Actions, Order and Administrative Hearing Decisions: O
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Subject | Order Issued | Date Issued |
---|---|---|
O.L.D., Incorporated | Desist & Refrain Order | 04/28/06 |
Oak Street Mortgage, LLC | Administrative Action | 09/07/07 |
Oaktree Capital Corporation | Administrative Action See also Investment Adviser Firm Summary – CRD # 114075 |
12/01/15 |
Oak, Patrick (PDF) | Desist & Refrain Order | 05/24/12 |
Oakland, Rourke | Administrative Action | 06/13/18 |
Oakmont, LLC | Desist & Refrain Order | 05/11/09 |
Oasis Legal Finance, LLC | Administrative Action See also FSD licensee listing #6039501 |
11/26/12 |
Oasis Lending Corporation | Administrative Action | 03/18/11 |
Obadan, Gabriel | Desist & Refrain Order | 12/15/06 |
Obsidian Financial Services, Inc. | Administrative Action | 05/25/17 |
O’Boyle, Lawrence | Desist & Refrain Order; See also Settlement Agreement |
08/17/05 |
O’Brien, Justin; Benefitescrow.com (PDF) | Desist & Refrain Order | 02/11/05 |
O’Brien, Justin; Escrowunited.com (PDF) | Desist & Refrain Order | 01/11/05 |
O’Brien, Mariah (PDF) | Desist & Refrain Order | 05/02/12 |
O’Neil, Brian | Administrative Action | 10/10/14 |
O’Connell, Kevin Patrick | Administrative Action | 08/11/16 |
OC Health Enterprises, Inc. dba B&B Collective | Administrative Action | 09/10/18 |
OC Home Entertainment.com | Administrative Action | 06/15/22 |
OC Senior Care, Inc. | Administrative Action | 08/06/15 |
Ocampo, Susana Yadira | Administrative Action See also CFL # 60DBO-127209 |
02/14/23 |
Ocasio, Christopher | Administrative Action See also NMLS licensee listing # 2052882 |
09/22/21 |
Oceans Capital Network | Administrative Action; See also FSD licensee listing # 603I909 | 12/27/17 |
Oceanside Funding Corp. | Administrative Action See also FSD licensee listing #4131189 |
03/15/19 |
Ocean West Enterprises, Inc. | Administrative Action | 11/01/05 |
Ocean West Funding | Administrative Action | 11/01/05 |
Oceana Media Finance, LLC | Administrative Action | 08/11/10 |
OCG Management Colorado, LLC. dba Unity Rd. | Administrative Action | 01/21/22 |
Ochalek, John | Desist & Refrain Order | 09/17/07 |
Octoclean Franchising Systems, Inc. | Administrative Order | 01/25/12 |
O’Connor, Richard F. | Desist & Refrain Order | 01/31/03 |
Ocwen Business Solutions, Inc. | Administrative Action See also FSD licensee listing #413-0544 and # 603-D827 |
10/03/14 |
Ocwen Financial Solutions, Private Limited | Administrative Action See also FSD licensee listing #413-0544 and # 603-D827 |
10/03/14 |
Ocwen Loan Servicing, LLC | Administrative Action See also FSD licensee listing #413-0544 and # 603-D827 |
10/03/14 |
Odeh, Yusef Khaled | Administrative Action See also NMLS Licensee Listing # 1937501 |
08/08/22 |
Oden, Deon Anthony | Administrative Action See also NMLS licensee listing # 7789 |
06/29/18 |
Odyssey SFX, Ltd. | Desist & Refrain Order | 04/24/08 |
Oficina de Prestamos aka Prestamos y Inversiones, Inc. | Desist & Refrain Order | 10/25/13 |
OFIR Mine Project, LP. | Administrative Action | 06/20/12 |
Offshore Financial Solutions. | Desist & Refrain Order (see Order Withdrawing D&R for Wiseman & Burke) | 06/17/11 |
Official Payments Corporation. | Administrative Action | 04/21/15 |
OFV, Inc. | Civil Action | 07/28/08 |
Ogunbase, Yemi | Administrative Action See also Office of Administrative Law Decision OAH No. L2006010092 (PDF) |
07/26/06 |
