Actions, Order and Administrative Hearing Decisions: R
| Subject | Order Issued | Date Issued |
|---|---|---|
| R and R Escrow | Administrative Action | 08/28/07 |
| R & R Professionals, Inc. | Administrative Action | 06/16/09 |
| R. Witt and Company, LLC | Desist & Refrain Order | 05/03/06 |
| R.C. Financial Corporation | Administrative Action | 12/04/07 |
| R.E. Loans, LLC | Desist & Refrain Order | 08/11/11 |
| R.J. Fuchs Advisory Services | Administrative Action See also CRD # 140811 |
05/05/21 |
| R.J. Humak and Associates, Inc. | Desist & Refrain Order | 07/03/07 |
| R.L. Paler Investment Advisors, LLC | Administrative Action See Also CRD # 121814 |
01/21/22 |
| R.P. Financial Services Incorporated; R.P. Financial Services, Incorporated | Administrative Action | 03/18/11 |
| R8find.com, Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-55706 |
04/03/20 |
| Raanan, John | Administrative Action | 05/01/09 |
| Rabadan, Martha Hernandez | Administrative Action | 07/06/11 |
| Rabbit Rabbit Co, Ltd. |
Administrative Action | 05/12/21 |
| Rabbitt, Donald A. | Desist & Refrain Order | 12/30/02 |
| Racusen, Robert Mark | Administrative Action See also CFL Licensee Listing # 60DBO-217948; NMLS # 217948 |
10/20/20 |
| Radiant Financial Group, LLC. | Administrative Action | 08/08/18 |
| Radio Cash; radiocash.com; Radio Cash 500; radiocash500.com | Desist & Refrain Order | 09/16/09 |
| Raft Master Fund II, LLC | Administrative Action; See also CFL licensee listing # 60DBO-35925 | 04/03/19 |
| Rahimi, Hossin Paul | Desist & Refrain Order | 08/03/07 |
| Rainbow Funding and Realty LLC | Administrative Action See also CFL licensee listing # 60DBO-94744 |
04/03/20 |
| Raine, David | Desist & Refrain Order | 04/12/03 |
| Rairdon, Charles | Desist & Refrain Order | 10/02/12 |
| Rairdoni, Charles Dennis | Desist & Refrain Order | 10/02/12 |
| Raja Tredes Rei LLC | Desist & Refrain Order | 11/13/13 |
| Rakeman, Michael | Administrative Action See also NMLS licensee listing # 40481 |
01/02/22 |
| Ram Energy Incorporated | Desist & Refrain Order; See also Consent Order | 12/12/03 |
| Rama Capital Partners, LLC | Desist and Refrain Order; Administrative Order | 10/22/13 |
| Ramer, Henry | Desist & Refrain Order; See also Consent Order | 12/12/03 |
| Ramirez, Alicia and Pena, Samantha | Administrative Action See also NMLS Licensee Listing #’s 1620881 and 25622 |
03/29/21 |
| Ramirez, Colleen | Desist & Refrain Order | 04/29/08 |
| Ramirez, Dan | Desist & Refrain Order | 06/18/09 |
| Ramirez, Ory | Administrative Action See also NMLS licensee listing #485567 |
07/02/18 |
| Ramirez, Rolando L.aka Esparza, Ronnie Lee | Administrative Action See also NMLS licensee listing # 1864073 |
07/14/20 |
| Ramirez Reyna, Maria I | Administrative Action | 10/12/16 |
| Ramos, Angelita Arpilleda | Administrative Action | 07/02/18 |
| Ramos, Anthony | Administrative Order | 10/12/10 |
| Ramos, Susan | Administrative Order | 10/29/18 |
| Rampart Portfolio Partners, LLC; Borneman, Jeffrey C. | Administrative Action See also Investment Adviser Firm Summary – CRD # 284406 |
05/07/20 |
| Ramses Investments, Inc. | Administrative Order See also FSD licensee listing # 603J798 | 04/23/19 |
| Rancho de Andallusia Vineyard & Winery, LLC | Desist & Refrain Order , see also O’Keefe-Wedertz Enterprises, LLC | 10/25/07 |
| Randall, David A. | Administrative Action | 03/17/16 |
| Randall, Laurence E. | Desist & Refrain Order | 04/22/04 |
| Randall, Tazwell | Administrative Action See also NMLS Licensee Listing # 940660 |
12/17/21 |
| Rando, John akd Rando Jon | Desist & Refrain Order | 06/25/08 |
| Radnor Finance Company, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-44332 |
11/12/19 |
| Rangel, Hector | Desist & Refrain Order | 11/13/13 |
| Rapagna, Michael R. | Desist & Refrain Order | 01/09/09 |
| Rapid Cash | Desist & Refrain Order | 02/28/06 |
| RapidCash, Inc. | Desist & Refrain Order | 02/28/06 |
| Rapital Capital | Administrative Action | 05/27/20 |
| Raptor Consulting | Desist & Refrain Order, see also Hance, Roger D. | 11/29/11 |
| Rasch, Anna | Administrative Action | 09/23/22 |
| Ratajczak, Sandra | Desist & Refrain Order | 08/19/05 |
| Rate One, Inc. The Mortgage People | Summary Revocation Order | 12/11/15 |
| Rate & Term Financing, Inc. | Administrative Action | 05/01/09 |
| Rate Plus, Inc. | Administrative Action | 08/24/18 |
| RateGenius, Inc. | Administrative Action See also FSD licensee listing #6037920 | 12/21/18 |
| RateNet | Civil Action | 03/21/03 |
| RateNet, LLC | Civil Action | 03/21/03 |
