RBC CAPITAL MARKETS, LLC
Regulated Entity Broker-Dealers and Investment Advisers
CRD Number
31194
Doing Business As (DBA)
RBC CAPITAL MARKETS, LLC
Additional Information
Status
Notice Filed
Effective Status Date
7/8/1997
Address1
200 VESEY ST.
City
NEW YORK
State
NY
Zip
10281
Actions and Orders
License or Case Number
Date of Initial Action
05/12/2026
Defendant/Respondent
RBC Capital Markets, LLC
Documents
- 05/12/26 – Consent Order (PDF)
Documents
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More Information
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