9635075
10/12/11
Commercial Finance & Leasing Bank of Cardiff, Inc. Administrative Order 05/01/09
Commercial Finance Partners Holdings, Inc Administrative Action
See also CFL Licensee Listing # 60DBO-65922
04/19/22
Commercial Finance Partners L.L.C. Administrative Action
See also CFL Licensee Listing # 60DBO-65921
04/19/22
Commercial Fleet Financing, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-137694
12/30/22
Commercial Real Estate Lender, Inc. Administrative Action 07/22/16
Commercial Real Estate Finance, LLC; CRE-Finance, LLC Administrative Action 02/22/24
Commission Express Austin, LLC Desist & Refrain Order 05/26/10
Commissions2day LLC Administrative Action
See also CFL Licensee Listing # 60DBO-80434
04/03/20
Common Cents Administrative Order 04/15/09
Community Business Services, Inc. Desist & Refrain Order 09/16/08
Community Solar Inc. Administrative Action 03/30/21
Community Check Cashing Administrative Action 11/30/07
Community Development Financing Administrative Action 11/30/07
Community Electric and Power L.L.P. Desist & Refrain Order 09/13/06
Community Electric and Power LLP Desist & Refrain Order 09/13/06
Community First Credit Union Administrative Action 09/17/21
Community First Lending, LLC Administrative Action 05/02/18
Community Independent Business Owner, Inc., d.b.a. CIBO Desist & Refrain Order 03/28/16
Community Lending, Incorporated Administrative Order 05/01/09
Community Payday Advance, LLC Administrative Action 12/28/07
Community Reinvestment Fund, Inc. Administrative Action 05/12/10
Compass Escrow, Inc. Administrative Action 06/03/10
Compass Mortgage Lending, Inc. Administrative Action
See also CRMLA Licensee Listing # 4131332
06/23/22
Compassionate Care Community Services, Inc. aka 420 Delivery Service Administrative Action 10/28/14
Compitum Corporation, Inc. Desist & Refrain Order 06/11/03
Complete Business Solutions Group- Pacific Coast, Inc. Administrative Action
See also CFL Licensee Listing # 60DBO-96108
04/03/20
Complete Mortgage and Financial Solutions, LLC Administrative Order 05/01/09
Complete-trading.com Desist & Refrain Order; See rescinding order for Dr. Stanley Skavery only. 06/29/04
Comprehensive Professional Services Administrative Action 12/01/10
Compton, Barry Desist & Refrain Order 11/28/11
Comstock Bancorp, Inc. Administrative Order 050/2/12
Comusal, Inc. Desist & Refrain Order 03/18/13
Concierge Money Managers Administrative Action
See also Investment Adviser Firm Summary – CRD # 295677
01/21/21
Concentric Network Corporation Desist & Refrain Order 03/10/05
Concord Credit Desist & Refrain Order; See also Consent Order issued 12/16/02
Concord Mortgage Company Administrative Order 07/30/07
Concordia Financing Co., Ltd Desist & Refrain Order 10/07/13
Conde Jr., Louis Ortega Administrative Action 05/25/11
Condon, Christopher T. Desist & Refrain Order 01/23/17
Conestoga International, LLC; Conestoga Settlement Services, LLC Desist and Refrain Order 02/06/13
Confident Capital, Inc. Administrative Action
See also CFL Licensee Listing # # 60DBO-92229
04/03/20
Congleton, David William dba The Four Percent Solution, LLC Administrative Action 03/25/19
Conley, Michael aka Conley, Mike Desist & Refrain Order 11/10/10
Conlee, Robert LaVern Administrative Action
See also Office of Administrative Law Decision – OAH NO. L2004020472
10/26/04
Conlin, Kelly P. Desist & Refrain Order 01/30/14
Connecticut Financial, LLC Administrative Action, See also FSD Licensee Listing – CFL # 603A958 12/13/19
Conner, Christopher See also Tomii Franchising, Inc. Administrative Action 12/01/14
Conner and Associates, LLC dba. Franchise Marketing Systems See also Tomii Franchising, Inc. Administrative Action 12/01/14
Conquest Escrow, Inc. Administrative Action
See also FSD #963-2235, Martinez, Lorena Y.
