Actions, Order and Administrative Hearing Decisions: N
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Subject | Order Issued | Date Issued |
---|---|---|
Nadeau, James | Desist & Refrain Order | 12/28/06 |
Nadel, Ron | Desist & Refrain Order | 08/17/05 |
Nader, Allen C. | Administrative Action See also Office of Administrative Law Decision – OAH No. L2006040103 |
03/09/06 |
NADM Equities, L.P. | Desist & Refrain Order | 03/30/98 |
Naeni, Ikan Raymond | Administrative Action | 06/24/21 |
Nafoosi, Sami | Administrative Action | 09/10/08 |
Nagrik, Keyur | Desist & Refrain Order | 04/01/09 |
Nail Garden Franchise, LLC | Administrative Action | 11/03/20 |
Naidoo, Anand Derek | Administrative Action | 07/21/20 |
Naito Corp | Administrative Action | 11/30/07 |
Naito, Takehisa | Desist & Refrain Order | 03/16/11 |
Nam, Chong W. | Desist & Refrain Order | 09/04/02 |
NameMedia, Inc. | Desist & Refrain Order | 01/30/14 |
Nametz, Andrew | Administrative Action See also NMLS Licensee Listing # 323454 |
01/02/22 |
Nance, Bill | Civil Litigation | 11/16/07 |
Nand Family Enterprise, Inc. | Administrative Action | 05/01/07 |
Nano Banc | Administrative Action | 02/24/21 |
Nanotechnology Holding Corporation | Desist & Refrain Order | 06/14/02 |
Napean Capital Group, LLC | Administrative Action | 04/03/19 |
Naras Secured Fund, LLC, Naras Secured Fund #2, LLC | Desist & Refrain Order ; see also Loomis Wealth Solutions, Inc. | 08/28/08 |
Nariman, Thomas | Administrative Action | 05/03/21 |
Narmont, John S. | Desist & Refrain Order | 11/18/05 |
Nash + Tender Franchise LLC. | Administrative Action | 10/01/21 |
Nash Financial Services, LLC; Nash, Adam Jeffrey | Administrative Action See also Investment Adviser Firm Summary – CRD # 299647; CRD # 6476261 |
02/03/21 |
Nash Funding, LLC | Desist & Refrain Order | 06/23/11 |
Natalie Payday Advance, Inc. | Administrative Action | 11/26/12 |
Natalie Payday Advance, Inc. | Administrative Action See also FSD listing # 603J433, #603J077 |
06/09/15 |
Nation Funding Group LLC | Administrative Action See also CFL licensee listing # 60DBO-100808 |
04/16/21 |
Nation West Financial Group Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-91948 |
04/03/20 |
National Bullion Investors, LLC | Desist & Refrain Order | 02/27/09 |
National Cash | Desist & Refrain Order | 07/13/11 |
National City Bank of Indiana | Administrative Action; Civil Action | 03/31/03 |
National City Mortgage Co. | Administrative Action; Civil Action | 03/31/03 |
National City Mortgage Company | Administrative Action See also Office of Administrative Law Decision – OAH No. N2003050833 |
02/10/04 |
National Consumer Advocates, Inc. | Administrative Action | 05/17/18 |
National Consumer Council, Inc. | Desist & Refrain Order | 04/14/04 |
National Credit Counseling Services | Desist & Refrain Order; Order vacated – see Consent Order issued. |
12/16/02 |
National Development Network, Inc. | Desist & Refrain Order | 02/07/11 |
National Foundation of America | Desist & Refrain Order | 07/09/07 |
National Future Mortgage, Inc. | Administrative Order | 10/06/ 10 |
National Group, LLC | Desist & Refrain Order | 09/10/12 |
National Investment Consultants, Inc. | Civil Action | 06/28/05 |
National Laser Institute, LLC | Administrative Action | 02/07/22 |
National Legal Debt Centers | Desist & Refrain Order | 06/30/08 |
