Language Access Process

The DFPI Language Access Plan (LAP) is designed to set clear guidelines for language access in alignment with state and federal laws. Its goal is to ensure that all individuals in California receive language and communication services that are both culturally and linguistically appropriate, promoting equal and meaningful access. The LAP also details key information, requirements, and action steps for DFPI to support individuals with limited English Proficiency, including those with disabilities, by providing services in their primary language and in accessible formats.

• Language Access Plan (PDF)
• Vital Documents

  FORM NUMBER	PROGRAM	DESCRIPTION	LINKS TO FORMS
  HDN-1	Mortgage	2024 DFPI HDN-1 Residential Mortgage Loan Report and Instructions for year 2023 (Rev. 11-23)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/crmla/HDN-1.pdf
  DFPI-02	Banking	DFPI-02 Personal Financial Statement (Rev. 09-23)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/Form2.pdf
  DFPI-03	Banking	DFPI-03 Confidential Resume (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/Form3.pdf
  DFPI-10	Banking	DFPI-10 Application for Authority to Organize Bank (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/Form10.pdf
  DFPI-25	Banking	DFPI-25 Uniform California Application Notice (Rev. 01-21)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/Form25.pdf
  DFPI-55	Banking	DFPI-55 Appointment of Commissioner of DFPI as Attorney for Service of Process (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/Form55.pdf
  DFPI-88	Banking	DFPI-88 Application for Approval to Act as Approved Depo (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/Form88.pdf
  DFPI-90	Banking	DFPI-90 Agreement of Approved Depository (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/Form90.pdf
  DFPI-93	Banking	DFPI-93 Application for Approval for Withdrawal and Release of Elg Assets (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/Form93.pdf
  DFPI-95	Banking	DFPI-95 Report of Applicable Minimum (Rev 12-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/Form95.pdf
  DFPI-250.61	Broker Dealers Investment Advisors/Escrow and Mortgage	DFPI-250.61 Statement of Citizenship (Rev.10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-250.61.pdf
  DFPI-260.100.1	Securities	DFPI-260.100.1 Request for Designation as Exempt Organization (k) (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.100.1.pdf
  DFPI-260.100.3	Securities	DFPI-260.100.3 Request for Order of Exemption (i) (Rev. 11-20)	Request for Order of Exemption Pursuant to Subdivision (l) of Section 25001 of the Corporate Securities Law of 1968 (ca.gov)
  DFPI-260.102.8(a)	Securities	DFPI-260.102.8(a) Notice of Issuance of Shares (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.102.8a.pdf
  DFPI-260.102.8(b)	Securities	DFPI-260.102.8(b) Consent to Service (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.102.8b.pdf
  DFPI-260.102.14(c)	Securities	DFPI-260.102.14(c) Notice of Transaction Pursuant to Corp Code Section 25102 (f) (Rev. 03-23)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.102.14c.pdf
  DFPI-260.102.19	Securities	DFPI-260.102.19 Notice of Issuance of Securities (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.102.19.pdf
  DFPI-260.105.33-34	Securities	DFPI-260.105.33-34 Notice to CA Commissioner Rule 260.105.33-34 (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.105.33-34.pdf
  DFPI-260.110	Securities	DFPI-260.110 Facing Page (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.110.pdf
  DFPI-260.111	Securities	DFPI-260.111 Application for Qualification by Coordination (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.111.pdf
  DFPI-260.112 Instructions	Securities	DFPI-260.112 Instructions for Application for Issuer (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.112.pdf