| Rawle, Gerard Girard (Gerard Suite aka Gerard Sweet aka Raul Jerad Anthony aka R.J Anthony aka Rawle Gerard Suite aka Gerard S. Rawle) | Civil Action | 07/25/06 |
| Ryan, Donald; Shorecrest Ventures, Inc. dba Western Pacific Lending, Erick C. Graziano | Administrative Action | 10/10/16 |
| Raymond & Sons Realty Capital Corporation | Administrative Action | 11/05/20 |
| Raymond James & Associates, Inc.; Raymond James Financial Services, Inc. | Administrative Action See also Investment Adviser Firm Summary – CRD # 705; CRD # 6694 |
07/11/23 |
| Raymond-Presnel Chonacas, Timothy | Administrative Action | 11/27/17 |
| Ray, Krittibas | Administrative Action | 12/09/10 |
| Ray Pacific Asset Management, Inc. | Administrative Action | 12/09/10 |
| Ray, Pete, aka Rayburn, Pedro and Rayburn Pete | Desist & Refrain Order | 04/29/10 |
| Rauh, Douglas Alan | Administrative Action; See also Office of Administrative Law Decision – OAH No. 2012080604 | 07/10/12 |
| Raza Development Fund, Inc. | Administrative Action | 11/26/12 |
| RazzleDazzle Franchise, LLC | Administrative Action | 12/12/17 |
| RAZZLEDAZZLE Barbershop, a division of RD Consulting, LLC | Administrative Action | 12/12/17 |
| RAZZLEDAZZLE Franchise Corporation dba RAZZLEDAZZLE Franchise | Administrative Action | 12/12/17 |
| RBC Capital Markets Corporation | Administrative Action | 10/31/13 |
| RBC Mortgage Company | Administrative Order | 06/04/07 |
| RC Wealth Management LLC | Administrative Action See also Investment Adviser Firm Summary – CRD # 281300 |
09/08/22 |
| Rodel Corriente (SY)LLC | Administrative Action See also Investment Adviser Firm Summary – CRD # 154210 |
09/08/22 |
| RCD Capital LLC | Administrative Action See also CFL licensee listing # 60DBO-76030 |
04/03/19 |
| RCM Capital Management | Administrative Action | 04/15/20 |
| RCO AG Credit, Inc | Administrative Action See also FSD licensee listing #6070339 |
04/03/19 |
| RD Funding And Investments LLC | Administrative Action | 12/30/19 |
| RD Legal Funding, LLC | Administrative Action See also CFL licensee listing #6038336 |
05/30/18 |
| RDTC, Inc. | Administrative Action | 07/06/11 |
| Re-Acquis Management, Inc. | Stipulation to Desist & Refrain Order and Desist & Refrain Order | 01/06/10 |
| RE Equity Group, LLC | Desist & Refrain Order | 10/11/10 |
| Reade, Chris | Desist & Refrain Order | 06/09/04 |
| Reader, Cory P. | Administrative Action | 05/04/23 |
| Readiness Technology Partners, LLC | Desist & Refrain Order | 12/14/10 |
| Ready Cash | Desist & Refrain Order | 09/16/08 |
| Real Equity Pursuit, LLC | Civil Action | 12/10/10 |
| Real Equity Pursuit, LLC Gerald Wolfe; Nathan Arnett; Juris Wealth Management, L.L.C. | Desist & Refrain Order | 03/21/11 |
| Real Estate and Loan Consultants (THE) | Desist & Refrain Order | 10/11/10 |
| Real Estate Educational Services; Yen, Danny | Administrative Action | 01/14/22 |
| Real Estate Heaven Mortgage Corp. | Administrative Action See also CFL Licensee Listing # 60DBO-88134 |
04/03/19 |
| Real Estate Investor Exchange | Desist & Refrain Order | 10/10/06 |
| Real Haus LLC | Administrative Action See also CFL Licensee Listing # 60DBO-160792 |
05/03/23 |
| Real Estate Mortgage Network, Inc. | Administrative Order see also Lic. Number 603-I908 and Lic. Number 413-0749 |
07/09/13 |
| Real Prosperity, Inc. | Desist & Refrain Order | 02/17/11 |
| Real Property Lenders, Inc | Administrative Order | 05/19/08 |
| Real Property Mortgage and Investments, Inc. | Administrative Action | 05/01/09 |
| Real-Time Oil Monitoring, Inc. | Desist & Refrain Order | 12/31/08 |
| Real Video Gaming, Inc | Desist & Refrain Order | 08/13/07 |
| RealFund Investment Trust | Desist & Refrain Order | 09/08/11 |
| Realopts LLC | Administrative Action | 03/18/11 |
| Reali Loans, Inc. | Administrative Action See also CFL licensee listing # 60DBO-68584 |
04/03/20 |
| Reality Mortgage, LLC | Administrative Order | 06/12/08 |
| Realty Escrow Corporation | Administrative Action; See also FSD licensee listing #9632279 | 09/12/11 |
| Realty Finance Operating Partnership, L.P | Administrative Action; See also FSD licensee listing #603-L617 | 05/03/17 |
| Realty World-Trudnich Realty, Inc. | Administrative Action | 12/14/11 |
| Rebel LLC | Desist & Refrain Order | 08/16/04 |
| Recovco Mortgage Management, LLC | Administrative Action See also CFL licensee listing # 60DBO-54770 |
04/03/19 |
| Recover Metrics, LLC | Civil Action | 09/30/10 |
| Recycled Mobile Homes and Recycled Housing | Desist & Refrain Order | 01/02/07 |
| Red Apple Escrow | Administrative Order | 11/09/11 |