National Marketing Solutions, LLC | Desist & Refrain Order | 09/27/02 |
National Money Store, National Money Store, S.A., National Money Store S.A. Corporation Costa Rica | Desist & Refrain Order; Order Voiding Transactions | 09/19/11 |
National Real Estate Investment Club | Desist & Refrain Order | 04/24/14 |
National Realty, Inc. | Desist & Refrain Order | 04/24/14 |
National Trust Group, National Trust Group, Inc. | Desist & Refrain Order | 05/20/09 |
National PayDay Loan Relief | Desist & Refrain Order | 01/17/17 |
National Premiere Capital | Administrative Action | 02/19/08 |
Nationcap Funding, LLC | Administrative Order | 06/06/12 |
Nations | Administrative Action | 05/29/18 |
Nations Mortgage | Administrative Action | 05/29/18 |
Nations Home Funding, Inc. | Administrative Order | 04/29/09 |
Nations Direct Mortgage, LLC. | Administrative Active See also FSD licensee listing file #’s 413-0908 and 603-H971 |
10/19/16 |
Nationsfirst Lending, Inc | Administrative Order | 06/25/07 |
Nationstar Mortgage, LLC. dba Mr. Cooper | Administrative Action See also FSD licensee listing #4131209 and #6037985 |
12/04/17 |
Nationside Mortgage Inc. | Administrative Action | 07/28/10 |
Nationwide Asset Services | Administrative Action; Civil Action See also Office of Administrative Law Decision – OAH No. N2005120755 |
12/05/05 |
Nationwide Asset Services, Inc. | Administrative Action See also Office of Administrative Law Decision – OAH No. N2005120755 |
12/05/05 |
Nationwide Business Capital, Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-137796 |
01/13/23 |
Nationwide Biweekly Administration, Inc. | Administrative Action | 10/18/18 |
Nationwide Cash | Administrative Action | 09/12/06 |
Nationwide Credit Restoration & Mortgage Funding Co., Inc. | Administrative Order | 12/23/11 |
Nationwide Debt Direct, LLC | Administrative Action | 04/03/19 |
Nationwide Debt Direct, LLC; Nationwide Debt Direct MGR, LLC | Administrative Action | 03/09/16 |
Nationwide Discount Home Loans | Administrative Order | 05/07/08 |
Nationwide Discount Mortgage | Administrative Action | 06/09/10 |
Nationwide Mortgage & Realty LLC | Administrative Action See also CFL licensee listing # 60DBO-95367 |
04/03/20 |
Native Capital Inc | Administrative Action | 04/21/21 |
Natixis Coficine | Administrative Action See also CFL # 60DBO-111697 |
03/02/23 |
Natixis Real Estate Capital Inc. | Administrative Action | 11/03/10 |
Natural Focus, LLC | Desist & Refrain Order; see also Rescission of Desist & Refrain order for Paul J. Stewart | 06/14/11 |
Nav Technologies, Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-98588 |
02/19/20 |
Nava Marketing Corporation | Desist & Refrain Order | 12/10/02 |
Nava, Lorenzo Flores | Administrative Action See also NMLS License Listing #346678 |
04/19/19 |
Nava, Tony M., Jr. | Desist & Refrain Order; Civil Action | 12/10/02 |
Navigator Escrow Company, Inc. | Administrative Action | 03/18/13 |
Nayab, Ali | Administrative Action See also NMLS Licensee Listing # 27632 |
12/17/21 |
Nazarzai, Jahid Ali | Administrative Action See also NMLS Licensee Listing # 1826416 |
05/24/22 |
NazFish Capital Partners, LLC | Desist & Refrain Order | 05/27/11 |
NBC-Alliance.biz | Desist & Refrain Order | 03/10/05 |
NBX Financial LLC | Administrative Action | 08/14/19 |
NC Financial Solutions of California, LLC | Administrative Action See also CFL Licensee Listing # 603K020 |