  DFPI-260.113	Securities	DFPI-260.113 Application for Qualification by Permit w/Instructions (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.113.pdf
  DFPI-260.121	Securities	DFPI-260.121 Application for Qualification of RecaPitalizations and Reorganizations (Section 260.121) (Rev. 11-20)	Application for Qualification and Reorganizations (Section 260.121)
  DFPI-260.131	Securities	DFPI-260.131 Facing Page For Quali of Nonissuer Transaction (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.131.pdf
  DFPI-260.140.80.5	Securities	DFPI-260.140.80.5 Contractual Periodic Payment Plan Standards (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.140.80.5.pdf
  DFPI-260.141.13	Securities	DFPI-260.141.13 Notice of Release of Securities from Escrow (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.141.13.pdf
  DFPI-260.141.50	Securities	DFPI-260.141.50 Application for Removal of Conditions (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.141.50.pdf
  DFPI-260.146	Securities	DFPI-260.146 Semi-Annual Report (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.146.pdf
  DFPI-260.151(a)	Securities	DFPI-260.151(a) Application for Consent to Transfer Securities (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.151a.pdf
  DFPI-260.151(b)	Securities	DFPI-260.151(b) Statement of Transferee to Accompany Application for Consent (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.151b.pdf
  DFPI-260.165	Securities/Broker-Dealers and Investment Advisors	DFPI-260.165 Consent to Service of Process (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.165.pdf
  DFPI-260.211.1	Securities	DFPI-260.211.1 Application By Notification for Broker Dealer Certificate (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.211.1.pdf
  DFPI-260.237.2	Broker-Dealers Investment Advisors	DFPI-260.237.2 Minimum Financial Requirements Worksheet (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.237.2.pdf
  DFPI-260.241.2b	Broker-Dealers Investment Advisors	DFPI-260.241.2b Verification Form (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.241.2b.pdf
  DFPI-260.507	Securities	DFPI-260.507 Application for Approval to repurchase a security (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-260.507.pdf
  DFPI-301	Credit Union	DFPI-301 Summary of Merger Approval Process - Credit Unions (Rev. 09-23)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/credit-union/DFPI-301.pdf
  DFPI-310	Credit Union	DFPI-310 Sample Form of Application - Credit Unions (Rev. 09-23)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/credit-union/DFPI-310.pdf
  DFPI-310.100.2	Franchise	DFPI-310.100.2 Franchise Investment Law (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/franchise/DFPI-310.100.2.pdf
  DFPI-310.100.4	Franchise/Securities	DFPI-310.100.4 Negotiated Sales Exempt Under 31109.1 (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/franchise/DFPI-310.100.4.pdf
  DFPI-310.101	Franchise	DFPI-310.101 Franchise Investment Law - Notice of Exemption (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/franchise/DFPI-310.101.pdf
  DFPI-310.106	Franchise	DFPI-310.106 Notice of a Transaction Exempt (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/franchise/DFPI-310.106.pdf
  DFPI-310.111	Franchise	DFPI-310.111 Guidelines for Franchise Reg (UFDD) (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/franchise/DFPI-310.111.pdf
  DFPI-310.122	Franchise	DFPI-310.122 Uniform Franchise Registration Renewal Statement (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/franchise/DFPI-310.122.pdf
  DFPI-310.125	Securities	DFPI-310.125 Uniform Franchise Reg Application for Material Modification (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/franchise/DFPI-310.125.pdf
  DFPI-310.155	Franchise	DFPI-310.155 Uniform Consent to Service of Process (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/franchise/DFPI-310.155.pdf