| Red Bridge Crossing, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-131998 |
11/18/22 |
| Red Horizon Films, Inc. | Desist & Refrain Order | 10/25/13 |
| Red Leaf Ventures, LLC DBA Red Leaf Lending | Desist & Refrain Order | 08/05/14 |
| Red Rock Secured, LLC | Civil Action | 05/15/23 |
| Red Water Films, LLC | Desist & Refrain Order , see also Cinamour Entertainment, LLC (PDF) | 03/24/09 |
| Redding Cash Now | Administrative Action | 10/02/07 |
| Redemption Reliance, LLC | Administrative Action | 05/07/13 |
| Redmon, Christina | Administrative Action See also Escrow Licensee Listing # 96DBO-89529 |
01/11/21 |
| RedRhino, Inc. | Administrative Action | 12/01/14 |
| Redwood Commercial Mortgage Corporation | Administrative Action See also CFL Licensee Listing # 6054288 |
02/10/21 |
| Redwood Escrow Services Inc. | Administrative Action See also Escrow Licensee Listing # 9635088 |
09/11/23 |
| Redwood Financial | Administrative Action | 05/13/05 |
| Redwood Financial (CRMLA) | Administrative Order | 09/28/09 |
| Redwood Mortgage Group | Administrative Order | 04/21/11 |
| Redwood Realty | Administrative Action | 07/28/10 |
| Redwood Realty Inc. | Administrative Action See also CFL Licensee Listing # 6054287 |
04/03/20 |
| Reech, John Kevin | Administrative Action | 04/17/18 |
| Reed, Cary | Desist & Refrain Order | 06/24/09 |
| Reed, Kenneth | Administrative Action See also NMLS Licensee Listing # 249684 |
12/07/21 |
| Reed, Norman Frank aka Reed, Bob | Administrative Action | 03/26/08 |
| Reed, Robert | Administrative Action | 03/26/08 |
| Reese, Robert aka Reese, Bob | Administrative Action See also Office of Administrative Law Decision – OAH No. 2004090023 | 08/06/08 |
| Reflex Developing &Testing, Inc. | Desist & Refrain Order | 03/26/08 |
| ReFinance.com | Administrative Order | 12/08/08 |
| reg1122@mail.com | Desist & Refrain Order | 07/20/07 |
| reg1122@pochta.ru | Desist & Refrain Order | 07/20/07 |
| Regal Assets LLC | Administrative Action | 09/27/23 |
| Regal Capital Holdings, LLC | Desist & Refrain Order | 02/17/11 |
| Regent Investment Advisors, Inc.; Mingo, Timothy Clark | Administrative Action | 03/24/20 |
| Regents Financial, LLC | Administrative Action See also CFL # 60DBO-64072 |
04/16/21 |
| REI (Remediation Earth, Inc.) | Desist & Refrain Order | 06/06/12 |
| REI Exchange | Desist & Refrain Order | 10/10/06 |
| Reid Capital Enterprises LLC | Administrative Action See also CFL Licensee Listing # 60DBO-63150 |
04/03/20 |
| Reilly Kelly Productions LLC | Desist & Refrain Order | 01/05/10 |
| Reilly, Joseph A. | Desist & Refrain Order | 01/05/10 |
| Reimers, Bill | Desist & Refrain Order | 03/03/06 |
| Reimers, Francis William | Desist & Refrain Order | 03/03/06 |
| Reinboth, Michael Andrew | Administrative Action | 06/11/19 |
| Reinert, Peter (Global Encryption) | Desist & Refrain Order | 11/29/11 |
| Reinert, Peter (Remediation Earth) | Desist & Refrain Order | 06/06/12 |
| Reis, Christoper | Desist & Refrain Order | 06/30/08 |
| Reis, Harold | Desist & Refrain Order | 06/30/08 |
| Reiswig, Janet Sue; Fidelity Insured Deposits; William Martin Fendrick; Reiswig, Ronald Edward; | Administrative Action See also Office of Administrative Law Decision – OAH No. L2003070022 | 09/06/02 |
| Reiswig, Janet Sue; Reiswig, Ronald Edward | Administrative Action See also Office of Administrative Law Decision – OAH No. L2004080137 | 07/29/04 |
| Reiswig, Janet Sue; Ronald Edward Reiswig; US America, Inc.; US America, Inc.; Global Reserves, BT aka Global Reserve, BT and Global Reserve Trust | Desist & Refrain Order (US America, Inc. and Global Reserves BT) | 09/26/07 |
| Reiswig, Ronald Edward | Desist & Refrain Order (US America, Inc. and Global Reserves BT) | 09/26/07 |
| Reliable Mortgage, Inc | Administrative Order | 11/07/06 |
| Reliable Mortgage Solutions, Inc. | Administrative Action | 05/01/09 |
| Reliance Finance Company, LLC | Administrative Action | 05/01/09 |
| Reliance Investments, LLC | Desist & Refrain Order | 04/29/10 |
| Reliance Mortgage Company; Reliance Mortgage of Texas, Inc. | Administrative Action | 05/12/10 |
| Reliance Mortgage Funding LLC | Administrative Action See also CFL Licensee Listing # 60DBO-99996 |
04/03/20 |
| Reliance Premium Finance Inc. | Administrative Action | 02/03/17 |
| Reliant Escrow | Administrative Action | 10/15/14 |
| Reliant Global Markets, LLC | Desist & Refrain Order | 05/12/03 |
| Reliant Life Shares, LLC | Administrative Action | 12/15/22 |
| Reliant Services Group, LLC | Administrative Action See also CFL Licensee Listing #’s 60DBO-99055, 60DBO-101626 |
04/28/20 |