07/13/20 |
NCCS | Desist & Refrain Order; Order vacated – see Consent Order issued. |
12/16/02 |
NCMP Service Corporation | Administrative Action See also CFL licensee listing # 60DBO-94957; # 60DBO-98467 |
12/30/19 |
NCM of Des Moines, IA | Desist & Refrain Order | 04/16/03 |
NDS, LLC | Desist & Refrain Order | 06/30/08 |
Neal M. Hanley, Inc. | Administrative Action – Revocation; Order Setting Aside | *07/12/06 |
Nealy, James T. aka Nealy, J. T. | Desist & Refrain Order | 12/26/07 |
Neaumixfit Franchise LLC | Administrative Action | 06/06/22 |
NEC Financial Services, LLC | Administrative Action | 08/11/10 |
Nechemia, Ron | Administrative Action See also Office of Administrative Law Decision – OAH No. 2009050861 |
03/23/09 |
NeedCashNow.com | Administrative Action See also FSD listing #603-8193, 603-J989, 603-K227 |
02/27/17 |
NEI Credit, Inc. | Administrative Action See also FSD licensee listing #6035737 |
08/02/18 |
Neighborhood Loans, Inc. | Administrative Action See also FSD licensee listing #’s 603K183 and 60DBO-98227 |
08/01/19 |
Neighborhood Networks Publishing, Inc. | Administrative Action | 11/02/20 |
Neighborworks Homeownership Center Sacramento Region dba Sacramento Neighborhood Housing Services, Inc. |
Administrative Action | 07/17/12 |
Neira, Alberto | Administrative Action | 02/19/15 |
Nelmstar, LLC | Administrative Action | 05/01/09 |
Nelson, Kent Paul | Administrative Action | 01/3/06 |
Nelson, Kevin Jerome aka Nelson, Kevin J; Nelson, Kevyn J; Nelson Baron Kevyn Jerome | Desist & Refrain Order | 06/18/13 |
Nelson, Lauren | Administrative Action | 05/02/23 |
Nelson, Paul | Desist & Refrain Order | 09/30/03 |
Nelson, Robert | Administrative Action See also NMLS # 331060 |
12/24/21 |
Nemire, Bradley | Desist & Refrain Order | 07/18/11 |
Neo Credit Management of Des Moines, Iowa | Desist & Refrain Order | 04/16/03 |
Neo Financial Management Group | Desist & Refrain Order | 04/16/03 |
Neo Financial Services of Sunnyvale | Desist & Refrain Order | 04/16/03 |
Neo Financial Services, Inc. | Desist & Refrain Order | 04/16/03 |
Neo Management Group, Inc | Desist & Refrain Order | 04/16/03 |
Neo Medical Investments, LLC | Desist & Refrain Order | *12/24/03 |
NeoFinancial.com | Desist & Refrain Order | 04/16/03 |
Neptune Holdings, Inc. | Administrative Action | 12/22/09 |
Nerbonne, Matt a.k.a. Mathew Nerbonne | Administrative Order | 06/25/15 |
NerdWallet, Inc. | Administrative Order | 12/13/18 |
Nero, Daniel T. | Administrative Action | 01/03/23 |
NES Group LLC | Administrative Action | 03/10/23 |
Nesbitt, Gregory & Lisa | Administrative Action | 06/10/10 |
Net America Lending (Netmore America, Inc., Dba) | Administrative Action | 05/09/11 |
Net Depot, Inc. | Desist & Refrain Order | 07/24/04 |
Net Trust Mortgage, LLC | Administrative Action | 05/01/09 |
Netcap Holdings, Inc. | Desist & Refrain Order | *12/24/02 |
NetLoan Funding, LLC | Administrative Order | 11/21/11 |
Netmore America, Inc. | Administrative Action | 05/09/11 |
Netstar Funding | Administrative Order | 03/03/08 |
Network Funding, LP | Administrative Action See also FSD Licensee Listing #413-1123 |
05/11/16 |
Network Capital Funding Corporation | Administrative Action | 08/27/13 |
Network Services Depot, Inc. | Desist & Refrain Order | 07/24/04 |
Neubanc, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-127303 |
04/19/22 |