08/18/14
Consolidated Leasing Anadarko Joint Venture Administrative Action
See also Office of Administrative Law Decision – OAH No. N2006020680
01/19/06
Consolidated Leasing Hugoton Joint Venture #2 Administrative Action
See also Office of Administrative Law Decision – OAH No. N2006020680
01/19/06
Consolidated Management Group, LLC Administrative Action
See also Office of Administrative Law Decision – OAH No. N2006020680
01/19/06
Const LLC dba MyConstant, Constant, and ConstantP2P; Chu, Zon; Huynh, Duy Administrative Action 12/21/22
Contrade Finance Administrative Action 12/19/23
Construction Funds Control Services, Inc. Desist & Refrain Order 12/01/11
Construction Loan Company, Inc. (The) Administrative Action 11/26/12
Consumer Capital Advocates, LLC. Desist & Refrain Order 01/17/17
Consumer Counseling Services, Inc. Desist & Refrain Order 10/25/02
Consumer Credit Counseling of Des Moines Desist & Refrain Order 04/16/03
Consumer Credit of Iowa Desist & Refrain Order 04/16/03
Consumer Mortgage Group, Inc. Administrative Action 05/12/10
Consumer Protection Law Center (The) Amended Desist & Refrain Order; Desist & Refrain Order 01/09/09
Conte, Renee M.  Administrative Order 11/21/11
Contempo Capital Funding, Inc. Administrative Order 05/01/09
Contenta Global Capital Group Administrative Order 03/19/19
Continental Communities, LLC. Desist & Refrain Order 10/10/16
Continental Currency Services, Inc. Desist & Refrain Order See also FSD Licensee Listing #100-3227 05/19/08
Continental Investment Management Company Administrative Action 05/21/19
Continental Life Settlement Fund, II, LLC Desist & Refrain Order 10/10/16
Continuum Clubs, Inc., (THE) Desist & Refrain Order 10/08/10
Continuum Financial Partners, LLC. Administrative Action 06/20/17
Contour Mortgage Corporation Administrative Action Also See FSD Licensee Listing #413-1135 11/23/15
Contreras, Lorena Administrative Action 12/27/17
Contreras, Emma Galindo Administrative Action
See also CFL Licensee Listing # 60DBO-97871
05/03/23
Convergent Management Group, LLC Desist & Refrain Order 05/17/10
Convict Cash Administrative Action 08/19/22
Conway, Douglas E Civil Action 03/21/02
Cook, Jeri Desist & Refrain and Stipulation 11/18/11
Cook, Mark A. Desist & Refrain Order 05/04/06
Cook, Norman W. Desist & Refrain Order 05/04/06
Cool Cash, Inc. Desist & Refrain Order 07/16/08
Cooley, Darnell Ellis; Cooley Investments, Inc. Administrative Action 09/03/19
Coombs, Michael A. Desist & Refrain Order 08/16/06
Coombs, Michael Anthony Desist & Refrain Order 08/16/06
Coomer Energy, Inc. Desist & Refrain Order 09/08/08
Coomer, Travis  (Coomer Energy) Desist & Refrain Order 09/08/08
Coomer, Travis (Mid South Energy) Desist & Refrain Order 03/07/07
Cooper, Brandon David Administrative Action
See also CFL # 60DBO-102149
04/16/21
Cooper, Peggy Sue Administrative Action
See also Office of Administrative Law Decision – OAH No. L2006010092
07/26/06
Cooper, Steve O., Sr. Administrative Action
See also Office of Administrative Law Decision
07/26/06
Cooper, Tatum Administrative Action 10/02/07
Cooper’s Escrow Administrative Action, See also Escrow Licensee Listing #963-1835 See also Office of Administrative Law Decision – OAH No. L-2008100882 10/20/08
Cooper, Vilma E. Administrative Action
See also FSD Licensee Listing #963-1835
11/04/14
CopaTV, LLC Administrative Action 08/12/16
Copa Freestyle, Inc. Administrative Action 08/12/16
