RAMA CAPITAL PARTNERS, LLC
Regulated Entity Broker-Dealers and Investment Advisers
CRD Number
166347
Doing Business As (DBA)
RAMA CAPITAL PARTNERS
Registration Type
Registered
Additional Information
Address1
27001 AGOURA ROAD, SUITE 100
City
CALABASAS
State
CA
Zip
91301
Actions and Orders
License or Case Number
Investment Adviser Firm Summary # 166347
Date of Initial Action
10/22/2013
Defendant/Respondent
Rama Capital Partners, LLC; ALIM KASSAM; BRIAN O’SHAUGHNESSY
Documents
- 10/22/13 – Desist and refrain order; and order levying administrative penalties (PDF) (166347)
- 10/22/13 – Settlement agreement between Rama Capital Partners, LLC and the California Department of Financial Protection and Innovation resolving: Desist and refrain order; and order levying administrative penalties (PDF) (166561)
- 10/18/16 – Consent Order (PDF)
- 01/21/26 – Order to Discontinue Violations (PDF)
Documents
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More Information
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