| Remediation Earth, Inc. | Desist & Refrain Order | 06/06/12 |
| Remington Financial Group. | Desist & Refrain Order, see also Kilpatrick and Hart | 09/12/03 |
| Renaissance Asset Fund, Inc. | Desist & Refrain Order | 08/17/05 |
| Renaissance Home & Mortgage | Administrative Action | 09/24/08 |
| Renaissance Management, LLC. | Civil Action | 09/09/15 |
| Renault Mutual Lending Group | Administrative Action | 01/19/23 |
| Rene Reyna Ortiz | Administrative Action | 05/12/10 |
| Renew Crew, LLC; Rubbish Works, LLC; 360 Painting, LLC; Pro-Lift Doors Franchise, LLC; Maid Right, LLC; Handyman Pro, LLC; Kitchen Wise, LLC; and Flick, Paul | Administrative Action | 11/19/21 |
| Renew Lending, Inc. | Administrative Order See also CRMLA # 417-0049 |
01/01/14 |
| Reno, Naza | Administrative Action | 01/01/14 |
| Reno, Naza | Desist & Refrain Order | 02/01/05 |
| Renovate America, Inc. | Administrative Action See also CFL licensee listing # 60DBO-91914 |
06/04/21 |
| Rent to Own | Administrative Action | 05/03/07 |
| REO Land Services | Desist & Refrain Order | 11/15/10 |
| Replenish My Cash | Administrative Order | 04/08/10 |
| Republic Cash Advance, Inc. | Desist & Refrain Order | 11/13/02 |
| Republic First National Corporation | Administrative Action See also CFL # 60DBO-103853 |
04/16/21 |
| Republic Mortgage, LLC (PDF) | Administrative Order | 07/31/07 |
| REQLAIM | Administrative Action See also Investment Adviser Firm Summary – CRD # 291751 |
01/21/21 |
| RM Legal | Administrative Action | 06/05/23 |
| Republic Mortgage Home Loans, LLC. | Administrative Order See also FSD listing #413-0900 | 09/01/15 |
| Resendez, Gabriel O. | Desist & Refrain Order | 05/23/12 |
| Reserve Financial Services | Administrative Action | 01/19/21 |
| Reserve Petroleum California, Inc. | Desist & Refrain Order | 06/18/08 |
| Residential Bancorp | Administrative Action See also CRMLA Licensee Listing # 4131217 |
08/24/20 |
| Residential Capital, LLC | National Mortgage Settlement, See also National Mortgage Settlement website for more information | 02/09/11 |
| Residential Capital Partners, LLC | Administrative Action See also CFL # 60DBO-44865 |
12/16/22 |
| Residential Credit Solutions, Inc. | Administrative Action | 02/15/11 |
| Residential Funding Company, LLC. | Administrative Action | 08/05/16 |
| Residential Home Funding Corp. | Administrative Action See also licensee listing #4131022 | 01/03/13 |
| Residential Loan Centers of America | Administrative Order | 04/02/09 |
| Residential Mortgage Services. | Administrative Action See also FSD #4130476 and NMLS #168397 |
06/14/18 |
| Residential Mortgage Solutions | Administrative Action See also CFL Licensee Listing # 603E115 |
04/16/21 |
| Resilience Finance Company | Administrative Action See also FSD licensee listing #6052650 | 07/30/18 |
| Resmac, Inc. | Administrative Action See also CFL licensee listing #’s 603K421; 603I223; 60DBO-58019 and 60DBO-105149 |
04/03/19 |
| Resocore Asset Management Inc. | Administrative Action See also NMLS # 2320051 |
04/15/24 |
| Resorts West Escrow, Inc. | Administrative Action | 03/04/08 |
| Resource Capital | Administrative Order | 12/6/2012 |
| Resource Financial Services, Inc | Administrative Order | 03/28/19 |
| Resource Mortgage Banking, LTD | Administrative Order | 12/08/08 |
| Resource Real Estate Funding, LLC | Administrative Action See also CFL Licensee Listing # 603F123 |
11/19/20 |
| Restore Solutions, Inc. | Desist & Refrain Order | 08/30/07 |
| Result Property Mortgage (RPM) | Administrative Order | 10/12/10 |
| Retana, Milton | Desist & Refrain Order | 02/08/10 |
| Retainer Funding Services | Administrative Action See also FSD listing #603-8193, 603-J989, 603-K227 | 02/27/17 |
| Retire Happy, LLC | Administrative Action | 03/24/23 |
| Retirement Accounts, Inc. | Desist & Refrain Order | 09/27/02 |
| Reve Enterprises | Desist & Refrain Order | 10/05/11 |
| Revenue Roll Lending LLC | Administrative Action See also CFL Licensee Listing # 60DBO-156942 |
12/29/23 |
| Rate Rabbit, Inc. | Administrative Action See also CRMLA Licensee Listing # 41DBO-74724 |
10/31/23 |
| Reverse Mortgage Funding LLC | Administrative Action See also CRMLA Licensee Listing # 4131266 |
10/31/23 |
| Reverse Mortgage USA, Inc. dba 1st Reverse Mortgage | Administrative Order See also FSD Licensee Listing #413-1195 |
01/26/15 |
| Revis, Andre | Desist & Refrain Order | *12/07/06 |
| Rex Animal Health, Inc. aka Rex or Rex Ag Labs | Administrative Order | 09/16/2019 |
| REX Home Loans LLC | Administrative Action See also CFL #’s 60DBO-106274, 60DBO-106277, 60DBO-113387 |