  DFPI-320	Credit Union	DFPI-320 Plan of Merger - Credit Unions (Rev. 09-23)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/credit-union/DFPI-320.pdf
  DFPI-330	Credit Union	DFPI-330 Notice of Merger - CU (Rev. 09-23)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/credit-union/DFPI-330.pdf
  DFPI-340	Credit Union	DFPI-340 Officers' Certificate Regarding Giving of Notice (Rev. 09-23)	Officers' Certificate Regarding Giving of Notice (DFPI 340 - Rev. 09-23)
  DFPI-350	Credit Union	DFPI-350 Certificate of Merger of Surviving Credit Union (Rev. 09-23)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/credit-union/DFPI-350.pdf
  DFPI-360	Credit Union	DFPI-360 Certificate of Merger of Disappearing Credit Union (Rev. 09-23)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/credit-union/DFPI-360.pdf
  DFPI-379	Banking/Money Transmitters	DFPI-379 Written Consent (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/form379.pdf
  DFPI-380	Credit Union	DFPI-380 Credit Union Official Questionnaire (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/credit-union/DFPI-380.pdf
  DFPI-390	Credit Union	DFPI-390 Application for Approval to Form a Credit Union (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/credit-union/DFPI-390.pdf
  DFPI-391	Credit Union	DFPI-391 Organizing a State Credit Union Info Booklet (Rev. 09-23)	https://dfpi.ca.gov/wp-content/uploads/sites/337/2021/02/DFPI-391.pdf
  DFPI-502 Instructions	Trust	DFPI-502 Instructions (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/trust-company/DFPI-502-Instructions.pdf
  DFPI-502	Trust	DFPI-502 Trust Company Report of Condition (Rev. 04-22)	https://na4.documents.adobe.com/public/esignWidget?wid=CBFCIBAA3AAABLblqZhCGEQV4gfoRY_sWs08M1E8oibFVu0vzmGhRO0X6gNJFJzkav4KmyJYHvkVU26I-qzA*
  DFPI-505 Instructions	Trust	DFPI-505 Instructions (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/trust-company/DFPI-505-Instructions.pdf
  DFPI-505	Trust	DFPI-505 Schedule T Fiduciary and Related Services (Rev. 04-22)	https://na4.documents.adobe.com/public/esignWidget?wid=CBFCIBAA3AAABLblqZhDNXAXqLwXQtk4xas5NCANQEKmC4Yzqy0dfzNqeJa8Zjq3C_DEu6HcdYdJqbTF_5r8*
  DFPI-506 Instructions	Banking	DFPI-506 Instructions (Rev. 01-21)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/trust-company/DFPI-506-Instructions.pdf
  DFPI-506	Banking	DFPI-506 Schedule U Report on fiduciary Activities (Rev. 9-22)	https://na4.documents.adobe.com/public/esignWidget?wid=CBFCIBAA3AAABLblqZhA2KUkRINiu50_hr0bjnv7T27YL9rjle6qEjXFGD15nI9JzZYnVeRcJL10veW4Guto*
  DFPI-507C	Banking	DFPI-507C Certification (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/DFPI-507C.pdf
  DFPI-512	Escrow	DFPI-512 SIQ Statement of Identity and Questionnaire (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-512-SIQ.pdf
  DFPI-523	Banking	DFPI-523 Foreign Bank Report of Income (Rev. 12-2022)	https://na4.documents.adobe.com/public/esignWidget?wid=CBFCIBAA3AAABLblqZhB-RYFTQ87M9HrAXyCoC8hzKCfssM5fK48m_ylkL5wtMdja5DLMyDfVGbKxj4JmzR0*
  DFPI-523 Instructions	Banking	DFPI-523 Instructions Foreign Bank Report of Income (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/DFPI-523-Instructions.pdf
  DFPI-523C	Banking	DFPI-523C Call Report Certification for Foreign Banks (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/DFPI-523C.pdf
  DFPI-524 Instructions	Trust	DFPI-524 Instructions (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/trust-company/DFPI-524_Instructions.pdf
  DFPI-524	Trust	DFPI-524 Trust Company Conso Report of Income (Rev. 04-22)	https://na4.documents.adobe.com/public/esignWidget?wid=CBFCIBAA3AAABLblqZhDZnNVL_3nT15INf-Ve6S3Cd7ddD4GuZiWMOmcZW4vR7JTU6YWSdWYt6ENBBi1e_Gg*
  DFPI-550	Banking	DFPI-550 Emergency Contact Person (Rev. 09-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/DFPI-550.pdf
