PENDER CAPITAL MANAGEMENT, LLC
Regulated Entity Broker-Dealers and Investment Advisers
CRD Number
281448
Doing Business As (DBA)
PENDER CAPITAL MANAGEMENT, LLC
Additional Information
Status
Notice Filed
Effective Status Date
6/15/2018
Address1
100 CRESENT COURT
Address2
SUITE 1800
City
DALLAS
State
TX
Zip
75201
Actions and Orders
License or Case Number
Date of Initial Action
04/24/2025
Defendant/Respondent
PENDER CAPITAL MANAGEMENT, LLC
Documents
- 04/24/2025 – Order Summarily Revoking (PDF)
- 05/29/2025 – Consent Order (PDF)
Documents
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More Information
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