Neugart, David Gene | Administrative Action | 07/02/18 |
Neuhaus, Donald F. | Desist & Refrain Order | 02/24/03 |
Nevada RMS & Associates dba RMS & Associates | Administrative Action See also FSD #4130476 and NMLS #168397 |
06/14/18 |
Nevada Elohim, Inc. | Administrative Action | 05/01/09 |
Nevada Solar First TD, LLC | Desist & Refrain Order | 08/04/14 |
Nevada US Mortgage | Administrative Action | 12/01/04 |
Nevaeh’s Escrow, Inc. | Administrative Action See also FSD licensee listing #9632636 |
04/04/19 |
Nevarez, Walter Steven dba 3 Spot Marketing | Administrative Action | 10/30/18 |
Nevis Holdings, LLC | Desist & Refrain Order | 09/18/14 |
New American Funding Performance Home Loans d.b.a. Broker Solutions Inc. | Administrative Action See also FSD licensee listing #413-1117 |
11/17/14 |
New Body MD LLC. | Administrative Action | 07/17/15 |
New Bond, LLC | Desist & Refrain Order | 09/08/15 |
New Century Credit Corporation | Administrative Action | 10/28/08 |
New Century Financial Business Credit | Administrative Action | 03/18/11 |
New Century Mortgage Corporation | Administrative Action (see also Home123 Corporation) | 03/16/07 |
New Century Mortgage Ventures, LLC | Administrative Action | 10/28/08 |
New Century Realty | Administrative Action | 04/12/12 |
New Cinescope Pictures | Desist & Refrain Order | 10/15/07 |
New Day Financial, LLC | Administrative Action | 05/07/13 |
New Day USA | Administrative Action | 05/07/13 |
New Directions Christian Fellowship, New Directions Financial Services | Desist & Refrain Order | 07/09/13 |
New Era Escrow, Inc. | Administrative Action | 02/20/18 |
New Golden Investment Group, NGI Group, LLC | Desist & Refrain Order | 12/01/09 |
New Hampshire Check Cashing | Administrative Action | *05/01/07 |
New Life Financial LLC | Administrative Order | 04/30/19 |
New Line Mortgage | Administrative Order See also FSD listing #413-0900 |
09/01/15 |
New Millennium Mortgage Corporation | Administrative Action | 08/01/05 |
New Phase Group, LLC | Desist & Refrain Order | 04/01/09 |
New Quest Lending | Administrative Action | 05/01/09 |
New West Lending, Inc. | Administrative Action See also CRMLA licensee listing # 4131206 |
08/19/20 |
New World Mortgage, Inc. | Administrative Order | 12/08/08 |
New Venture Escrow | Administrative Action | 04/15/11 |
New York Mortgage Company, LLC (The) | Administrative Action | 06/18/07 |
New York Network, Inc. | Desist & Refrain Order | 07/21/08 |
New York Pizzeria Incorporated | Administrative Action | 03/23/22 |
Newbern, Julia | Desist & Refrain Order (see also Shannon K. Rodriquez) | 10/23/07 |
Newbridge Capital Mortgage, LLC | Administrative Action See also CFL licensee listing # 603I944 |
04/03/20 |
Newbridge Film Capital LLC | Administrative Order | 05/02/12 |
Newby, Tyrell William | Desist & Refrain Order | 04/27/15 |
Newcastle Lending | Administrative Action | 11/09/11 |
Newkey Home Lending | Administrative Order | 09/30/08 |
Newland-Turner, Taylor Bryce |
Administrative Action See Also NMLS # 2129979 |
12/20/21 |
Newline Escrow, Inc. | Administrative Action | 09/17/18 |
Newline Home Mortgage | Administrative Action | 05/01/09 |
Newman, Laura | Desist & Refrain Order | 11/10/10 |
Newman, William | Desist & Refrain Order | 07/19/07 |
Newport Beach Escrow Corp | Administrative Action | 12/11/06 |
Newport Coast Capital Corporation | Desist & Refrain Order | 05/21/07 |