Ohana International, Inc. | Desist & Refrain Order | 01/03/05 |
Oil Options Hotline, LLC | Desist & Refrain Order | 07/21/16 |
Oil & Energy Investment Report Inc. | Desist & Refrain Order | 07/21/16 |
Okatabetz, Chi S. | Administrative Action | 12/22/06 |
Oklahoma Student Loan Authority | Administrative Action See also NMLS Licensee Listing # 1514875 |
04/13/21 |
O’Keefe, Lawrence | Desist & Refrain Order, see also Rancho de Andallusia Vineyard & Winery, LLC (PDF) | 10/25/07 |
O’Keefe – Wedertz Enterprises, LLC | Desist & Refrain Order | 10/25/07 |
O’Keven, LLC. | Administrative Action See also FSD licensee listing #603-K264 |
06/06/17 |
Ola, Robert Hassan | Desist & Refrain Order | 06/26/07 |
Ola’s Exotic Coffee and Tea, Inc. | Desist & Refrain Order | 06/26/07 |
Olberding, Benedict Guthrie | Administrative Action See also NMLS # 86345 |
02/08/22 |
Old Town Escrow, Inc. | Administrative Action | 10/06/09 |
Olds, Dennis L. | Desist & Refrain Order | 07/06/05 |
Olivan, Diana LaRae | Administrative Action | 03/20/15 |
Olivas, Colleen Marie | Administrative Order See also, NMLS listing #379721 |
10/01/15 |
Olivas Sr., Robert Anthony | Administrative Order See also, NMLS listing #271447 |
04/28/08 |
Olive Finance Group | Desist & Refrain Order | 01/06/12 |
Olive Hill Investments, Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-56624 |
04/03/20 |
Olive, Richard K. | Desist & Refrain Order | 07/09/07 |
Oliveira, Stephen Michael | Administrative Action | 09/23/16 |
Olivia Lizzette Aceves | Administrative Action | 09/27/17 |
Olivo, Benilda | Desist & Refrain Order | 07/28/05 |
Olsen, Dan | Administrative Action | 12/07/15 |
Olsen, Dirk | Administrative Action | 05/23/17 |
Olvera, David | Desist & Refrain Order | 07/21/09 |
Olympia Mortgage Corp | Administrative Action | 03/15/05 |
OlympiaWest Mortgage Group, LLC | Administrative Action | 04/01/08 |
Olympic Check Cashing | Administrative Action | *05/15/07 |
O’Leary, Robert “Bob” Eugene | Desist & Refrain Order | 06/24/11 |
OMC Funding Corporations | Administrative Action | 10/26/11 |
OMC Mortgage Corp | Administrative Action | 05/12/10 |
Omega Capital Management, Inc. | Administrative Order | 10/12/10 |
Omega Escrow Corporation | Administrative Order | 01/22/13 |
Omega Financial | Administrative Action | 05/01/07 |
Omega Investment Group, Inc. | Administrative Action | 05/03/10 |
Omenicus Properties, LLC (PDF) | Desist & Refrain Order | 04/21/05 |
Omnicron Group, LLC (The) | Desist & Refrain Order | 05/17/10 |
Omnia Capital Management, Inc. | Administrative Action | 05/04/23 |
Omniqur, Inc. aka Omni Stone Capital, Inc. | Administrative Action | 09/16/15 |
On Legal Grounds, Inc. | Desist & Refrain Order | 12/01/06 |
On Line Funding | Administrative Action | 11/07/06 |
On Line Funding; Lauri Lampkin; Sheila Johnson |
Desist & Refrain Order | 08/01/11 |
Online Advance See also 247 Green Street (PDF) |
Administrative Action | 03/22/13 |
On The Go Software, Inc. | Desist & Refrain Order | 11/22/02 |
One Click Cash | Civil Action | 06/30/07 |
OneClick Cleaners, Inc. dba OneClick Cleaners | Administrative Action | 07/20/16 |
OneClick Commercial Funding LLC | Administrative Action See also CFL Licensee Listing # 60DBO-99053 |
04/03/20 |
OneMain Financial Group, LLC | Administrative Action | 12/18/19 |
One Empire, Inc. (PDF) | Desist & Refrain Order | 04/29/08 |
Online Advance | Administrative Action | 03/22/13 |
O’Neal, Andrew | Civil Action | 06/24/02 |