  DFPI-633A	Consumer	DFPI-633A – Notice to Cosigner – Consumer Credit Contracts (New 12-22)	https://dfpi.ca.gov/wp-content/uploads/sites/337/2022/12/DFPI-633-A-SB-633-%E2%80%93-Notice-to-Cosigner-%E2%80%93-Consumer-Credit-Contracts.pdf
  DFPI-633B	Consumer	DFPI-633B – Notice to Cosigner – Leases (New. 12-22)	https://dfpi.ca.gov/wp-content/uploads/sites/337/2022/12/DFPI-633-B-SB-633-%E2%80%93-Notice-to-Cosigner-%E2%80%93-Leases.pdf
  DFPI-700	Banking	DFPI-700 Application for Authorization to Invest in Corporation (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/DFPI-700.pdf
  DFPI-704	Banking	DFPI-704 Agreement to Comply with Regulations (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/DFPI-704.pdf
  DFPI-706	Banking	DFPI-706 Appointment of Commissioner of DFPI as Agent for Service (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/DFPI-706.pdf
  DFPI-801	Consumer	DFPI-801 Consumer Complaint Form (Rev. 08-23)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/DFPI-801.pdf
  DFPI-801B SP	Consumer	DFPI-801B SP Consumer Complaint Form (Rev. 09-23)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/DFPI-801B.pdf
  DFPI-801C	Consumer	DFPI-801C Consumer Complaint Form - Property Assessed Clean Energy (PACE) (Rev. 09-23)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/PACE/DFPI-801C.pdf
  DFPI-801D SP	Consumer	DFPI-801D SP Formulario De Quejas Del Consumidor-Property Assessed Clean Energy (PACE) (Rev. 09-23)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/PACE/DFPI-801D.pdf
  DFPI-802	California Financing Law	DFPI-802 Electronic Surety Bond - California Financing Law (Rev. 02-21)	https://dfpi.ca.gov/wp-content/uploads/sites/337/2021/03/DFPI-802-Electronic-Surety-Bond-California-Financing-Law.pdf
  DFPI-803	Consumer	DFPI-803 Comments or Complaints regarding DFPI Performance (Rev. 06-21)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/DFPI-803.pdf
  DFPI-1002 Instructions	Local Agency Security Program	DFPI-1002 Instructions (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/lasp/DFPI-1002-Instructions.pdf
  DFPI-1002	Local Agency Security Program	DFPI-1002 Local Agency Deposits Weekly Report (Rev. 01-23) Excel	https://view.officeapps.live.com/op/view.aspx?src=https%3A%2F%2Fdfpi.ca.gov%2Fwp-content%2Fuploads%2Fsites%2F337%2Fforms%2Flasp%2FDFPI-1002.xlsx&wdOrigin=BROWSELINK
  DFPI-1003 Instructions	Local Agency Security Program	DFPI-1003 Instructions (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/lasp/DFPI-1003-Instructions.pdf
  DFPI-1003	Local Agency Security Program	DFPI-1003 Local Agency Deposits and Securities Called Report (Rev. 01-23) Excel	https://view.officeapps.live.com/op/view.aspx?src=https%3A%2F%2Fdfpi.ca.gov%2Fwp-content%2Fuploads%2Fsites%2F337%2Fforms%2Flasp%2FDFPI-1003.xlsx&wdOrigin=BROWSELINK
  DFPI-1004 Instructions	Local Agency Security Program	DFPI-1004 Instructions (Rev. 12-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/lasp/DFPI-1004-Instructions.pdf
  DFPI-1004	Local Agency Security Program	DFPI-1004 Local Agency Security Program Collateral Transfer Form (Rev. 01-22)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/lasp/DFPI-1004.pdf
  DFPI-1010	Business and Industrial Development Corp License	DFPI-1010 Application for License as Business and Ind Dev Corp (Rev. 10-20)	DFPI 1010 Application for License as Business and Industrial Development
  DFPI-1802	Premium Finance	DFPI-1802 Stock Purchase Questionnaire (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/premium-finance/Form1802.pdf
  DFPI-1815	Premium Finance	DFPI-1815 Premium Finance Agency Application (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/premium-finance/Form1815.pdf
  DFPI-1820	Premium Finance	DFPI-1820 For Item 2 (d) of the PFC Application (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/premium-finance/Form1820.pdf