04/16/2021 |
| Rexford Funding, LLC | Administrative Order | 05/02/2012 |
| Reyes, Cristina Madrigal | Desist & Refrain Order | 09/08/08 |
| Reyes, George | Administrative Action | 05/16/06 |
| Reyes, Mary | Administrative Action | 05/16/06 |
| Reyes, Michelle D. | Administrative Action | 05/16/06 |
| Reyes, Raymond | Desist & Refrain Order | 04/10/13 |
| Reyes, Walter Alexander | Administrative Action | 10/12/11 |
| Reyes Lending & Investments, Inc. | Administrative Action | 09/02/14 |
| Reynolds, Clifford J. | Administrative Action | 09/09/19 |
| Reynolds, Frank | Desist & Refrain Order | 05/29/08 |
| Reynolds, Jason T. | Administrative Action | 08/24/22 |
| Reynolds, Rob | Civil Action | 05/05/08 |
| Rezabek, Carrie | Administrative Action | 07/09/09 |
| RG Advisors, LLC | Administrative Action See also CRD # 314835 |
01/17/24 |
| RG Capital Management, LLC. | Administrative Action | 01/20/17 |
| RHM of California and RHM, Reverse Home Mortgage of California | Administrative Action | 09/24/08 |
| Rhode, Stephen J. | Desist & Refrain Order | 12/16/02 |
| Rhodes Investment Advisory | Administrative Action | 11/19/03 |
| Rhodes, James Ernest | Administrative Action | 11/19/03 |
| Rhue, Jerry | Desist & Refrain Order | 07/21/08 |
| Rhue, May | Desist & Refrain Order | 07/21/08 |
| Rhue, May Pei | Administrative Action See also CFL # 60DBO-35865 |
12/30/22 |
| Rialto Mortgage Finance, LLC | Administrative Action | 12/30/19 |
| Riberio, David J. | Administrative Action | 08/28/13 |
| Rice, Alvin C. | Desist & Refrain Order | 10/29/07 |
| Rice, Fredrick | Administrative Action | 02/14/18 |
| Rice, Steven C. | Administrative Action | 12/22/17 |
| Richard Cox Fiduciary Services. | Administrative Action See also Office of Administrative Law Decision – OAH NO. 2011100520 | 05/23/12 |
| Richards, Loyann L. | Administrative Action see also Licensee # 963-0108 | 04/13/15 |
| Richards, Karen | Administrative Action | 11/08/19 |
| Richardson, Kevin | Desist & Refrain Order | 06/22/10 |
| Richardson, Wayne Keith | Administrative Action | 12/08/15 |
| Richfield Orion International, Inc. | Administrative Action See also CRD # 24433 |
01/17/23 |
| Richmond, Chanara Susan Mae Casey | Desist & Refrain Order | 12/09/04 |
| Richmond, Matthew | Civil Action | 05/05/08 |
| Richport Capital, LLC | Administrative Action | 09/05/17 |
| Richwell Financial, Inc. | Desist & Refrain Order | 08/30/06 |
| Richwell, Ltd. | Desist & Refrain Order | 08/30/06 |
| Rickman, Destyn A. | Desist & Refrain Order | 05/23/12 |
| Ridge Stone Capital, Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-109677 |
04/19/22 |
| Ridgegate Escrow, Inc. | Administrative Action See also Escrow Licensee Listing # 963-2226 |
04/24/14 |
| Rifkin, Richard Arthur aka Rifkin, Aryeh; Rifkin, Aryeh Avraham | Administrative Action | 10/22/19 |
| Rightway Financial Group, LLC | Administrative Action | 05/01/09 |
| Right Start Mortgage, Inc. | Administrative Action See also CRMLA # 4131234 |
06/21/23 |
| Riley, Michael | Desist & Refrain Order | 03/13/06 |
| Rimer, Stan | Desist & Refrain Order | 12/08/06 |
| Rinato Financial, LLC | Administrative Action | 12/05/18 |
| Ringside Development Company dba Bio-One, Inc. | Administrative Action | 11/14/18 |
| Rink, Amy | Desist & Refrain Order | 12/09/04 |
| Rio Grande Mortgage Company | Administrative Order | 11/07/06 |
| Rise Credit of California, LLC. | Administrative Action; See also FSD licensee listing # 603J998 | 03/20/18 |
| Rising Bird Incorporated | Administrative Action | 12/27/17 |
| Rising Energy Systems Corp | Desist & Refrain Order | 08/04/14 |
| Ritchie Bros. Financial Services Ltd. | Administrative Action | 05/25/17 |
| Ritter, Bobby | Administrative Action | 11/21/23 |
| Ritter, James David | Desist & Refrain Order | 05/11/06 |
| River City Mortgage, LLC | Administrative Action See also CFL licensee listing # 60DBO-44759 |
04/03/19 |
| Rivas, Tony | Administrative Action | 06/28/23 |
| River Forest Financial, LLC | Administrative Action | 03/28/12 |
| Rivera Auto Insurance Services | Administrative Action | 03/02/17 |
| Rivera, James | Desist & Refrain Order | 06/02/10 |
| Rivera, Sr., Enrique M. | Administrative Action | 03/02/17 |
| Rivera-Letrado, Blanca Betty | Administrative Action See also NMLS # 1971297 |
09/07/21 |
| Riverbend Funding, LLC | Administrative Action See also CFL # 60DBO-82036 |
05/03/23 |
| Rivers Entertainment | Desist & Refrain Order | 01/04/06 |
| Rivers, Jordan | Desist & Refrain Order | 01/04/06 |
| Riverside Check Cash “N” Loan | Desist & Refrain Order | 06/05/08 |