O’Neal, Anthony | Civil Action | 10/23/06 |
O’Neal, Sean | Administrative Action | 07/03/18 |
O’Neal, Sean Andrew | Civil Action | 06/24/02 |
O’Neill, Kerry J. | Desist & Refrain Order | 06/10/08 |
One-ecommerce.com | Desist & Refrain Order | 06/22/06 |
One-express.net | Desist & Refrain Order | 09/27/05 |
One Republic, Inc. | Administrative Action | 12/30/19 |
One Stop Escrow | Desist & Refrain Order | 10/14/08 |
One Tower Capital LLC | Administrative Action See also CFL # 60DBO-99616 |
04/16/21 |
OneSource Financial Group, LLC | Desist & Refrain Order | 11/15/06 |
OneSource Fund I, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-48735 |
04/13/21 |
Online Escrow Ltd. | Desist & Refrain Order | 03/22/02 |
Online Escrow Program | Desist & Refrain Order | 11/27/12 |
Online-deal-insurance.com | Desist & Refrain Order | 12/07/04 |
Onlinescrow, Inc. | Administrative Action | 11/25/08 |
OnNet International Communications LLC | Desist & Refrain Order | 12/11/06 |
OnPoint Financial, LLC | Administrative Action See also FSD licensee listing # 60DBO-85991 |
04/03/19 |
Ontario Escrow Service, Inc. | Administrative Action | *12/13/05 |
Ontitle Escrow, Inc. | Administrative Action See also FSD licensee listing #9632706 |
07/21/17 |
Onward Mortgage | Administrative Action See also FSD licensee listing #4150084 |
01/03/19 |
Onyx Capital Partners, LLC | Desist & Refrain Order | 06/15/06 |
Onyx Lending, LLC | Administrative Action See also FSD licensee listing #’s 4150085; 60DBO-32952 and 60DBO-60731 |
02/01/19 |
OpenDoors Financing and Consulting | Desist and Refrain Order; Order Voiding Transactions; and Citations | 07/01/14 |
Opengate Loans Inc. | Administrative Action See also FSD licensee listing #603J903 |
04/03/19 |
Open Mortgage, LLC | Administrative Order See also FSD Licensee Listing #417-0030 |
01/06/15 |
Opening Doors, Inc. | Administrative Action See also CFL Licensee Listing # 6071995 |
04/03/20 |
OpenRoad Lending, LLC | Administrative Order See also FSD Licensee Listing #603I315 |
10/29/18 |
Opes Capital Group, LLC | Administrative Order | 05/21/19 |
Opizzi, Alexandre | Desist & Refrain Order; Withdrawal of Desist & Refrain Order | 05/02/04 |
Opportunity Financial, LLC | Administrative Action See also FSD licensee listing #603K647 |
01/24/20 |
Opteum Financial Services, LLP | Administrative Order | 12/26/07 |
Optifi Lending | Administrative Action | 06/25/07 |
Option One Mortgage Corporation | Administrative Order | 08/14/08 |
Optima Advocates, Inc. | Administrative Action | 02/03/21 |
Optima Escrow, Inc. | Administrative Action | 10/03/07 |
Optimize Growth, Inc. | Administrative Action | 05/22/19 |
Optimizo Investment Strategies | Administrative Action See also Investment Adviser Firm Summary – CRD # 174450 |
09/08/22 |
Optimum Financial Services, Inc. | Administrative Action | 04/21/10 |
Optimvest, LLC | Administrative Action | 10/20/09 |
Or, Darlene L. | Administrative Action | 08/29/07 |
Oracle Escrow, Inc. | Administrative Action See also Office of Administrative Law Decision OAH No. 2008100384 |
07/28/08 |
Orange Circle International, LLC. | Administrative Action | 05/09/18 |
Orange Coast Funding | Administrative Action | 05/12/10 |
Orange Coast Winery, LLC | Administrative Action | 11/16/20 |
Orange County Escrow, Inc. | Administrative Order See also Office of Administrative Law Decision OAH No: L2008010601 |
10/05/07 |