  DFPI-1821	Premium Finance	DFPI-1821 Customer Authorization of Disclosure of Financial Records (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/premium-finance/Form1821.pdf
  DFPI-2110	Money Transmitters	DFPI-2110 Application for a License (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/money-transmitter/DFPI-2110.pdf
  DFPI-2110 Instructions	Money Transmitters	DFPI-2110 Instructions (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/money-transmitter/DFPI-2110-Instructions.pdf
  DFPI-2118	Money Transmitters	DFPI-2118 Application for Approval (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/money-transmitter/DFPI-2118.pdf
  DFPI-2666 Instructions	Mortgage	DFPI-2666 BONA FIDE Instructions (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/DFPI-2666-Instructions.pdf
  DFPI-2666	Mortgage	DFPI-2666 BONA FIDE Nonprofit Affordable Application (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/DFPI-2666.pdf
  DFPI-4030	Money Transmitters	DFPI-4030 Authorization for Release of Info (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/money-transmitter/DFPI-4030.pdf
  DFPI-5025	Money Transmitters	DFPI-5025 Appointment of Commissioner as Agent for Service of Process TMA (Rev. 12-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/money-transmitter/DFPI-5025.pdf
  DFPI-8016	Banking	DFPI-8016 Request for Live Scan Service and Instruction Form - Bank (Rev. 12-23)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/bank/DFPI-8016.pdf
  DFPI-25100.1(b)	Securities	DFPI-25100.1(b) Notice of Issuance of Securities (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-25100.1b.pdf
  DFPI-25102(n) 1st	Securities	DFPI-25102(n) 1st Notice of Transaction (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-25102n-1Notice.pdf
  DFPI-25102(n) 2nd	Securities	DFPI-25102(n) 2nd Notice of Transaction (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-25102n-2Notice.pdf
  DFPI-25102(n) Instructions	Securities	DFPI-25102(n) Instructions Limited Offering Exemption Notice Packet Corps Code Section 25102(n) (Rev. 03-23)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-25102n-Ins-only.pdf
  DFPI-25102(n)	Securities	DFPI-25102(n) Limited Offering Exemption Notice Packet Corp Code Section 25102(n)-Instructions Only (Rev. 9-21)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-25102n.pdf
  DFPI-25102(r)	Securities	DFPI-25102(r) California Crowdfunding Exemption Notice (New. 04-22)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-25102r.pdf
  DFPI-25206.1	Broker-Dealers and Investment Advisors	DFPI-25206.1 Statement of Info for Finder pur Section 25206.1 of CA Corp Code (Rev. 12-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/broker_dealer/DFPI-25206.1.pdf
  DFPI-31113	Franchise	DFPI-31113 Surety Bond (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/franchise/DFPI-31113.pdf
  DFPI-ADM 510	Broker-Dealers and Investment Advisors/ Capital Access Company Law	DFPI-ADM 510 Index of Fees, Fines and Penalties (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-ADM-510.pdf
  DFPI-ADM-500.295	Securities	DFPI-ADM-500.295 Instructions for Section 260.141.11 Reg ( Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-ADM-500.295.pdf
  DFPI-BDIA 8018	Broker-Dealers and Investment Advisors	DFPI-BDIA 8018 Request for LIVE Scan Service - Applicant Submission (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/broker_dealer/DFPI-BDIA-8018.pdf
  DFPI-CACL 280.151	Capital Access Company Law	DFPI-CACL 280.151 Application for License under the Capital Access Company Law (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cacl/DFPI-CACL-280.151.pdf
  DFPI-CACL 280.152	Capital Access Company Law	DFPI-CACL 280.152 Consent to Service of Process (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cacl/DFPI-CACL-280.152.pdf