| Riverside Finance Company, LLC | Administrative Order | 11/21/11 |
| Riverstone Networks, Inc. | Desist & Refrain Order | 04/29/03 |
| Riverwest Corporation | Administrative Action See also CFL Licensee Listing # 60DBO-45363 |
04/03/20 |
| Riviera Capital Group, LLC | Administrative Order | 5/2/2012 |
| RJN Enterprises | Administrative Order | 06/20/10 |
| RLT Management, Inc. DBA Fast Money Loan | Administrative Order See also FSD Licensee Listing # 603I816 | 03/09/19 |
| RKF Investments, Inc. | Desist & Refrain Order | 07/17/08 |
| RKM Financial Group, Inc. | Desist & Refrain Order | 01/18/06 |
| RMB Operations, LLC | Civil Action | 08/31/09 |
| RMC Capital Management, Inc. | Administrative Action | 07/27/05 |
| Riva DCM, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-164771 |
09/08/22 |
| Rivas, Nicholas Christopher | Administrative Action | 02/04/21 |
| RMC Derivatives LLC | Administrative Action | 03/18/11 |
| RMCFinancial.com (Khanna, Inc., dba) | Administrative Action | 05/01/09 |
| RMR Financial, LLC. | Administrative Action See also FSD Licensee Listing # 415-0027 | 01/05/16 |
| RMS & Associates | Administrative Action See also FSD # 4130476 and NMLS # 168397 | 06/14/18 |
| RMS & Associates, RMS Trading Group | Desist & Refrain Order | 12/19/08 |
| Roach, Dirk | Desist & Refrain Order | 01/30/03 |
| Roach, James Dirk | Desist & Refrain Order | 01/30/03 |
| Roadloans.com | Administrative Action See also FSD licensee listing #603G787 | 04/06/18 |
| Roady, Karen Jannette | Administrative Action See also NMLS licensee listing #1272302 | 04/06/18 |
| Roane County Shale, LLP | Desist & Refrain Order | 11/28/07 |
| Robbin, Khali | Desist & Refrain Order | 01/03/07 |
| Roberts, Brandon | Administrative Action | 06/16/09 |
| Roberts, Greg | Desist & Refrain Order | 08/06/08 |
| Roberts, Greg J. | Desist & Refrain Order | 08/16/08 |
| Roberts, Jenefer | Administrative Action | *12/28/08 |
| Roberts, Scott D. | Desist & Refrain Order | 07/22/04 |
| Roberts, Sean R. | Administrative Action See also Office of Administrative Hearing Decision See also FSD licensee listing #603A620 | 03/02/09 |
| Robertson, John | Administrative Action | 05/01/23 |
| Robhana Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-53835 |
04/03/20 |
| Robles, Jensen; Vortic United Ltd.; Vortic Holding Ltd.; Vortic Consulting Ltd.; www.vortic-united.com | Administrative Action | 08/09/23 |
| Roberson, Rayford Ray | Desist & Refrain Order | 06/08/03 |
| Robles, Sergio | Administrative Action See also NMLS Licensee Listing # 1191605 |
06/29/20 |
| Robley Tonsing Developments, LLC | Desist & Refrain Order and Consent | 03/12/12 |
| Robley, Chad | Desist & Refrain Order and Consent | 03/12/12 |
| Robinhood Financial, LLC | Administrative Action See also Investment Adviser Firm Summary – CRD # 165998 |
04/06/23 |
| Robinson, Bruce | Desist & Refrain Order | 06/30/11 |
| Robinson, Bruce; Savvy Wellness; Ira Warkol | Administrative Action | 11/19/18 |
| Robinson, Dale Robert | Administrative Order | 12/16/15 |
| Robinson, David | Administrative Action | 03/01/21 |
| Robinson, Dedric Joseph aka Robinson, DJ | Administrative Action | 02/02/21 |
| Robinson, Gale (DBA Money & More) | Desist & Refrain Order; Administrative Order | 09/16/08 |
| Robinson, Janice | Administrative Action See also FSD Licensee Listing #9630732 | 10/26/18 |
| Robinson, Keith | Desist & Refrain Order, see also Applied Digital Technology | 08/01/12 |
| Robinson, Michelle Denise | Administrative Action See also NMLS Licensee Listing #1639259 |
07/02/18 |
| Robinson Services; Robinson, Tafara | Administrative Action | 08/05/24 |
| Robistow, Kathleen F. | Desist & Refrain Order | 02/11/05 |
| ROC Debt Strategies Mortgage Capital WF, LLC | Administrative Action | 12/30/19 |
| Rocha, Thomas Anthony | Administrative Action | 06/14/12 |
| Rochford Financial Inc. | Administrative Action See also FSD Licensee Listing #603H587 | 06/25/18 |
| Rock and Roll Travel Show | Desist & Refrain Order | 05/28/08 |
| Rock & Roll Escrow, Inc. | Administrative Action | 03/25/08 |
| Rockford, John | Administrative Action See Also Office of Administrative Law Decision – OAH No. L2007010385 |
12/27/06 |
| Rocket Daddy Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-59318 |
04/03/20 |
| Rocket Lease Corp. | Administrative Action See also CFL Licensee Listing # 60DBO-110326 |
04/16/21 |
| Rockford Group, L.L.C. | Desist & Refrain Order | 11/10/10 |
| Rockfleet Financial Services, Inc | Administrative Action See also CRD # 149325 |
01/17/24 |