Cope & McPhetres, Inc. Administrative Order 05/01/09
Coplien, Nicholas Alan Administrative Action
See also NMLS Licensee Listing #1712295
03/26/20
Copperline Capital, LLC Administrative Action 06/18/18
Cops and Robbers, Inc. Desist & Refrain Order 05/27/04
Coral Mortgage Bankers Corp Administrative Order 11/30/10
Corbin Motors Daytona Beach, Inc. Civil Action 05/06/03
Corbin Motors, Inc. Civil Action 05/06/03
Corbin, Mike Civil Action 05/06/03
Corbin, Tom Civil Action 05/06/03
CorbinMotors.Com, Inc. Civil Action 05/06/03
Cordell Reserve Advisors Administrative Action
See also Investment Adviser Firm Summary – CRD # 291665
01/30/20
Cordova Capital Holdings, Inc,, Cordova Realty Advisors, Inc. Desist & Refrain Order 05/27/11
Cordova, Andrew Administrative Action
See also Office of Administrative Law Decision – OAH No. 2012070150
01/13/12
Cordova, Guadalupe  (CFL) Administrative Order 05/01/09
Cordova, Guadalupe (CDDTL) Administrative Action 03/24/09
Cordova, Jose Carmen (CFL) Administrative Order 05/01/09
Cordova, Jose Carmen (CDDTL) Administrative Action 03/24/09
Core Business Credit – 603G820 Core Business Credit – 603G821 Administrative Order 04/21/11
Core Mortgage Group, LLC Administrative Action 03/18/11
CoreStar Financial Group Administrative Action 04/18/07
Coretech Leasing, Inc. Administrative Action
See also CFL Licensee Listing # 603J469
12/16/22
Corn, Catherine Irene Administrative Action 08/06/15
Corner Escrow Administrative Action 06/19/11
Cornerstone Bancorp Mortgage Corporation Administrative Action 12/08/09
Cornerstone Capital Management Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. 2013050773
11/29/12
Cornerstone Capital Systems, Inc. Administrative Action
See also CRD # 132317
01/21/22
Cornerstone First Financial, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-93157
04/03/20
Cornerstone First Mortgage, Inc. Administrative Action
See also CFL Licensee Listing # 603K2497
01/27/21
Cornerstone Charities Desist & Refrain Order 03/02/07
Cornerstone Equity Group, Inc. Administrative Action 06/25/19
Cornerstone Equity Partners, LLC Desist & Refrain Order; Administrative Action 07/06/07
Cornerstone Home Lending, Inc. Administrative Action See also FSD Licensee Listing #4130843 09/18/17
Cornerstone Income Fund I, LP Desist & Refrain Order; Administrative Action 07/06/07
Cornerstone Mortgage Group, Inc. (Cornerstone Realty & Mortgages, Inc., dba) Administrative Order 05/01/09
Cornerstone Realty Group, Inc. aka CRG Properties LLC, CRG Administrative Action 06/13/18
Cornerstone Property Investments LLC Desist & Refrain Order 10/29/09
Cornerstone Wealth Partners, LLC Administrative Action
See also CRD Licensee Listing #146602
01/12/24
Corporate American Escrow Desist & Refrain Order 09/23/10
Corporate Escrow Services, Inc, Corporate Escrow Services,LLC, corporateescrowservices.com Desist & Refrain Order 06/22/10
Corporate Funding Financial Of America Desist & Refrain Order 07/30/07
Corridor Mortgage Group, Inc. Administrative Action
See also CRMLA Licensee Listing # 41DBO-56286
11/02/20
Corona Car TItle Loans Desist & Refrain Order 03/24/11
Cortez, Ignacio Administrative Action 11/17/09
Cortez, Jose Ignacio Administrative Action 04/29/15
Cortina, III, Avelino Administrative Action 03/04/19
Cortopassi, Wayne Administrative Action 09/16/13
Coset Home  Administrative Action 03/18/11
Cosmo Financial, LLC  Administrative Action
See also CDDTL Licensee Listing # 10DBO-43833
01/28/21
