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Escrow Agents

The Escrow Law protects members of the public who entrust their money or other assets to independent escrow agents in California. Through licensing, regulation, and oversight of these agents, DFPI supports a healthy and trusted financial marketplace.

 

The Escrow Law is contained in Division 6 (commencing with Section 17000) of the California Financial Code . The regulations are contained in Subchapter 9, Title 10, California Code of Regulations commencing with Section 1700 (10 C.C.R. § 1700, et seq.).

The Escrow Law protects members of the public who entrust their money or other assets to independent escrow agents in California. Escrow agents, joint control agents and Internet escrow agents are subject to the provisions of the Escrow Law.

Visit About Escrow Law page to know more information.

Announcements

Forms

Department of Financial Protection and Innovation is pleased to provide links to the following forms listed below. To find which is the proper office to file your application and or notice, please refer to Commissioner’s Release 13-G (Revised) (PDF)

The table below contains a list of Escrow Law Forms

Form NumberForm TitleFormat
DFPI-512 SIQStatement Of Identity & QuestionnairePDF
DFPI-EL 8018Request for Live Scan Service – Applicant SubmissionPDF
DFPI-EL 301Application for License under the Escrow LawPDF
DFPI-EL 301AGeneral Information regarding the Application for Escrow Agents, Joint Control, and/or Internet Escrow Agents LicensePDF
DFPI-EL 302Application for a License to Establish a Branch OfficePDF
DFPI-EL 303Bond of Escrow Licensee and Instructions for Completion of Surety Bond Form

Notice to Escrow Applicants and Licensees New Escrow Surety Bond Form Requirements Effective January 1, 2014
PDF
DFPI-EL 303ABond of Escrow Agent (For Fidelity Bond Deductible)PDF
DFPI-EL 314Instructions for Establishing Records and Accounts Pursuant to the Escrow LawPDF
DFPI-EL 315California Escrow Law Audit ReportPDF
DFPI-EL 321Assignment To Commissioner of the Department of Financial Protection and InnovationPDF
DFPI-EL 321AInstructions for Deposit of Cash in Lieu of Surety BondPDF
DFPI-EL 323ATime Certificate or Certificate of DepositPDF
DFPI-EL 326Application for Authorization to Change OwnershipPDF
DFPI-EL 330Escrow Agent Manager QuestionnairePDF
DFPI-EL 336Subordination AgreementPDF
DFPI-EL 338General Information on the Licensing and Regulation of Independent Escrow AgentsPDF
DFPI-EL 339Revised Notice of Fingerprint Processing Requirements Under the Escrow LawPDF
DFPI-EL 805Consent to Service ProcessPDF
DFPI-EL 17213Request for Consent to Transfer an Interest in an Escrow Agent’s LicensePDF
DFPI-EL 1726Notice of Officers, Directors, Trustees, Employees or Other Persons Directly or Indirectly Compensated by Escrow AgentsPDF
DFPI-EL-1726AAffidavitPDF
DFPI-EL 17419Statement of Identity and Employment ApplicationPDF
DFPI-ESC 17213.1California Escrow Law Change of Address FormPDF
DFPI-LE 500.262Customer Authorization of Disclosure of Financial RecordsPDF
DFPI-LF 596Summary of PersonnelPDF

NoteAdobe Reader 7.x or higher is required

Actions & Orders

Actions and Orders

List of individuals that have been censured, suspended, or barred by the California Department of Corporations pursuant to Financial Code Section 17423 of the Escrow Law from January 1, 1991 to 2012. (PDF)

To check the name of an individual who may have been disciplined by the Department of Corporations under Financial Code section 17423 prior to January 1, 1991 please contact the Consumer Services Office toll free at 1-866-275-2677.

For further information of any of the Department’s actions noted, please contact the Consumer Services Office toll free at 1-866-275-2677. Also, please visit the California Department of Insurance and California Department of Real Estate databases for additional information.

How to reach us:

Department of Financial Protection and Innovation
Financial Services Division, Escrow Law
320 West 4th Street, Suite 750
Los Angeles, CA 90013-2344

Phone: (213) 576-7500
Fax: (213) 576-7178
Exam and compliance inquiries: [email protected]
Licensing inquiries: [email protected]
Escrow manager application inquiries: [email protected]
Annual CPA audit report inquiries and submission: [email protected]
Annual liability report inquiries and submission: [email protected]

Last updated: Feb 10, 2025 @ 3:46 pm