| Rockland Fund Financial LLC | Administrative Action See also FSD Licensee Listing #603K706 | 08/09/19 |
| Rockpoint Mortgage LLC | Administrative Action | 05/12/10 |
| Rockport Mortgage Corporation | Administrative Action | 12/26/23 |
| Rockside Investments LLC | Administrative Action | 03/30/21 |
| Rockwell Financial, Inc. – 603G293 Rockwell Financial, Inc. – 603G293 | Administrative Action | 05/19/10 |
| Rockwood Loan | Administrative Action | 06/04/20 |
| Rockwell Financial Network, Inc. | Administrative Action | 07/24/08 |
| ROCO Financial Corp | Desist & Refrain Order | 04/29/08 |
| Rodarte, Sonia E. | Administrative Action | 06/02/14 |
| Roderick, Alex | Desist & Refrain Order | 11/15/06 |
| Rodgers, John | Administrative Action | 09/21/20 |
| Rodgers, Tiffany | Desist & Refrain Order | 05/24/04 |
| Rodriquez, Ana | Desist & Refrain Order; Civil Action | 06/09/05 |
| Rodriquez, Arnold Vergara | Desist & Refrain Order | 05/22/08 |
| Rodriguez, Bob | Desist & Refrain Order | 12/30/02 |
| Rodriguez, Jairo Enrique | Administrative Action See also NMLS # Licensee Listing # 618121 |
02/18/22 |
| Rodriguez, Mario Rivera | Administrative Action | 03/01/18 |
| Rodriguez, Mirtys | Administrative Action See also FSD Licensee Listing # 963-2272 | 06/19/15 |
| Rodriguez, Steven | Administrative Action See also NMLS Licensee Listing # 854020 |
01/02/22 |
| Rodriguez, Shannon K. | Administrative Action See also Ball Print Technologies |
10/23/07 |
| Rodriguez-Silva, Cain | Citations, Desist & Refrain Order, and Order Voiding Deferred Deposit Transactions | *05/15/07 |
| Rogers, James Brent | Desist & Refrain Order | 01/26/15 |
| Rogers, Mark | Administrative Action See also NMLS Licensee Listing # 2358518 |
07/19/23 |
| Rogers Production Revenue Fund, LLP | Administrative Action | 02/09/11 |
| Rogers-Wirtjes, Dianna Kaye aka Rogers, D. Kaye | Desist & Refrain Order | 08/06/07 |
| Rohling, Jeffrey J. | Administrative Action | 03/15/21 |
| Rojas, Alejandro | Administrative Action | 08/31/11 |
| ROI Ventures LLC | Administrative Action See also CFL Licensee Listing # 60DBO-96167 |
04/16/21 |
| Rojas, Curtis | Desist & Refrain Order | 12/11/06 |
| Rojas, Jesus Ramirez | Administrative Action | 10/02/20 |
| Rolling Oaks Enterprises, LLC | Administrative Action See also See also FSD Licensee Listing #6036227 |
04/03/19 |
| Roman Financial Mortgage | Administrative Action | 05/01/09 |
| Roman, Cassandra Kay | Administrative Action See also NMLS Licensee Listing #752586 | 03/04/19 |
| Romanic, Marko | Desist & Refrain Order | 09/28/09 |
| Rome Finance Company | Civil Action | 05/11/09 |
| Romero, Jenni | Desist & Refrain Order | 10/24/04 |
| Romero, John | Desist & Refrain Order | 10/22/04 |
| Romero, Jorge | Administrative Action | 11/08/10 |
| Romero, Luis A. | Administrative Action | 11/21/23 |
| Romo, Jose M. | Administrative Action | 03/11/08 |
| Ronda, John E. | Administrative Order | 10/12/10 |
| Roof Repair Made Easy | Desist & Refrain Order | 05/28/08 |
| Roque, David | Desist & Refrain Order | 02/07/03 |
| Rosberg, Justin | Administrative Action | 04/23/14 |
| Rose Escrow | Administrative Order | |
| Rose Fund, Inc. aka Rose Fund, LLC | Desist & Refrain Order | 09/30/03 |
| Rose, Harold D., aka Rose, Butch Jr. | Desist & Refrain Order | 10/12/04 |
| Rose, Jason T. | Desist & Refrain Oder | 06/10/08 |
| Rose, Leslie Joy Beltran | Administrative Action See also NMLS # 1565807 |
01/23/23 |
| Rosen, Bruce Todd | Administrative Action | 05/13/05 |
| Rosenau Investments, Inc. | Desist & Refrain Order | 05/13/09 |
| Rosenau, Donna M | Desist & Refrain Order | 05/13/09 |
| Rosenau, Robert E.. | Desist & Refrain Order | 05/13/09 |
| Rosenau, Robert R. | Desist & Refrain Order | 05/13/09 |
| Rosewood Energy, Inc. | Desist & Refrain Order | 02/15/06 |
| Rosewood Energy, LLC | Desist & Refrain Order | 02/15/06 |
| Rosoff, Mel | Desist & Refrain Order | 10/14/14 |
| Ross, Alan R. | Administrative Action | 04/03/19 |
| Ross, Janet | Desist & Refrain Order | 02/22/07 |
| Roth, Joseph | Desist & Refrain Order | 03/14/11 |
| Roth, Steve | Desist & Refrain Order | 08/30/06 |
| Roth, Steven E. | Desist & Refrain Order | 08/30/06 |
| Roth, Steven E. M. | Desist & Refrain Order | 08/30/06 |
| Round Hill Securities | Administrative Action | 07/18/05 |
| Rounder Company Inc. | Administrative Order | 01/03/13 |
| Rounsaville, Brett Thomas | Administrative Action See also CRD # 322315 |
01/17/24 |
| Rousseau, Gilbert (U.S. Biofuels, Inc.) | Desist & Refrain Order | 11/04/10 |
| Rousseau, Gilbert | Desist & Refrain Order | 12/03/07 |