Cossu, Claude G Administrative Action 06/12/18
Costa Mesa Car Title Loans Desist & Refrain Order 03/24/11
Costa, Paul Desist & Refrain Order 10/09/02
Costabile, Thomas; TLA Bancorp, Inc.; and The Lending Answe Administrative Action
See also CFL Licensee Listing # 60DBO-87635; NMLS # 1727092
04/03/20
Costello, William Desist & Refrain Order 03/25/08
Costes, Bob;Heart Scan LLC  Civil Action 11/15/05
Costes, Bob;Valensky, Dana S.  Civil Action 10/02/02
Cota, Luis A. Administrative Action 12/22/17
Cothran, Paul Desist & Refrain Order; See also Order Withdrawing 05/18/06
Couba Du Large Joint Venture Desist & Refrain Order 11/29/07
Coughlin, Scott Administrative Action 12/30/19
Couglar, Harold Francis Administrative Action 04/16/19
Country Financial, Inc. Desist & Refrain Order 10/25/11
Country Financial Services (Automotive Funding Group) Administrative Action 06/23/10
Country Western Dance Desist & Refrain Order 03/30/98
Country Western Dance Partners II Desist & Refrain Order 03/30/98
County Financial Services Administrative Order 08/11/10
Countywide Escrow, Inc. Administrative Action 07/19/19
Court St. Financial Funding Administrative Order 02/21/20
Courthouse Factoring Services, Inc.  Administrative Order 09/25/12
Courtney, Donald J. Administrative Action 07/27/05
Consolidated Enterprises, Inc, Towns Financial Group Desist & Refrain Order 06/01/09
Covenant Family Trust Desist & Refrain Order 10/06/09
Covenant Financial Advisors Desist & Refrain Order 07/19/02
Covey, Steven P. Desist & Refrain Order 05/13/11
Covenant Escrow Services Corporation Administrative Action
See also FSD license listing # 9632662
03/23/18
Cox, Barbara Bailey Administrative Action
See also Office of Administrative Law Decision – OAH NO. 2011100520
05/23/12
Cox, Bob Desist & Refrain Order 05/28/15
Cox, Michael Allen Desist & Refrain Order 10/19/07
Cox, Richard Albert Administrative Action
See also Office of Administrative Law Decision – OAH NO. 2011100520
05/23/12
Coyle, John E. Desist & Refrain Order (Unity Pay) 08/07/06
Coyle, John E.. Desist & Refrain Order (Unigroup Funding) 02/25/08
Cozi Capital, LLC Administrative Action 12/30/19
CP Investors Civil Action 01/17/14
CPPIB Credit Investments III Inc. Administrative Action 05/16/17
Craig M. Shults, Equities and Investments, Inc. Desist & Refrain Order 08/31/06
Craig, Josh Desist & Refrain Order 08/07/06
Crakow, Norman Lee Administrative Order 01/25/12
Craven, Mark A. Desist & Refrain Order 04/07/05
Crawford Capital, LLC Administrative Order 11/08/18
CRE Finance REIT, LLC Administrative Action 07/25/12
Creal, Thomas Civil Action 09/30/10
Creational Loans  Administrative Action 09/01/10
Creative Capital Group, Inc.  Administrative Action 08/11/10
Credit Counseling Bureau of San Diego, Inc. Desist & Refrain Order 02/01/08
Credit Karma, Inc. Administrative Action 09/21/18
Creative Customized Resourceful Finance Administrative Action 05/12/10
Creative Commercial Funding, Inc. Administrative Action 03/21/18
Creative Entertainment & Media Inc. Desist & Refrain Order 10/05/11
Creative Explosions, Inc. Desist & Refrain Order 05/07/07
Creative Funding Home & Commercial, Inc. Administrative Order 05/01/09
Creative Insurance Concepts, Inc. Civil Action 07/28/08
Creative Legal Fundings in CA Administrative Action 11/17/23
Creative Option Corporation Administrative Action 04/25/12
Credibility Capital Inc. Administrative Action
See also CFL # 60DBO-48790
05/03/23