Newport Coast Entertainment Corporation | Desist & Refrain Order | 05/21/07 |
Newport Coast Equities | Desist & Refrain Order | 05/21/07 |
Newport Consulting | Desist & Refrain Order | 08/16/06 |
Newport Mesa Financial Group | Administrative Order | 10/05/09 |
Newstar Financial, Inc. | Administrative Action See also CFL # 603J769 |
04/03/19 |
Newsynergy Corporation | Desist & Refrain Order | 09/30/09 |
Newtalk, Inc. | Desist & Refrain Order | 04/16/14 |
Newton Real Estate Loans | Administrative Action | 02/24/11 |
Newtown Real Estate Loans – 603D087 | Administrative Order | 11/07/06 |
Newtown Real Estate Loans – 603D836 | Administrative Order | 11/07/06 |
Nexgen Lending, Inc. | Administrative Action | 01/12/07 |
Nexo Group; Nexo Inc.; Nexo Capital Inc. | Administrative Action | 09/26/22 |
NexSpring Financial, LLC | Administrative Action See also FSD # DBO60-84886 |
04/19/19 |
Next Components, Ltd | Desist & Refrain Order | 10/03/07 |
Next Gen Mortgage Inc. | Desist & Refrain Order See also FSD # 60DBO-159280 |
08/08/23 |
Nexus Prime Inc. | Administrative Action See also CFL Licensee Listing# 60DBO-45538 |
04/19/22 |
Nexus Trading Group LLC | Desist & Refrain Order | 03/06/12 |
Ney, Vincent Keith | Desist & Refrain Order | 01/07/09 |
NFI, Inc. | Administrative Order | 09/12/11 |
NFH California LLC | Administrative Action See also FSD licensee listing #60DBO-61331 |
04/03/19 |
Ng, Barney | Desist & Refrain Order | 08/11/11 |
Ng, Clement Tak dba Lighthouse Capital Preservation | Administrative Action | 07/18/17 |
Ng, Kelly | Desist & Refrain Order | 08/11/11 |
Ng, Walter | Desist & Refrain Order | 08/11/11 |
NGG Financial | Administrative Action See also FSD licensee listing #603K402, NMLS licensee listing #1034679 |
07/18/17 |
Ngo, Mitch | Civil Action | 04/10/09 |
Ngoc, Thanh Tom Nguyen aka Nguyen, Thanh Tom | Administrative Actions | 02/27/08 |
Niblett, Kelley | Administrative Action | 08/31/20 |
Nguyen, Cindy Huu Chinh | Desist & Refrain Order | 11/02/09 |
Nguyen, Hau H. | Administrative Action | 02/16/23 |
Nguyen, Joseph | Civil Action | 04/16/08 |
Nguyen, Kiet Dinhtuan | Desist & Refrain Order | 06/24/11 |
Nguyen, Richard | Desist & Refrain Order | 11/19/07 |
Nguyen, Richard Vu | Desist & Refrain Order | 10/26/99 |
Nguyen, Tammi | Administrative Action , see also Licensee # 963-2546 | 03/07/14 |
Nguyen, Tina Thuy | Administrative Action; see also CFL Licensee # 60DBO-89530 | 04/03/19 |
Nguyen, Tri Minh | Administrative Action | 02/26/12 |
NH The Tax Firm, Inc. | Desist & Refrain Order | 02/03/09 |
Nibarger Associated | Administrative Action | 05/07/13 |
Nibarger, D. Paul | Administrative Action | 05/07/13 |
Nicholas Asset Management | Civil Action | 08/04/09 |
Nichols, Gina | Administrative Action See also NMLS Licensee Listing # 322875 |
12/21/21 |
Nicholas, Kenneth | Desist & Refrain Order | 12/01/14 |
Nicholas, Sean | Desist & Refrain Order | 12/01/14 |
Nickles, Richard Hatfield | Administrative Action | 04/29/10 |
Nicolau, Daniel | Administrative Action See also NMLS Licensee Listing # 508524 |
01/12/16 |
Niednagel, Daniel Deans | Administrative Order | 04/27/16 |
Nilsen, Daniel Allen | Administrative Action See also NMLS Licensee Listing # 339605 |
06/02/21 |
Niednagel, Stephen Paul | Administrative Order | 04/27/16 |
Nimoy, Mindy dba San Pedro Payday Loans | Administrative Action See also FSD license listing #1003124 |