  DFPI-CACL 280.153	Capital Access Company Law	DFPI-CACL 280.153 Notice of Officers, Directors, Partners, Cont Persons & Emp of a Capital Access Co (Rev. 10-20)	Notice of Officers, Directors, Partners, Control Persons, Managers, Members, Trustees and Employees of a Capital Access Company
  DFPI-CACL 280.200	Capital Access Company Law	DFPI-CACL 280.200 App for requesting approval to Surrender Capital Access Co Law License (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cacl/DFPI-CACL-280.200.pdf
  DFPI-CACL 280.250	Capital Access Company Law	DFPI-CACL 280.250 Facing Page - App for approval to Acquire Control, Merge with, or Pur or Sell (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cacl/DFPI-CACL-280.250.pdf
  DFPI-CDDTL 2020	California Deferred Deposit Transaction Law	DFPI-CDDTL 2020 Application for a License under CA Deferred Deposit Transaction Law (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cddtl/DFPI-CDDTL-2020.pdf
  DFPI-CDDTL 2021	California Deferred Deposit Transaction Law	DFPI-CDDTL 2021 Short Form Application for a License under CDDTL (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cddtl/DFPI-CDDTL-2021.pdf
  DFPI-CDDTL 2022	California Deferred Deposit Transaction Law	DFPI-CDDTL 2022 Application Information for a License (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cddtl/DFPI-CDDTL-2022.pdf
  DFPI-CDDTL 2023	California Deferred Deposit Transaction Law	DFPI-CDDTL 2023 Fingerprint Processing (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cddtl/DFPI-CDDTL-2023.pdf
  DFPI-CDDTL 2025	California Deferred Deposit Transaction Law	DFPI-CDDTL 2025 Notice of Applicant Requirements (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cddtl/DFPI-CDDTL-2025.pdf
  DFPI-CDDTL 8018	California Deferred Deposit Transaction Law	DFPI-CDDTL 8018 Live Scan (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cddtl/DFPI-CDDTL-8018.pdf
  DFPI-CFL 1602	California Financing Law	DFPI-CFL 1602 CFL Pilot Program Application (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cfl/DFPI-CFL-1602.pdf
  DFPI-CFL 1603	California Financing Law	DFPI-CFL 1603 Notification of Finder Registration (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cfl/DFPI-CFL-1603.pdf
  DFPI-CFL 1606	California Financing Law	DFPI-CFL 1606 Instructions for completing 20XX Annual Report access to Small Dollar Loans (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cfl/DFPI-CFL-1606.pdf
  DFPI-CFL 22066 (c)(4)	California Financing Law	DFPI-CFL 22066(c)(4) Application for Exempt Nonprofit Org (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cfl/DFPI-CFL-22066c4.pdf
  DFPI-CFL 22066 (c)(5)	California Financing Law	DFPI-CFL 22066(c)(5) Annual Report for Exempt Nonprofit Organization (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cfl/DFPI-CFL-22066c5.pdf
  DFPI-CFL 22066 (d)(4)	California Financing Law	DFPI-CFL 22066(d)(4) Notice of Partnering Organization (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cfl/DFPI-CFL-22066d4.pdf
  DFPI-CFL 8018	California Financing Law	DFPI-CFL 8018 Live Scan Service (Rev. 04-21)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cfl/DFPI-CFL-8018.pdf
  DFPI-CSCL 104	Check Sellers	DFPI-CSCL 104 Application for Business License (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cscl/DFPI-CSCL-104.pdf
  DFPI-CSCL 105	Check Sellers	DFPI-CSCL 105 Bond of Check Seller (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cscl/DFPI-CSCL-105.pdf
  DFPI-CSCL 109	Check Sellers	DFPI-CSCL 109 Applicaiton for Deposit of Security (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cscl/DFPI-CSCL-109.pdf
  DFPI-CSCL 110	Check Sellers	DFPI-CSCL 110 Application for Withdrawal of Security (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cscl/DFPI-CSCL-110.pdf
  DFPI-CSCL 118	Check Sellers	DFPI-CSCL 118 Nonprofit Community Service Organization Notice and Written Consent (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cscl/DFPI-CSCL-118.pdf