Credential Credit Union Cease and Desist Order 11/12/15
Credeo Finance, Inc. Administrative Action
See also CFL # 60DBO-61880
01/01/20
Credimex Finance, LLC. Administrative Action 11/14/16
Credit Counseling Express, Inc. Desist & Refrain Order 01/23/04
Credit Suisse Securities (USA), LLC Administrative Action 12/10/09
Credit Xpress Desist & Refrain Order 01/23/04
CreditNinja Administrative Action
See also CFL # 10DBO-89178
07/18/23
Creech, YuWen Desist & Refrain Order 06/19/13
Creed, John Administrative Action 04/10/13
Crenshaw, Robert C. Administrative Action 09/25/13
Cressida Capital Corp. Administrative Action
See also CFL # 60DBO-117718
04/16/21
Crest Capital LLC Administrative Action
See also FINRA Detailed Report – CRD # 172664
01/30/20
Cresta Verde Escrow Inc. Administrative Action (See also Lic. Number 9630855 ) 09/25/13
Crestline Financial, Inc. Administrative Action
See also CFL # 60DBO-53471
04/16/21
Crestwood Escrow Service, Inc. Administrative Action 09/14/11
CRG Properties LLC, CRG Administrative Action 06/13/18
Cribb, Susan Silverman Administrative Action
See also NMLS Licensee Listing # 1520318
12/17/20
Crimson Fund, LLC (The) Civil Action 08/31/09
Crisp, Bob; Crisp Robert; Crisp, Robert E Desist & Refrain Order 12/18/06
Crisp, Troy Desist & Refrain Order; See Order Withdrawing Desist & Refrain Order for Dicksey Battle and Vernon Battle 10/22/09
Crittenden, Steven Desist & Refrain Order 06/09/09
Croce, Kristyne Desist & Refrain Order 10/26/11
Croce, Sam, Croce, Sam J., Croce, Croce, Sam John, Samuel J, Croce, Samuel John Desist & Refrain Order 10/26/11
Cronic, Kevin Lee Desist & Refrain Order 05/23/05
Crosby, David Desist & Refrain Order 08/05/10
Cross State Funding Corp. Administrative Action
See also FSD Licensee Listing # 603L440
07/18/18
Cross-Eyed Toad, LLC Administrative Action 12/28/07
CrossCountry Mortgage, Inc. Administrative Action
See also FSD licensee file # 4131098
10/26/16
Crosspoint Leasing & Financial Services, Inc. Administrative Action
See also FSD Licensee Listing # 6073489
04/25/19
Crossroads Financial Services, Inc. Administrative Order 05/02/12
Crosswind Capital, Inc. Administrative Action
See also CFL Licensee Listing # 6038926 
04/03/20
Crossing Paths – Multi Film Production Desist & Refrain Order 12/08/06
Crossroads Financial, LLC Administrative Action 06/23/10
Crowder, Chris Desist & Refrain Order 10/07/13
Crowder, Kenneth Desist & Refrain Order 10/07/13
Crowder, Larry Ray Administrative Action 10/10/16
Crowdsite B.V Administrative Action 06/12/18
Crowdsite.com Administrative Action 06/12/18
Crowley, Gregory Charles Desist & Refrain Order 03/08/05
Crown Capital Lending Administrative Action 04/27/18
Crown Leaders Escrow, Ihc. Administrative Order 01/09/09
CRS & Associates Desist & Refrain Order 04/10/08
Cruisin’ Tikis, LLC Administrative Action 02/03/22
Crumbley, Kenneth Desist & Refrain Order 03/30/07
Cruthers, Sally Desist & Refrain Order 05/28/15
Cruz, Brian Alexis Administrative Action 10/12/11
Cruz, Eloisa Desist & Refrain Order 11/17/09
Crystal, Frederick (Fred) Morris Desist & Refrain Order 09/18/03
CSK Group aka CSK Leasing  Administrative Action 05/07/13
Cryotherm USA, Inc. Administrative Action 07/24/23
CryptoFX LLC; CryptoFX Academy; CryptoFX Learning Academy; CFX Lifestyle Academy; CFX Academy; CFX; Administrative Action 06/27/23
CryptoProgram aka CryptoProgram.me aka Crypto Program Administrative Action 06/28/23