| Roussel, Joseph M. | Administrative Action | 07/18/18 |
| Routh, John Alan | Administrative Action See also NMLS Licensee Listing # 1827057 |
09/11/19 |
| Rowe, Derrick aka Stephens, Derrick D. aka Stephens, Derek | Desist & Refrain Order | 09/11/08 |
| Rowzee, Jeanne | Desist & Refrain Order | 10/01/07 |
| Roxas, Franklin | Administrative Order | 11/27/12 |
| Roxie Samaniego, CPA, P.C | Administrative Action | 05/04/23 |
| Roy Graigo Private Lending Services, LLC. | Administrative Action | 03/02/17 |
| Royal Business Bank | Administrative Action | 10/25/23 |
| Royal Crest Escrow | Administrative Action | 03/28/08 |
| Royal Crown Funding | Administrative Action | 03/18/11 |
| Royal Loan | Administrative Action | 11/30/07 |
| Royal Mortgage Solutions | Administrative Action | 09/12/18 |
| Royal Pacific Funding Corporation | Administrative Action See also CFL Licensee Listing # 603L606 |
04/03/20 |
| Royal Payday Advance, Inc. | Administrative Action See also Office of Administrative Law Decision – OAH No. L-2007090045 |
07/25/08 |
| Royal Restrooms Management, LLC | Desist & Refrain Order | 06/11/08 |
| Royal Tea Taiwan Co., Ltd.aka Gong Cha Group | Administrative Action | 05/26/20 |
| Royalty Mortgage Funding, Inc. | Administrative Action See also CFL # 60DBO-161602 |
12/30/22 |
| Royanstone.com | Desist & Refrain Order | 05/11/04 |
| RPM Lenders | Administrative Action | 11/30/07 |
| Rreef Structured Debt Fund Investments, LLC | Administrative Order | 11/28/2012 |
| RS Lending, Inc. | Administrative Action; See also CFL Licensee Listing # 60DBO-58742 | 04/03/19 |
| RSA Mortgage Solutions, Inc. | Administrative Action | 04/13/07 |
| RSS Marketing | Civil Action | 02/14/11 |
| RSS Marketing (RSS, Inc) ;Real Source Solutions, Inc. | Desist & Refrain Order | 04/22/14 |
| RSVP Lending, LLC | Administrative Action See also CFL Licensee Listing # 60DBO-68847 |
04/03/20 |
| RT Urban Row Homes, LLC | Desist & Refrain Order and Consent | 03/12/12 |
| RTJ Financial Management, Inc. | Administrative Action See also Investment Adviser Firm Summary -CRD # 129511 |
09/08/22 |
| RTO Investors, LLC | Desist & Refrain Order | 10/11/11 |
| Rubal, Fabian a.k.a. Rabul, Fabian | Administrative Action | 02/19/20 |
| Rubi, Karla | Administrative Action See also NMLS Licensee Listing # 1647633 |
12/21/21 |
| Rubin, Matthew Craig | Desist & Refrain Order; See also Order Revoking Effectiveness of Franchise Registration (06/17/04) (PDF) | *06/18/04 |
| Rucker, Douglas | Desist & Refrain Order; See also Power Station LLC | 08/26/08 |
| Rude, Ryan Edward | Desist & Refrain | 07/11/11 |
| Rudolph, James E. | Desist & Refrain Order | 12/24/02 |
| Rue, Gary Alan | Desist & Refrain Order | 12/20/02 |
| Ruedy & Stites Advertising Company | Administrative Action; See also CFL Licensee Listing # 60DBO-83118 | 04/03/19 |
| Ruffman, Ben | Administrative Action | 03/18/19 |
| Ruiz, Alan | Civil Action | 04/16/08 |
| Ruiz, Jesus | Desist & Refrain Order | 12/29/11 |
| Ruelas, Veronica | Administrative Action | 09/12/08 |
| Runnells, Cary Michael | Administrative Action See also CFL Licensee Listing # 60DBO-127314 |
04/19/22 |
| Runnemede Entertainment, Inc. | Desist & Refrain Order | 01/31/14 |
| Runway Growth Credit Fund Inc. | Administrative Action See also CFL Licensee Listing # 60DBO-46286 |
04/03/19 |
| Rushmore Loan Management Services, LLC | Administrative Action See also CRMLA Licensee Listing # 4131068 |
12/03/20 |
| Russell, Steve | Desist & Refrain Order | 04/02/09 |
| Russell, Travis James | Administrative Action | 07/29/22 |
| Russello, Christopher Allen | Administrative Action | 07/10/13 |
| Russo, Russ | Desist & Refrain Order | 04/15/11 |
| Rustin, John Wesley | Administrative Action | 07/30/20 |
| Ruth, Melvin Donald | Desist & Refrain Order | 08/19/05 |
| Rutledge, John Francis | Administrative Action See also CRD # 324552; CRD # 2395715 |
05/02/23 |
| Rutherford, Bonnie L. | Desist & Refrain Order | 01/31/06 |
| Ruttenberg, Matthew | Administrative Action | 12/16/21 |
| Remabit | Administrative Action | 09/27/22 |
| RWC Mortgage | Administrative Action | 09/01/10 |
| Ryan, Donald | Administrative Action See also another Administrative Action | 10/10/16 |
| Ryan, Donald G.568 | Desist & Refrain Order | 08/07/06 |
| Ryan, Norman Ray | Desist & Refrain Order | 01/18/17 |
| Ryan, Patrick | Desist & Refrain Order | 10/23/06 |
| Ryan, Patrick | Desist & Refrain Order | 05/02/07 |
| Ryan, Sean | Administrative Action | 07/03/18 |
| Rymal, Inge | Desist & Refrain Order | 05/12/10 |
| Ryms Financial Services, Inc. | Desist & Refrain Order | 02/18/09 |