  DFPI-CSCL 119	Check Sellers	DFPI-CSCL 119 Nonprofit Community Service Audit Report (Rev. 04-21)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cscl/DFPI-CSCL-119.pdf
  DFPI-CSCL 120	Check Sellers	DFPI-CSCL 120 Notice of Dissolution or Termination of Engaging in Activities of a Prorater (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/cscl/DFPI-CSCL-120.pdf
  DFPI-DC 01	Debt Collection	DFPI-DC 01 Supplemental Information (Rev. 09-21)	https://dfpi.ca.gov/wp-content/uploads/sites/337/2021/08/DFPI-DC-01-Supplemental-Information.pdf
  DFPI-DC 02	Debt Collection	DFPI-DC 02 Appointment of Commissioner (Rev. 09-21)	https://dfpi.ca.gov/wp-content/uploads/sites/337/2021/08/DFPI-DC-02-Appointment-of-Commissioner.pdf
  DFPI-DC 03	Debt Collection	DFPI-DC 03 Debt Collection Advisory Committee Member Form (New 01-23)	https://dfpi.ca.gov/wp-content/uploads/sites/337/2023/01/DFPI-DC-03-Debt-Collection-Advisory-Committee-Member-Form.pdf
  DFPI-DOC 26	Legal	DFPI-DOC 26 Certificate of Search Request Form (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/DFPI-DOC-26.pdf
  DFPI-EEO 139	Equal Employment Office	DFPI-EEO 139 Language Access Complaint Form (Rev. 01-21)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/DFPI-EEO-139.pdf
  DFPI-EL 301	Escrow	DFPI-EL 301 Application for License under Escrow Law (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-301.pdf
  DFPI-EL 301A	Escrow	DFPI-EL 301A Application For Escrow Agents (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-301A.pdf
  DFPI-EL 302	Escrow	DFPI-EL 302 Application to Establish a Branch Office (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-302.pdf
  DFPI-EL 303	Escrow	DFPI-EL 303 Bond of Escrow Licensee (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-303.pdf
  DFPI-EL 303A	Escrow	DFPI-EL 303A Bond of Escrow Agent (For Fidelity Bond Deductible) (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-303A.pdf
  DFPI-EL 314 Instructions	Escrow	DFPI-EL 314 Instructions for Establishing Records (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-314.pdf
  DFPI-EL 315	Escrow	DFPI-EL 315 Escrow Law Audit Report (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-315.pdf
  DFPI-EL 321	Escrow	DFPI-EL 321 Assignment to Commissioner (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-321.pdf
  DFPI-EL 321A Instructions	Escrow	DFPI-EL 321A Instructions For Deposit of Cash in Lieu of Surety Bond (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-321A.pdf
  DFPI-EL 323A	Escrow	DFPI-EL 323A Time Certificate or Certificate of Deposit (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-323A.pdf
  DFPI-EL 326	Escrow	DFPI-EL 326 Application For Authorization to Change Ownership (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-326.pdf
  DFPI-EL 330	Escrow	DFPI-EL 330 Escrow Agent Manager Questionnaire (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-330.pdf
  DFPI-EL 336	Escrow	DFPI-EL 336 Subordination Agreement (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-336.pdf
  DFPI-EL 338	Escrow	DFPI-EL 338 Escrow Licensing and Regulation Brochure (Rev. 10-17)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-338.pdf
  DFPI-EL 339	Escrow	DFPI-EL 339 Notice of Fingerprint Processing Requirements (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-339.pdf
  DFPI-EL 805	Escrow	DFPI-EL 805 Consent to Service of Process (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-805.pdf
  DFPI-EL 1726	Escrow	DFPI-EL 1726 Notice of Officers (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-1726.pdf
  DFPI-EL 1726A	Escrow	DFPI-EL 1726A Affidavit (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-1726A.pdf
  DFPI-EL 8018	Escrow	DFPI-EL 8018 Request Live Scan (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-8018.pdf
  DFPI-EL 17213	Escrow	DFPI-EL 17213 Request for Consent to Transfer (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-17213.pdf