02/26/08 |
Nito Corp | Administrative Action | 11/30/07 |
Nitti, Glenn A. | Desist & Refrain Order | 12/24/02 |
Nix Check Cashing | Administrative Action | *12/28/08 |
Nix-Gleason Elder Planning | Desist & Refrain Order | 01/08/03 |
NLCS Escrow Services. Inc. | Desist & Refrain Order | 04/19/06 |
Nlcsescrows.com | Desist & Refrain Order | 04/19/06 |
NLDC | Desist & Refrain Order | 06/30/08 |
NLS Cash Advance | Desist & Refrain Order | 07/11/08 |
No Red Tape Mortgage | Administrative Order | 11/07/06 |
No Surprises Mortgage | Administrative Action | 06/16/09 |
Noble Funding, Inc. | Administrative Order | 11/07/06 |
Nobel Financial Inc. | Administrative Action See also NMLS Licensee Listing # 1313855 |
04/27/23 |
Nobel House International, Ltd | Desist & Refrain Order | 07/27/07 |
Noble Trading Group International, Inc. | Desist & Refrain Order | 10/14/14 |
Nonelle, Richard | Administrative Action | 11/14/17 |
No-Burn, Inc | Desist & Refrain Order | 12/15/06 |
Nofsinger, Ray E. | Desist & Refrain Order | 11/22/02 |
Noll, Shaun Stirling | Administrative Action; Desist & Refrain Order | 04/01/14 |
Noon, Mardi Lynn | Desist & Refrain Order | 07/19/07 |
Nor-Cal Mortgage Industries (Linda Rae Driggars, dba) | Administrative Action | 05/01/09 |
Norcal Business Leasing LLC | Administrative Action | 05/01/09 |
Nordstrom, Laura Lynn | Administrative Action | 09/13/10 |
Noriega, Gloria | Administrative Action | 09/11/07 |
Norman W. Berger, Inc. | Administrative Action See Also CRD # 137606 |
01/21/22 |
Norstar Capital, LLC | Desist & Refrain Order | 02/27/09 |
Norstar Cash | Desist & Refrain Order | 02/27/09 |
Nortaris, James | Desist & Refrain Order | 12/11/06 |
North American Escrow, Inc. | Administrative Action | 04/15/15 |
North American Financial Corp. | Administrative Action See also CFL licensee listing # ‘s 603I452, 603J950, 60DBO-59285 and 60DBO-63778 |
05/14/20 |
North American Financial, WD | Administrative Action | 07/28/10 |
North American Funding Corporation | Administrative Action | 08/09/10 |
North American Management Exchange | Desist & Refrain Order | 12/24/02 |
North Hollywood Escrow | Desist & Refrain Order | 08/18/09 |
North Texas Oil Corporation | Desist & Refrain Order | 12/26/07 |
Northeast Mortgage Corporation | Administrative Action | 12/01/09 |
Northeastern Realty LLC | Administrative Action See also NMLS licensee listing # 1415167 |
07/19/17 |
Northern California Escrow Services, Inc | Administrative Action See also Office of Administrative Law Decision – OAH No. 2014040336 |
03/13/15 |
Northern Equities, LLC | Civil Action | 02/11/09 |
Northmark Wealth Management, LLC | Administrative Action See also Investment Adviser Firm Summary – CRD #308116 |
11/05/21 |
NorthMarq Capital Finance, L.L.C | Administrative Action See also FSD licensee listing #’s 603G917, 603H292, 603J905, 603J907, 603G916, 603H293, 603H294 and 603J906 |
07/06/17 |
NorthMarq Finance, L.L.C | Administrative Action See also FSD licensee listing #’s 603G917, 603H292, 603J905, 603J907, 603G916, 603H293, 603H294 and 603J906 |
07/06/17 |
Northpoint Financial | Administrative Action | 12/08/08 |
Northrop, Dwayne. | Administrative Action | 12/30/10 |
Northstar Alliance Mortgage | Administrative | 10/30/09 |
Northstar Funding Inc. | Administrative Action See also CFL #60DBO-61184 |
04/03/19 |