Orange Crest Realty, Inc. aka Orange Crest Realty Corporation | Desist & Refrain Order | 09/10/08 |
Orange Rocket, LLC | Administrative Action | *10/02/06 |
Orangewood Escrow Company | Administrative Action | 04/06/10 |
Orca IMC LP | Administrative Action See also CFL Licensee Listing # 60DBO-106143 |
04/19/22 |
Orcutt, William Peter | Desist & Refrain Order | 03/24/06 |
Order Express, Inc. | Administrative Action | 07/21/09 |
Oregel, Ernesto Marcial | Desist & Refrain Order | 12/04/04 |
Oregel, Ernie | Desist & Refrain Order | 12/04/04 |
Orenco Management LLC | Administrative Action | 12/30/19 |
O’Reilly, Dan | Desist & Refrain Order | 03/13/06 |
O’Reilly, Michael Daniel | Desist & Refrain Order | 03/13/06 |
Oriel, Roger | Desist & Refrain Order | 07/24/04 |
Original World Wide Debt Payment Club | Desist & Refrain Order | 05/31/02 |
O’Rourke, Daniel M. | Desist & Refrain Order | 03/19/14 |
Orion Ventures Ltd. | Desist & Refrain Order | 08/03/05 |
Orozco, Abel | Administrative Actions | 04/101/09 |
Orozco, Athala | Administrative Actions | 04/101/09 |
Orlando Amador | Administrative Action | 05/12/10 |
Orleman, Jerry | Desist & Refrain Order | 01/21/05 |
Orlemann, Jerome | Desist & Refrain Order | 01/21/05 |
Ortega, Armando | Administrative Action | 03/18/11 |
Ortega, Eduardo M. | Administrative Action See also NMLS Licensee Listing # 502299 |
03/01/22 |
Ortega Mortgage | Administrative Action | 03/18/11 |
Ortiz Financial Services | Administrative Action | 05/12/10 |
Ortiz, Noemelita G. | Administrative Action | 11/30/07 |
Ortiz, Pedro | Desist & Refrain Order | 12/11/06 |
Osaki, Larry Toshio | Desist & Refrain Order | 02/14/02 |
Osaki, Mary E. | Desist & Refrain Order | 02/14/02 |
Osborne, Edson H. | Desist & Refrain Order | 04/12/03 |
Osborne, Ted | Desist & Refrain Order | 04/12/03 |
Oshidary, Farang | Administrative Action | 10/14/10 |
OTA Franchise Corporation dba Online Trading Academy | Administrative Action | 07/27/21 |
Otago Development Corp. | Administrative Action | 05/01/09 |
Ottimo, Anthony | Administrative Action | 12/18/15 |
Ottno Inc. | Administrative Action See also CFL Licensee Listing # 603K629 |
04/03/20 |
Our Community Mortgage | Administrative Action | 05/01/09 |
Outersphere LLC | Desist & Refrain Order | 05/21/08 |
Outlook Escrow, Inc. | Administrative Action | 06/03/11 |
Overton, Charles | Desist & Refrain Order | 01/30/15 |
Overturf, Hansueli aka Overturf, Hans | Administrative Action | 08/17/11 |
Overturf Financial Services, Inc. | Administrative Action | 07/18/16 |
Ovsepyan, Garen | Administrative Action | 08/05/16 |
Owen, John | Desist & Refrain Order | 06/27/06 |
Owens, Harrison | Administrative Action See also Office of Administrative Law Decision OAH No. 2008070340 |
06/06/08 |
Owens, Kimberly | Administrative Action See also NMLS Licensee Listing # 1407371 |
12/10/21 |
Ownit Mortgage Solution (CRMLA) | Administration Action | 09/14/07 |
Ownit Mortgage Solution (CFL) | Administration Order | 05/1/09 |
Oxford Financial Group, Inc. | Desist & Refrain and Stipulation | 11/18/11 |
OXXO Care Cleaners | Administration Action | 05/02/18 |
OYO Hotels LLC; OYO Hotels Inc.; OYO Rooms and Technology LLC | Administration Action | 03/05/20 |
Oz Gram Investment, Inc. | Administration Action See also CFL Licensee Listing # 60DBO-74668 |
04/03/20 |
Ozimira Corporation | Administration Action See also CFL Licensee Listing # 60DBO-96904 |
04/03/20 |
OZ3D LLC. | Desist & Refrain Order | 04/08/09 |