Shaner, William M.
Date of Initial Action: 09/25/2007
Date of Most Recent Action: 03/20/2009
Browse Actions and Orders
This page contains desist and refrain orders, civil actions, administrative actions, and hearing decisions issued by the Commissioner of the Department of Financial Protection and Innovation (DFPI) from January 1, 2002, to the present. These actions are against individuals and entities under DFPI jurisdiction. Visit Summary of Actions and Orders for a listing of recent actions by month. For assistance regarding these results, please contact us.
331-340 of 1018 Results
Listed by Entity , Date of Initial Action , and Date of Most Recent Action
Shannon, Steele
Date of Initial Action: 03/17/2016
Date of Most Recent Action: 03/17/2016
Shao, Lejun James aka Shao, James aka Shaw, James
Date of Initial Action: 08/29/2018
Date of Most Recent Action: 02/12/2019
Shapiro, Steven Edward
Date of Initial Action: 01/04/2006
Date of Most Recent Action: 01/04/2006
Share Trade Income
Date of Initial Action: 12/20/2013
Date of Most Recent Action: 12/20/2013
Sharespost Securities, LLC
Date of Initial Action: 07/30/2018
Date of Most Recent Action: 08/23/2018
Sharestates Investments, LLC
Date of Initial Action: 08/15/2018
Date of Most Recent Action: 08/15/2018
Sharma, Neelam S.
Date of Initial Action: 05/05/2008
Date of Most Recent Action: 05/05/2008
Sharpe Signa, LLC
Date of Initial Action: 08/05/2016
Date of Most Recent Action: 08/05/2016
Sharpe, Bruce
Date of Initial Action: 04/12/2005
Date of Most Recent Action: 04/12/2005