GoNow Securities, Inc.
License or Case Number
CRD No. 104020, OAH 2015071339
Date of Initial Action
06/20/2011
Date of Most Recent Action
10/21/2020
Defendant/Respondent
GoNow Securities, Inc.
Documents
- 06/20/11 – Accusation (PDF)
- 01/12/12 – Order Revoking Broker-Dealer Certificate (PDF)
- 01/14/16 – Order Denying and Barring (PDF)
- 01/11/16 – Office of Administrative Law Decision (PDF)
- 10/21/20 – Order Denying (PDF)
About the Regulated Entity
If you have further questions or need more assistance, please call the DFPI’s Consumer Services Office at: 1-866-275-2677.
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