The Commissioner of the DFPI announced today that she has issued desist and refrain orders against three different entities for violations of California securities laws.
California Joins Multi-State Group to Recoup Overcharges for Investors in Commodity Firm Lear Capital Bankruptcy
The DFPI announced today that investors that purchased retail precious metals from Los Angeles based Lear Capital, Inc. will receive compensation as a part of Lear’s bankruptcy plan.
The DFPI announced today that it has joined the Consumer Financial Protection Bureau and 10 state attorneys general in filing a complaint against Prehired, LLC and its related entities for violations of the Consumer Financial Protection Act of 2010.
The DFPI announced today it has joined a multi-state settlement with Raymond James & Associates, Inc. and Raymond James Financial Services, Inc..
The DFPI announced today that it has issued a desist and refrain order against CryptoFX LLC (CryptoFX) and two of its promoters for violating California securities laws by offering and selling unqualified securities and making material misrepresentations and omissions to investors.
The DFPI announced today it has made significant progress growing its reach and impact in key areas affecting California consumers, two years into implementing one of the most expansive consumer financial protection laws in the nation.
The DFPI announced today that it has issued an action against Coinbase Global, Inc. and Coinbase, Inc. for violations of securities laws and corresponding penalties in connection with Coinbase’s staking rewards program.
The DFPI announced today that it has issued enforcement actions against three entities for unlicensed debt collection activity under the Debt Collection Licensing Act (DCLA) and unlawful, unfair, deceptive, or abusive acts or practices in violation of the California Consumer Financial Protection Law (CCFPL).
The DFPI today announced that it has issued a joint consent order with the Federal Reserve Board of Governors (FRB) to facilitate the implementation of the voluntary liquidation plan announced by Silvergate Capital Corporation and Silvergate Bank on March 8, 2023.
DFPI, in partnership with the CFTC and the State of Hawaii, today filed a federal lawsuit against Red Rock Secured, a precious metals dealer, for perpetrating $60 million fraudulent scheme that targeted customers’ retirement savings.
SACRAMENTO – The California Department of Financial Protection and Innovation (DFPI) today released its Review of DFPI’s Oversight and Regulation of Silicon Valley Bank (SVB).
The California Department of Financial Protection and Innovation (DFPI) announced today that regulators have taken possession of First Republic Bank.
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