  DFPI-EL 17419	Escrow	DFPI-EL 17419 Request for Consent to Transer (Rev. 04-21) Chan, Andy@DFPI:	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-EL-17419.pdf
  DFPI-ENF 53	Enforcement	DFPI-ENF 53 Citizen Complaint Against Peace Officers (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/DFPI-ENF-53.pdf
  DFPI-ENF 53A	Enforcement	DFPI-ENF 53A Policy Govering Citizen Complaints Against Peace Officers (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/DFPI-ENF-53A.pdf
  DFPI-ESC 17213.1	Escrow	DFPI-ESC 17213.1 California Escrow Law Change of Address Form (New 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/2020/08/DFPI-ESC-17213.1.pdf
  DFPI-FDIC 3064-0006 Instructions	Banking	DFPI-FDIC 3064-0006 Instructions Biographical and Financial Report Form (Rev. 06-22)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/money-transmitter/DFPI-FDIC-3064-0006-Instructions.pdf
  DFPI-FDIC 3064-0006	Banking	DFPI-FDIC 3064-0006 Interagency Biographical and Financial Report Form (Rev. 08-21)	https://www.fdic.gov/sites/default/files/2024-03/f6200-06.pdf
  DFPI-LE 500.262	Escrow	DFPI-LE 500.262 Customer Authorization of Disclsure of Financial Records (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/el/DFPI-LE-500.262.pdf
  DFPI-LF-596	Escrow	DFPI-LF-596 Summary of Personnel (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/DFPI-LF-596.pdf
  DFPI-MBL 1950.122.2	Mortgage	DFPI-MBL 1950.122.2 Notice of Officers (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/crmla/DFPI-MBL-1950.122.2.pdf
  DFPI-MBL 1950.122 B	Mortgage	DFPI-MBL 1950.122B Customer Authorization for Disclosure of Financial Records (Rev. 08-21)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/crmla/DFPI-MBL-1950.122B.pdf
  DFPI-MBL 1950.122 C	Mortgage	DFPI-MBL 1950.122c Notice of Fingerprint Processing Req under CA Residential Mortgage Lending Act (Rev. 12-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/crmla/DFPI-MBL-1950.122c.pdf
  DFPI-MTD 8016	Money Transmitters	DFPI-MTD 8016 Request for Live Scan Service (Rev. 12-23)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/money-transmitter/DFPI-MTD-8016.pdf
  DFPI-QR 500.259	Securities	DFPI-QR 500.259 Customer Authorization of Disclosure of Fin Records (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-QR-500.259.pdf
  DFPI-QR 500.261	Broker-Dealers and Investment Advisors	DFPI-QR 500.261 Customer Authorization of Disclosure of Financial Records (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/broker_dealer/DFPI-QR-500.261.pdf
  DFPI-QR 500.265	Franchise	DFPI-QR 500.265 Customer Authorization of Disclosure (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/franchise/DFPI-QR-500.265.pdf
  DFPI-SB 978	Securities/Real Estate	DFPI-SB 978 Real Estate Related Info Pursuant to 25102.2 (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-SB-978.pdf
  DFPI-SCOR 260.113	Securities	DFPI-SCOR 260.113 Application for Qualification by Permit (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/2021/02/DFPI-SCOR-260.113.pdf
  DFPI-SLS 101	Student Loan Servicing Program	DFPI-SLS 101 Appointment of Commissioner as Agent for Sercive of Process (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/sls/DFPI-SLS-101.pdf
  DFPI-SLS 100	Student Loan Servicing Program	DFPI-SLS 100 Supplemental Request for Information (Rev. 10-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/sls/DFPI-SLS-100.pdf
  DFPI-SRD 500.526	Securities	DFPI-SRD 500.526 A Consumer's Guide to Small Business Investments (Rev. 11-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-SRD-500-526.pdf
  DFPI-SRD 518	Securities	DFPI-SRD QR 518 Look Before you Leap (Rev. 12-20)	https://dfpi.ca.gov/wp-content/uploads/sites/337/forms/Securities/DFPI-SRD-QR-518.pdf

The DFPI is in the process of translating the LAP to the following languages:

• Chinese (Mandarin)
• Korean
• Spanish
• Tagalog