Cryptos OTC Trading Platform Limited dba COTP Administrative Action 09/27/22
CSMG Corp. Administrative Order 05/01/09
CSW Financial, Inc, Administrative Action 05/09/11
CT Investment Group, Inc. Administrative Action See also FSD Licensee Listing # 603-K234 10/24/16
CT Loans aka CT Loan Center, inc. Desist & Refrain Order 09/28/09
CTC Escrow, Inc. Administrative Action 01/26/11
CTC Resources, Inc. Administrative Action
See also FSD Licensee Listing # 6037632
12/13/11
CTF Financial, LLC Administrative Action
See also CFL Licensee Listing # 60DBO-44178
04/03/20
CTS Tax & Financial Services Desist & Refrain Order 02/03/09
Cu-Corus Corp Desist & Refrain Order 09/04/02
Cucinella, John Natale Administrative Action 10/22/18
Cueto, Bob Administrative Action 05/23/17
Cueva, Maricruz Administrative Action
See also Office of Administrative Law Decision – OAH No. 2015020315
12/22/14
Cuevas, Cesar Administrative Action 01/24/11
Culin, Alcira P Administrative Action 02/03/10
Culichitown Management Group, Inc. dba Culichi Town Administrative Action 03/09/23
Cullen, William P. Civil Action 06/12/02
Cullen-Jones, Robert Desist & Refrain Order 12/07/04
Culture Escrow Administrative Action 06/03/11
Culver Pacific, Inc. Administrative Action
See also CFL Licensee Listing # 603I020
04/19/22
Cummings, Blake Lange Desist & Refrain Order 03/13/06
Cunningham, Michael Administrative Action 12/28/07
Cunningham, Peter Edward Administrative Action
See also CRD # 6670 and CRD # 2400211 
07/09/21
Cure Service Group, Inc., (The) Administrative Action 04/05/06
Curo, Inc. Desist & Refrain Order 07/30/07
Currency Options Hotline, Inc. Desist & Refrain Order 07/21/16
Customized Mortgage Solutions, LLC Administrative Action 12/16/14
Currency Warriors Inc. Desist & Refrain Order 05/28/14
Currency Warriors LP Desist & Refrain Order 05/28/14
Currie, Jon Administrative Action
See also NMLS Licensee Listing # 256849
12/15/21
Curry, Mark Desist & Refrain Order 08/31/09
Curtean, Daniel Administrative Action
See also NMLS # 515524
12/17/21
Curve Capital LLC Administrative Action
See also Investment Adviser Firm Summary – CRD # 166408CRD # 5306819
03/22/23
Curtis Tax Service, Inc. Desist & Refrain Order 05/11/16
Customescrow.com Desist & Refrain Order 06/22/06
Cushnirenco, Alexandre Administrative Action 07/29/20
Customer First Financial Administrative Action 02/19/08
Cva Partners, L.P. Administrative Action
See also CFL Licensee Listing # 6054368
01/08/21
CVC California II, LLC  Administrative Action 03/28/12
CVCredit, Inc.  Administrative Action 12/17/18
CVEX Markets LLC Administrative Action
See also CRD # 311448
01/17/24
CWB Services, LLC Desist & Refrain Order 06/13/13
CWS Capital Partners, LLC Administrative Action 02/19/15
Cyber Centers, Inc. Desist & Refrain Order 05/15/03
Cybertech, Inc. Administrative Order 01/05/11
Cybertek Studios, Inc. Desist & Refrain Order 02/26/14
Cybulski, Glenn Administrative Action 07/20/15
CYCO Financial Services Center, Inc.
Administrative Action
See also CFL #’s 603K054 and 603K207
01/10/23
Cypress Financial, Inc, Cypress Financial NW, Inc. Administrative Action
See also Office of Administrative Law Decision – OAH No. 2004090023
08/06/08
Czapka, Raymond Administrative Action
See also Investment Adviser Firm Summary – CRD # 162121
05/31/13
Czeschin, Robert W. Desist & Refrain Order 07/21/16

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Last updated: Feb 26, 2024 @ 6:17 pm