Northstate Check-X-Change | Administrative Action See also CFL # 6073259 |
04/16/21 |
Northway Broker, Ltd, Northway Financial | Administrative Action and Desist & Refrain Order | 08/27/08 |
Northway Financial Corporation, Ltd, Northway Broker, ltd | Desist & Refrain Order (see also 247Greenstreet.com) | 03/18/13 |
Northwest Escrow Services Corporation | Administrative Action | 03/24/08 |
Northwest Funding Group, Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-84324 |
04/03/20 |
Northwest Home Improvements, Inc. | Administrative Action | 09/13/07 |
Northwest Home Improvements, Inc. | Administrative Action | 09/13/07 |
Northwestern Wealth Management, Inc. | Statement of Issues | 11/17/16 |
Northwoods Resorts Holdings, L.P. | Desist & Refrain Order | 03/30/98 |
Norwalk Management, inc. | Desist & Refrain Order | 11/08/07 |
Norwalt Capital dba dba Norwalt, Jesse E. | Administrative Action | 03/10/21 |
Norwest Home Improvements, Inc. | Administrative Order | 09/13/07 |
Norwood, William d/b/a The Edge Financial Group, LLC a/k/a Edge Financial Group a/k/a The Edge | Desist & Refrain Order | 10/29/14 |
Not Forgotten, LLC | Civil Action | 02/25/14 |
Nova Tech Ltd. aka NovaTech, Ltd., NovaTech Advisors, NovaPay, LLC, NovaTrading OÜ | Administrative Action | 11/22/22 |
Novak, Radoslav | Desist & Refrain Order | 03/14/13 |
Novak, Roman | Desist & Refrain Order | 03/14/13 |
Novastar Mortgage, Inc. | Administrative Order | 05/06/09 |
Novateur Capital, LLC | Administrative Action See also CFL licensee listing # 60DBO-83184 |
04/03/20 |
Novelle Financial Services, Inc. | Administrative Action | 07/28/10 |
Novelli, Joseph | Administrative Action See also NMLS licensee listing #225333 |
08/15/17 |
Novelty Payments LLC | Order of Exemption | 12/04/19 |
Novo Platform Inc. | Administrative Action | 02/11/22 |
Novus Capital Group LLC | Administrative Action See also FSD # 603K587 |
04/03/19 |
NPG Investment Group, Inc., NPG LLC | Desist & Refrain Order | 01/28/11 |
NRG Resources, Inc. | Civil Action | 04/10/09 |
NTMR Holdings Inc. | Administrative Action See also CFL # 60DBO-87180 | 04/03/19 |
Numcompass Mortgage Services, LLC. | Administration Action See also licensee listing #4131150 |
09/11/12 |
Numerica Mortgage, LLC | Administration Action- Revocation | 12/01/06 |
Numu Capital, LLC | Administration Action See Also CRD # 313721 |
01/21/22 |
Nunes, Douglas R. | Desist & Refrain Order | 10/25/02 |
Nunez, Basilio A. | Administrative Action | 03/23/17 |
Nunez, Rosario See also Omega Escrow, Inc. | Administrative Action | 11/14/17 |
NUNU Financial, LLC | Administrative Action See also CFL # 60DBO-105911 |
04/16/21 |
Nuplace Lending | Administrative Action | 10/30/08 |
Nurse Next Door Home Healthcare Services (USA) Inc. | Administrative Action | 07/26/21 |
Nurture Kids, Inc. | Desist & Refrain Order | 07/14/15 |
Nutrishop, Inc. dba Nutrishop Store, Nutrishop | Administrative Action | 09/15/21 |
Nutrition Marketing Company | Desist & Refrain Order | 08/21/02 |
Nutrition Marketing Limited | Desist & Refrain Order | 08/21/02 |
Nutrition Marketing, Inc. | Desist & Refrain Order | 08/21/02 |
NV Mortgage, Inc. | Administrative Order | 08/23/07 |
NVS Capital, LLC; NVS Capital Fund I, LP | Desist & Refrain Order | 06/30/11 |
Nxt Day Cash | Desist & Refrain Order | 05/13/11 |
NXTLoan.com See also FSD licensee listing # 413-0276 |
Administrative Action | 10/19/16 |